第1章

类别:其他 作者:佚名字数:27419更新时间:18/12/20 11:08:59
1 WHENtheobjectsofaninquiry,inanydepartment,haveprinciples,conditions,orelements,itisthroughacquaintancewiththesethatknowledge,thatistosayscientificknowledge,isattained。Forwedonotthinkthatweknowathinguntilweareacquaintedwithitsprimaryconditionsorfirstprinciples,andhavecarriedouranalysisasfarasitssimplestelements。PlainlythereforeinthescienceofNature,asinotherbranchesofstudy,ourfirsttaskwillbetotrytodeterminewhatrelatestoitsprinciples。 Thenaturalwayofdoingthisistostartfromthethingswhicharemoreknowableandobvioustousandproceedtowardsthosewhichareclearerandmoreknowablebynature;forthesamethingsarenot\'knowablerelativelytous\'and\'knowable\'withoutqualification。Sointhepresentinquirywemustfollowthismethodandadvancefromwhatismoreobscurebynature,butclearertous,towardswhatismoreclearandmoreknowablebynature。 Nowwhatistousplainandobviousatfirstisratherconfusedmasses,theelementsandprinciplesofwhichbecomeknowntouslaterbyanalysis。Thuswemustadvancefromgeneralitiestoparticulars;foritisawholethatisbestknowntosense-perception,andageneralityisakindofwhole,comprehendingmanythingswithinit,likeparts。Muchthesamethinghappensintherelationofthenametotheformula。Aname,e。g。\'round\',meansvaguelyasortofwhole:itsdefinitionanalysesthisintoitsparticularsenses。 Similarlyachildbeginsbycallingallmen\'father\',andallwomen\'mother\',butlaterondistinguisheseachofthem。 2 Theprinciplesinquestionmustbeeither(a)oneor(b)morethanone。If(a)one,itmustbeeither(i)motionless,asParmenidesandMelissusassert,or(ii)inmotion,asthephysicistshold,somedeclaringairtobethefirstprinciple,otherswater。If(b)morethanone,theneither(i)afiniteor(ii)aninfiniteplurality。If(i)finite(butmorethanone),theneithertwoorthreeorfourorsomeothernumber。If(ii)infinite,theneitherasDemocritusbelievedoneinkind,butdifferinginshapeorform;ordifferentinkindandevencontrary。 Asimilarinquiryismadebythosewhoinquireintothenumberofexistents:fortheyinquirewhethertheultimateconstituentsofexistingthingsareoneormany,andifmany,whetherafiniteoraninfiniteplurality。Sotheytooareinquiringwhethertheprincipleorelementisoneormany。 NowtoinvestigatewhetherBeingisoneandmotionlessisnotacontributiontothescienceofNature。Forjustasthegeometerhasnothingmoretosaytoonewhodeniestheprinciplesofhisscience-thisbeingaquestionforadifferentscienceorfororcommontoall-soamaninvestigatingprinciplescannotarguewithonewhodeniestheirexistence。ForifBeingisjustone,andoneinthewaymentioned,thereisaprinciplenolonger,sinceaprinciplemustbetheprincipleofsomethingorthings。 ToinquirethereforewhetherBeingisoneinthissensewouldbelikearguingagainstanyotherpositionmaintainedforthesakeofargument(suchastheHeracliteanthesis,orsuchathesisasthatBeingisoneman)orlikerefutingamerelycontentiousargument-adescriptionwhichappliestotheargumentsbothofMelissusandofParmenides:theirpremissesarefalseandtheirconclusionsdonotfollow。OrrathertheargumentofMelissusisgrossandpalpableandoffersnodifficultyatall:acceptoneridiculouspropositionandtherestfollows-asimpleenoughproceeding。 Wephysicists,ontheotherhand,musttakeforgrantedthatthethingsthatexistbynatureare,eitherallorsomeofthem,inmotionwhichisindeedmadeplainbyinduction。Moreover,nomanofscienceisboundtosolveeverykindofdifficultythatmayberaised,butonlyasmanyasaredrawnfalselyfromtheprinciplesofthescience:itisnotourbusinesstorefutethosethatdonotariseinthisway:justasitisthedutyofthegeometertorefutethesquaringofthecirclebymeansofsegments,butitisnothisdutytorefuteAntiphon\'sproof。Atthesametimetheholdersofthetheoryofwhichwearespeakingdoincidentallyraisephysicalquestions,thoughNatureisnottheirsubject:soitwillperhapsbeaswelltospendafewwordsonthem,especiallyastheinquiryisnotwithoutscientificinterest。 Themostpertinentquestionwithwhichtobeginwillbethis:Inwhatsenseisitassertedthatallthingsareone?For\'is\'isusedinmanysenses。Dotheymeanthatallthings\'are\'substanceorquantitiesorqualities?And,further,areallthingsonesubstance-oneman,onehorse,oronesoul-orqualityandthatoneandthesame-whiteorhotorsomethingofthekind?Theseareallverydifferentdoctrinesandallimpossibletomaintain。 Forifbothsubstanceandquantityandqualityare,then,whethertheseexistindependentlyofeachotherornot,Beingwillbemany。 Ifontheotherhanditisassertedthatallthingsarequalityorquantity,then,whethersubstanceexistsornot,anabsurdityresults,iftheimpossiblecanproperlybecalledabsurd。Fornoneoftheotherscanexistindependently:substancealoneisindependent:foreverythingispredicatedofsubstanceassubject。NowMelissussaysthatBeingisinfinite。Itisthenaquantity。Fortheinfiniteisinthecategoryofquantity,whereassubstanceorqualityoraffectioncannotbeinfiniteexceptthroughaconcomitantattribute,thatis,ifatthesametimetheyarealsoquantities。Fortodefinetheinfiniteyoumustusequantityinyourformula,butnotsubstanceorquality。IfthenBeingisbothsubstanceandquantity,itistwo,notone:ifonlysubstance,itisnotinfiniteandhasnomagnitude; fortohavethatitwillhavetobeaquantity。 Again,\'one\'itself,nolessthan\'being\',isusedinmanysenses,sowemustconsiderinwhatsensethewordisusedwhenitissaidthattheAllisone。 Nowwesaythat(a)thecontinuousisoneorthat(b)theindivisibleisone,or(c)thingsaresaidtobe\'one\',whentheiressenceisoneandthesame,as\'liquor\'and\'drink\'。 If(a)theirOneisoneinthesenseofcontinuous,itismany,forthecontinuousisdivisibleadinfinitum。 Thereis,indeed,adifficultyaboutpartandwhole,perhapsnotrelevanttothepresentargument,yetdeservingconsiderationonitsownaccount-namely,whetherthepartandthewholeareoneormorethanone,andhowtheycanbeoneormany,and,iftheyaremorethanone,inwhatsensetheyaremorethanone。(Similarlywiththepartsofwholeswhicharenotcontinuous。)Further,ifeachofthetwopartsisindivisiblyonewiththewhole,thedifficultyarisesthattheywillbeindivisiblyonewitheachotheralso。 Buttoproceed:If(b)theirOneisoneasindivisible,nothingwillhavequantityorquality,andsotheonewillnotbeinfinite,asMelissussays-nor,indeed,limited,asParmenidessays,forthoughthelimitisindivisible,thelimitedisnot。 Butif(c)allthingsareoneinthesenseofhavingthesamedefinition,like\'raiment\'and\'dress\',thenitturnsoutthattheyaremaintainingtheHeracliteandoctrine,foritwillbethesamething\'tobegood\'and\'tobebad\',and\'tobegood\'and\'tobenotgood\',andsothesamethingwillbe\'good\'and\'notgood\',andmanandhorse;infact,theirviewwillbe,notthatallthingsareone,butthattheyarenothing;andthat\'tobeofsuch-and-suchaquality\' isthesameas\'tobeofsuch-and-suchasize\'。 Eventhemorerecentoftheancientthinkerswereinapotherlestthesamethingshouldturnoutintheirhandsbothoneandmany。Sosome,likeLycophron,wereledtoomit\'is\',otherstochangethemodeofexpressionandsay\'themanhasbeenwhitened\'insteadof\'iswhite\',and\'walks\'insteadof\'iswalking\',forfearthatiftheyaddedtheword\'is\'theyshouldbemakingtheonetobemany-asif\'one\'and\'being\'werealwaysusedinoneandthesamesense。What\'is\'maybemanyeitherindefinition(forexample\'tobewhite\'isonething,\'tobemusical\'another,yetthesamethingbeboth,sotheoneismany)orbydivision,asthewholeanditsparts。Onthispoint,indeed,theywerealreadygettingintodifficultiesandadmittedthattheonewasmany-asiftherewasanydifficultyaboutthesamethingbeingbothoneandmany,providedthatthesearenotopposites;for\'one\'maymeaneither\'potentiallyone\'or\'actuallyone\'。 3 If,then,weapproachthethesisinthiswayitseemsimpossibleforallthingstobeone。Further,theargumentstheyusetoprovetheirpositionarenotdifficulttoexpose。Forbothofthemreasoncontentiously-ImeanbothMelissusandParmenides。[Theirpremissesarefalseandtheirconclusionsdonotfollow。OrrathertheargumentofMelissusisgrossandpalpableandoffersnodifficultyatall:admitoneridiculouspropositionandtherestfollows-asimpleenoughproceeding。]ThefallacyofMelissusisobvious。Forhesupposesthattheassumption\'whathascomeintobeingalwayshasabeginning\'justifiestheassumption\'whathasnotcomeintobeinghasnobeginning\'。Thenthisalsoisabsurd,thatineverycasethereshouldbeabeginningofthething-notofthetimeandnotonlyinthecaseofcomingtobeinthefullsensebutalsointhecaseofcomingtohaveaquality-asifchangenevertookplacesuddenly。Again,doesitfollowthatBeing,ifone,ismotionless?Whyshoulditnotmove,thewholeofitwithinitself,aspartsofitdowhichareunities,e。g。thiswater?Again,whyisqualitativechangeimpossible?But,further,Beingcannotbeoneinform,thoughitmaybeinwhatitismadeof。(Evensomeofthephysicistsholdittobeoneinthelatterway,thoughnotintheformer。)Manobviouslydiffersfromhorseinform,andcontrariesfromeachother。 ThesamekindofargumentholdsgoodagainstParmenidesalso,besidesanythatmayapplyspeciallytohisview:theanswertohimbeingthat\'thisisnottrue\'and\'thatdoesnotfollow\'。Hisassumptionthatoneisusedinasinglesenseonlyisfalse,becauseitisusedinseveral。Hisconclusiondoesnotfollow,becauseifwetakeonlywhitethings,andif\'white\'hasasinglemeaning,nonethelesswhatiswhitewillbemanyandnotone。Forwhatiswhitewillnotbeoneeitherinthesensethatitiscontinuousorinthesensethatitmustbedefinedinonlyoneway。\'Whiteness\'willbedifferentfrom\'whathaswhiteness\'。Nordoesthismeanthatthereisanythingthatcanexistseparately,overandabovewhatiswhite。 For\'whiteness\'and\'thatwhichiswhite\'differindefinition,notinthesensethattheyarethingswhichcanexistapartfromeachother。ButParmenideshadnotcomeinsightofthisdistinction。 Itisnecessaryforhim,then,toassumenotonlythat\'being\'hasthesamemeaning,ofwhateveritispredicated,butfurtherthatitmeans(1)whatjustisand(2)whatisjustone。 Itmustbeso,for(1)anattributeispredicatedofsomesubject,sothatthesubjecttowhich\'being\'isattributedwillnotbe,asitissomethingdifferentfrom\'being\'。Something,therefore,whichisnotwillbe。Hence\'substance\'willnotbeapredicateofanythingelse。Forthesubjectcannotbeabeing,unless\'being\'meansseveralthings,insuchawaythateachissomething。Butexhypothesi\'being\'meansonlyonething。 If,then,\'substance\'isnotattributedtoanything,butotherthingsareattributedtoit,howdoes\'substance\'meanwhatisratherthanwhatisnot?Forsupposethat\'substance\'isalso\'white\'。 Sincethedefinitionofthelatterisdifferent(forbeingcannotevenbeattributedtowhite,asnothingiswhichisnot\'substance\'),itfollowsthat\'white\'isnot-being——andthatnotinthesenseofaparticularnot-being,butinthesensethatitisnotatall。Hence\'substance\'isnot;foritistruetosaythatitiswhite,whichwefoundtomeannot-being。Iftoavoidthiswesaythateven\'white\' meanssubstance,itfollowsthat\'being\'hasmorethanonemeaning。 Inparticular,then,Beingwillnothavemagnitude,ifitissubstance。Foreachofthetwopartsmustheinadifferentsense。 (2)Substanceisplainlydivisibleintoothersubstances,ifweconsiderthemerenatureofadefinition。Forinstance,if\'man\'isasubstance,\'animal\'and\'biped\'mustalsobesubstances。Forifnotsubstances,theymustbeattributes-andifattributes,attributeseitherof(a)manorof(b)someothersubject。Butneitherispossible。 (a)Anattributeiseitherthatwhichmayormaynotbelongtothesubjectorthatinwhosedefinitionthesubjectofwhichitisanattributeisinvolved。Thus\'sitting\'isanexampleofaseparableattribute,while\'snubness\'containsthedefinitionof\'nose\',towhichweattributesnubness。Further,thedefinitionofthewholeisnotcontainedinthedefinitionsofthecontentsorelementsofthedefinitoryformula;thatof\'man\'forinstancein\'biped\',orthatof\'whiteman\'in\'white\'。Ifthenthisisso,andif\'biped\'issupposedtobeanattributeof\'man\',itmustbeeitherseparable,sothat\'man\'mightpossiblynotbe\'biped\',orthedefinitionof\'man\'mustcomeintothedefinitionof\'biped\'-whichisimpossible,astheconverseisthecase。 (b)If,ontheotherhand,wesupposethat\'biped\'and\'animal\' areattributesnotofmanbutofsomethingelse,andarenoteachofthemasubstance,then\'man\'toowillbeanattributeofsomethingelse。Butwemustassumethatsubstanceisnottheattributeofanything,thatthesubjectofwhichboth\'biped\'and\'animal\'andeachseparatelyarepredicatedisthesubjectalsoofthecomplex\'bipedanimal\'。 ArewethentosaythattheAlliscomposedofindivisiblesubstances?Somethinkersdid,inpointoffact,givewaytobotharguments。Totheargumentthatallthingsareoneifbeingmeansonething,theyconcededthatnot-beingis;tothatfrombisection,theyyieldedbypositingatomicmagnitudes。Butobviouslyitisnottruethatifbeingmeansonething,andcannotatthesametimemeanthecontradictoryofthis,therewillbenothingwhichisnot,forevenifwhatisnotcannotbewithoutqualification,thereisnoreasonwhyitshouldnotbeaparticularnot-being。Tosaythatallthingswillbeone,ifthereisnothingbesidesBeingitself,isabsurd。Forwhounderstands\'beingitself\'tobeanythingbutaparticularsubstance?Butifthisisso,thereisnothingtopreventtherebeingmanybeings,ashasbeensaid。 Itis,then,clearlyimpossibleforBeingtobeoneinthissense。 4 Thephysicistsontheotherhandhavetwomodesofexplanation。 Thefirstsetmaketheunderlyingbodyoneeitheroneofthethreeorsomethingelsewhichisdenserthanfireandrarerthanairthengenerateeverythingelsefromthis,andobtainmultiplicitybycondensationandrarefaction。Nowthesearecontraries,whichmaybegeneralizedinto\'excessanddefect\'。(ComparePlato\'s\'GreatandSmall\'-exceptthathemakethesehismatter,theonehisform,whiletheotherstreattheonewhichunderliesasmatterandthecontrariesasdifferentiae,i。e。forms)。 Thesecondsetassertthatthecontrarietiesarecontainedintheoneandemergefromitbysegregation,forexampleAnaximanderandalsoallthosewhoassertthat\'whatis\'isoneandmany,likeEmpedoclesandAnaxagoras;fortheytooproduceotherthingsfromtheirmixturebysegregation。Thesediffer,however,fromeachotherinthattheformerimaginesacycleofsuchchanges,thelatterasingleseries。Anaxagorasagainmadebothhis\'homceomerous\' substancesandhiscontrariesinfiniteinmultitude,whereasEmpedoclespositsonlytheso-calledelements。 ThetheoryofAnaxagorasthattheprinciplesareinfiniteinmultitudewasprobablyduetohisacceptanceofthecommonopinionofthephysiciststhatnothingcomesintobeingfromnot-being。Forthisisthereasonwhytheyusethephrase\'allthingsweretogether\'andthecomingintobeingofsuchandsuchakindofthingisreducedtochangeofquality,whilesomespokeofcombinationandseparation。Moreover,thefactthatthecontrariesproceedfromeachotherledthemtotheconclusion。Theone,theyreasoned,musthavealreadyexistedintheother;forsinceeverythingthatcomesintobeingmustariseeitherfromwhatisorfromwhatisnot,anditisimpossibleforittoarisefromwhatisnot(onthispointallthephysicistsagree),theythoughtthatthetruthofthealternativenecessarilyfollowed,namelythatthingscomeintobeingoutofexistentthings,i。e。outofthingsalreadypresent,butimperceptibletooursensesbecauseofthesmallnessoftheirbulk。Sotheyassertthateverythinghasbeenmixedinevery。thing,becausetheysaweverythingarisingoutofeverything。Butthings,astheysay,appeardifferentfromoneanotherandreceivedifferentnamesaccordingtothenatureoftheparticleswhicharenumericallypredominantamongtheinnumerableconstituentsofthemixture。Fornothing,theysay,ispurelyandentirelywhiteorblackorsweet,boneorflesh,butthenatureofathingisheldtobethatofwhichitcontainsthemost。 Now(1)theinfinitequainfiniteisunknowable,sothatwhatisinfiniteinmultitudeorsizeisunknowableinquantity,andwhatisinfiniteinvarietyofkindisunknowableinquality。Buttheprinciplesinquestionareinfinitebothinmultitudeandinkind。 Thereforeitisimpossibletoknowthingswhicharecomposedofthem;foritiswhenweknowthenatureandquantityofitscomponentsthatwesupposeweknowacomplex。 Further(2)ifthepartsofawholemaybeofanysizeinthedirectioneitherofgreatnessorofsmallness(by\'parts\'Imeancomponentsintowhichawholecanbedividedandwhichareactuallypresentinit),itisnecessarythatthewholethingitselfmaybeofanysize。Clearly,therefore,sinceitisimpossibleforananimalorplanttobeindefinitelybigorsmall,neithercanitspartsbesuch,orthewholewillbethesame。Butflesh,bone,andthelikearethepartsofanimals,andthefruitsarethepartsofplants。 Henceitisobviousthatneitherflesh,bone,noranysuchthingcanbeofindefinitesizeinthedirectioneitherofthegreateroroftheless。 Again(3)accordingtothetheoryallsuchthingsarealreadypresentinoneanotheranddonotcomeintobeingbutareconstituentswhichareseparatedout,andathingreceivesitsdesignationfromitschiefconstituent。Further,anythingmaycomeoutofanything-waterbysegregationfromfleshandfleshfromwater。Hence,sinceeveryfinitebodyisexhaustedbytherepeatedabstractionofafinitebody,itseemsobviouslytofollowthateverythingcannotsubsistineverythingelse。Forletfleshbeextractedfromwaterandagainmorefleshbeproducedfromtheremainderbyrepeatingtheprocessofseparation: then,eventhoughthequantityseparatedoutwillcontinuallydecrease,stillitwillnotfallbelowacertainmagnitude。If,therefore,theprocesscomestoanend,everythingwillnotbeineverythingelse(fortherewillbenofleshintheremainingwater); ifontheotherhanditdoesnot,andfurtherextractionisalwayspossible,therewillbeaninfinitemultitudeoffiniteequalparticlesinafinitequantity-whichisimpossible。Anotherproofmaybeadded:Sinceeverybodymustdiminishinsizewhensomethingistakenfromit,andfleshisquantitativelydefiniteinrespectbothofgreatnessandsmallness,itisclearthatfromtheminimumquantityoffleshnobodycanbeseparatedout;forthefleshleftwouldbelessthantheminimumofflesh。 Lastly(4)ineachofhisinfinitebodiestherewouldbealreadypresentinfinitefleshandbloodandbrain-havingadistinctexistence,however,fromoneanother,andnolessrealthantheinfinitebodies,andeachinfinite:whichiscontrarytoreason。 Thestatementthatcompleteseparationneverwilltakeplaceiscorrectenough,thoughAnaxagorasisnotfullyawareofwhatitmeans。 Foraffectionsareindeedinseparable。Ifthencoloursandstateshadenteredintothemixture,andifseparationtookplace,therewouldbea\'white\'ora\'healthy\'whichwasnothingbutwhiteorhealthy,i。e。wasnotthepredicateofasubject。Sohis\'Mind\'isanabsurdpersonaimingattheimpossible,ifheissupposedtowishtoseparatethem,anditisimpossibletodoso,bothinrespectofquantityandofquality-ofquantity,becausethereisnominimummagnitude,andofquality,becauseaffectionsareinseparable。 NorisAnaxagorasrightaboutthecomingtobeofhomogeneousbodies。Itistruethereisasenseinwhichclayisdividedintopiecesofclay,butthereisanotherinwhichitisnot。Waterandairare,andaregenerated\'from\'eachother,butnotinthewayinwhichbrickscome\'from\'ahouseandagainahouse\'from\'bricks; anditisbettertoassumeasmallerandfinitenumberofprinciples,asEmpedoclesdoes。 5 Allthinkersthenagreeinmakingthecontrariesprinciples,boththosewhodescribetheAllasoneandunmoved(forevenParmenidestreatshotandcoldasprinciplesunderthenamesoffireandearth) andthosetoowhousetherareandthedense。ThesameistrueofDemocritusalso,withhisplenumandvoid,bothofwhichexist,besays,theoneasbeing,theotherasnot-being。Againhespeaksofdifferencesinposition,shape,andorder,andthesearegeneraofwhichthespeciesarecontraries,namely,ofposition,aboveandbelow,beforeandbehind;ofshape,angularandangle-less,straightandround。 Itisplainthenthattheyallinonewayoranotheridentifythecontrarieswiththeprinciples。Andwithgoodreason。Forfirstprinciplesmustnotbederivedfromoneanothernorfromanythingelse,whileeverythinghastobederivedfromthem。Buttheseconditionsarefulfilledbytheprimarycontraries,whicharenotderivedfromanythingelsebecausetheyareprimary,norfromeachotherbecausetheyarecontraries。 Butwemustseehowthiscanbearrivedatasareasonedresult,aswellasinthewayjustindicated。 Ourfirstpresuppositionmustbethatinnaturenothingactson,orisactedonby,anyotherthingatrandom,normayanythingcomefromanythingelse,unlesswemeanthatitdoessoinvirtueofaconcomitantattribute。Forhowcould\'white\'comefrom\'musical\',unless\'musical\'happenedtobeanattributeofthenot-whiteoroftheblack?No,\'white\'comesfrom\'not-white\'-andnotfromany\'not-white\',butfromblackorsomeintermediatecolour。Similarly,\'musical\'comestobefrom\'not-musical\',butnotfromanythingotherthanmusical,butfrom\'unmusical\'oranyintermediatestatetheremaybe。 Noragaindothingspassintothefirstchancething;\'white\'doesnotpassinto\'musical\'(except,itmaybe,invirtueofaconcomitantattribute),butinto\'not-white\'-andnotintoanychancethingwhichisnotwhite,butintoblackoranintermediatecolour;\'musical\' passesinto\'not-musical\'-andnotintoanychancethingotherthanmusical,butinto\'unmusical\'oranyintermediatestatetheremaybe。 Thesameholdsofotherthingsalso:eventhingswhicharenotsimplebutcomplexfollowthesameprinciple,buttheoppositestatehasnotreceivedaname,sowefailtonoticethefact。Whatisintunemustcomefromwhatisnotintune,andviceversa;thetunedpassesintountunedness-andnotintoanyuntunedness,butintothecorrespondingopposite。Itdoesnotmatterwhetherwetakeattunement,order,orcompositionforourillustration;theprincipleisobviouslythesameinall,andinfactappliesequallytotheproductionofahouse,astatue,oranyothercomplex。Ahousecomesfromcertainthingsinacertainstateofseparationinsteadofconjunction,astatue(oranyotherthingthathasbeenshaped)fromshapelessness-eachoftheseobjectsbeingpartlyorderandpartlycomposition。 Ifthenthisistrue,everythingthatcomestobeorpassesawayfrom,orpassesinto,itscontraryoranintermediatestate。Buttheintermediatesarederivedfromthecontraries-colours,forinstance,fromblackandwhite。Everything,therefore,thatcomestobebyanaturalprocessiseitheracontraryoraproductofcontraries。 Uptothispointwehavepracticallyhadmostoftheotherwritersonthesubjectwithus,asIhavesaidalready:forallofthemidentifytheirelements,andwhattheycalltheirprinciples,withthecontraries,givingnoreasonindeedforthetheory,butcontrainedasitwerebythetruthitself。Theydiffer,however,fromoneanotherinthatsomeassumecontrarieswhicharemoreprimary,otherscontrarieswhicharelessso:somethosemoreknowableintheorderofexplanation,othersthosemorefamiliartosense。Forsomemakehotandcold,oragainmoistanddry,theconditionsofbecoming;whileothersmakeoddandeven,oragainLoveandStrife;andthesedifferfromeachotherinthewaymentioned。 Hencetheirprinciplesareinonesensethesame,inanotherdifferent;differentcertainly,asindeedmostpeoplethink,butthesameinasmuchastheyareanalogous;forallaretakenfromthesametableofcolumns,someofthepairsbeingwider,othersnarrowerinextent。Inthiswaythentheirtheoriesareboththesameanddifferent,somebetter,someworse;some,asIhavesaid,takeastheircontrarieswhatismoreknowableintheorderofexplanation,otherswhatismorefamiliartosense。(Theuniversalismoreknowableintheorderofexplanation,theparticularintheorderofsense:forexplanationhastodowiththeuniversal,sensewiththeparticular。)\'Thegreatandthesmall\',forexample,belongtotheformerclass,\'thedenseandtherare\'tothelatter。 Itisclearthenthatourprinciplesmustbecontraries。 6 Thenextquestioniswhethertheprinciplesaretwoorthreeormoreinnumber。 Onetheycannotbe,fortherecannotbeonecontrary。Norcantheybeinnumerable,because,ifso,Beingwillnotbeknowable:andinanyonegenusthereisonlyonecontrariety,andsubstanceisonegenus: alsoafinitenumberissufficient,andafinitenumber,suchastheprinciplesofEmpedocles,isbetterthananinfinitemultitude;forEmpedoclesprofessestoobtainfromhisprinciplesallthatAnaxagorasobtainsfromhisinnumerableprinciples。Lastly,somecontrariesaremoreprimarythanothers,andsomearisefromothers-forexamplesweetandbitter,whiteandblack-whereastheprinciplesmustalwaysremainprinciples。 Thiswillsufficetoshowthattheprinciplesareneitheronenorinnumerable。 Granted,then,thattheyarealimitednumber,itisplausibletosupposethemmorethantwo。Foritisdifficulttoseehoweitherdensityshouldbeofsuchanatureastoactinanywayonrarityorrarityondensity。Thesameistrueofanyotherpairofcontraries; forLovedoesnotgatherStrifetogetherandmakethingsoutofit,nordoesStrifemakeanythingoutofLove,butbothactonathirdthingdifferentfromboth。Someindeedassumemorethanonesuchthingfromwhichtheyconstructtheworldofnature。 Otherobjectionstotheviewthatitisnotnecessarytoassumeathirdprincipleasasubstratummaybeadded。(1)Wedonotfindthatthecontrariesconstitutethesubstanceofanything。Butwhatisafirstprincipleoughtnottobethepredicateofanysubject。Ifitwere,therewouldbeaprincipleofthesupposedprinciple:forthesubjectisaprinciple,andpriorpresumablytowhatispredicatedofit。Again(2)weholdthatasubstanceisnotcontrarytoanothersubstance。Howthencansubstancebederivedfromwhatarenotsubstances?Orhowcannon-substancesbepriortosubstance? Ifthenweacceptboththeformerargumentandthisone,wemust,topreserveboth,assumeathirdsomewhatasthesubstratumofthecontraries,suchasisspokenofbythosewhodescribetheAllasonenature-waterorfireorwhatisintermediatebetweenthem。Whatisintermediateseemspreferable;forfire,earth,air,andwaterarealreadyinvolvedwithpairsofcontraries。Thereis,therefore,muchtobesaidforthosewhomaketheunderlyingsubstancedifferentfromthesefour;oftherest,thenextbestchoiceisair,aspresentingsensibledifferencesinalessdegreethantheothers; andafterair,water。All,however,agreeinthis,thattheydifferentiatetheirOnebymeansofthecontraries,suchasdensityandrarityandmoreandless,whichmayofcoursebegeneralized,ashasalreadybeensaidintoexcessanddefect。Indeedthisdoctrinetoo(thattheOneandexcessanddefectaretheprinciplesofthings) wouldappeartobeofoldstanding,thoughindifferentforms;fortheearlythinkersmadethetwotheactiveandtheonethepassiveprinciple,whereassomeofthemorerecentmaintainthereverse。 Tosupposethenthattheelementsarethreeinnumberwouldseem,fromtheseandsimilarconsiderations,aplausibleview,asIsaidbefore。Ontheotherhand,theviewthattheyaremorethanthreeinnumberwouldseemtobeuntenable。 Fortheonesubstratumissufficienttobeactedon;butifwehavefourcontraries,therewillbetwocontrarieties,andweshallhavetosupposeanintermediatenatureforeachpairseparately。If,ontheotherhand,thecontrarieties,beingtwo,cangeneratefromeachother,thesecondcontrarietywillbesuperfluous。Moreover,itisimpossiblethatthereshouldbemorethanoneprimarycontrariety。Forsubstanceisasinglegenusofbeing,sothattheprinciplescandifferonlyaspriorandposterior,notingenus;inasinglegenusthereisalwaysasinglecontrariety,alltheothercontrarietiesinitbeingheldtobereducibletoone。 Itisclearthenthatthenumberofelementsisneitheronenormorethantwoorthree;butwhethertwoorthreeis,asIsaid,aquestionofconsiderabledifficulty。 7 Wewillnowgiveourownaccount,approachingthequestionfirstwithreferencetobecominginitswidestsense:forweshallbefollowingthenaturalorderofinquiryifwespeakfirstofcommoncharacteristics,andtheninvestigatethecharacteristicsofspecialcases。 Wesaythatonethingcomestobefromanotherthing,andonesortofthingfromanothersortofthing,bothinthecaseofsimpleandofcomplexthings。Imeanthefollowing。Wecansay(1)\'manbecomesmusical\',(2)whatis\'not-musicalbecomesmusical\',or(3),the\'not-musicalmanbecomesamusicalman\'。Nowwhatbecomesin(1)and(2)-\'man\'and\'notmusical\'-Icallsimple,andwhateachbecomes-\'musical\'-simplealso。Butwhen(3)wesaythe\'not-musicalmanbecomesamusicalman\',bothwhatbecomesandwhatitbecomesarecomplex。 Asregardsoneofthesesimple\'thingsthatbecome\'wesaynotonly\'thisbecomesso-and-so\',butalso\'frombeingthis,comestobeso-and-so\',as\'frombeingnot-musicalcomestobemusical\';asregardstheotherwedonotsaythisinallcases,aswedonotsay(1)\'frombeingamanhecametobemusical\'butonly\'themanbecamemusical\'。 Whena\'simple\'thingissaidtobecomesomething,inonecase(1) itsurvivesthroughtheprocess,intheother(2)itdoesnot。Formanremainsamanandissuchevenwhenhebecomesmusical,whereaswhatisnotmusicalorisunmusicaldoesnotcontinuetoexist,eithersimplyorcombinedwiththesubject。 Thesedistinctionsdrawn,onecangatherfromsurveyingthevariouscasesofbecominginthewaywearedescribingthat,aswesay,theremustalwaysbeanunderlyingsomething,namelythatwhichbecomes,andthatthis,thoughalwaysonenumerically,informatleastisnotone。(BythatImeanthatitcanbedescribedindifferentways。)For\'tobeman\'isnotthesameas\'tobeunmusical\'。 Onepartsurvives,theotherdoesnot:whatisnotanoppositesurvives(for\'man\'survives),but\'not-musical\'or\'unmusical\'doesnotsurvive,nordoesthecompoundofthetwo,namely\'unmusicalman\'。 Wespeakof\'becomingthatfromthis\'insteadof\'thisbecomingthat\'moreinthecaseofwhatdoesnotsurvivethechange-\'becomingmusicalfromunmusical\',not\'fromman\'-butthereareexceptions,aswesometimesusethelatterformofexpressionevenofwhatsurvives;wespeakof\'astatuecomingtobefrombronze\',notofthe\'bronzebecomingastatue\'。Thechange,however,fromanoppositewhichdoesnotsurviveisdescribedindifferentlyinbothways,\'becomingthatfromthis\'or\'thisbecomingthat\'。Wesayboththat\'theunmusicalbecomesmusical\',andthat\'fromunmusicalhebecomesmusical\'。Andsobothformsareusedofthecomplex,\'becomingamusicalmanfromanunmusicalman\',andunmusicalmanbecomingamusicalman\'。 Buttherearedifferentsensesof\'comingtobe\'。Insomecaseswedonotusetheexpression\'cometobe\',but\'cometobeso-and-so\'。 Onlysubstancesaresaidto\'cometobe\'intheunqualifiedsense。 Nowinallcasesotherthansubstanceitisplainthattheremustbesomesubject,namely,thatwhichbecomes。Forweknowthatwhenathingcomestobeofsuchaquantityorqualityorinsucharelation,time,orplace,asubjectisalwayspresupposed,sincesubstancealoneisnotpredicatedofanothersubject,buteverythingelseofsubstance。 Butthatsubstancestoo,andanythingelsethatcanbesaid\'tobe\'withoutqualification,cometobefromsomesubstratum,willappearonexamination。Forwefindineverycasesomethingthatunderliesfromwhichproceedsthatwhichcomestobe;forinstance,animalsandplantsfromseed。 Generallythingswhichcometobe,cometobeindifferentways:(1) bychangeofshape,asastatue;(2)byaddition,asthingswhichgrow;(3)bytakingaway,astheHermesfromthestone;(4)byputtingtogether,asahouse;(5)byalteration,asthingswhich\'turn\'inrespectoftheirmaterialsubstance。 Itisplainthattheseareallcasesofcomingtobefromasubstratum。 Thus,clearly,fromwhathasbeensaid,whatevercomestobeisalwayscomplex。Thereis,ontheonehand,(a)somethingwhichcomesintoexistence,andagain(b)somethingwhichbecomesthat-thelatter(b)intwosenses,eitherthesubjectortheopposite。Bythe\'opposite\'Imeanthe\'unmusical\',bythe\'subject\'\'man\',andsimilarlyIcalltheabsenceofshapeorformororderthe\'opposite\',andthebronzeorstoneorgoldthe\'subject\'。 Plainlythen,ifthereareconditionsandprincipleswhichconstitutenaturalobjectsandfromwhichtheyprimarilyareorhavecometobe-havecometobe,Imean,whateachissaidtobeinitsessentialnature,notwhateachisinrespectofaconcomitantattribute-plainly,Isay,everythingcomestobefrombothsubjectandform。For\'musicalman\'iscomposed(inaway)of\'man\'and\'musical\': youcananalyseitintothedefinitionsofitselements。Itisclearthenthatwhatcomestobewillcometobefromtheseelements。 Nowthesubjectisonenumerically,thoughitistwoinform。(Foritistheman,thegold-the\'matter\'generally-thatiscounted,foritismoreofthenatureofa\'this\',andwhatcomestobedoesnotcomefromitinvirtueofaconcomitantattribute;theprivation,ontheotherhand,andthecontraryareincidentalintheprocess。)Andthepositiveformisone-theorder,theacquiredartofmusic,oranysimilarpredicate。 Thereisasense,therefore,inwhichwemustdeclaretheprinciplestobetwo,andasenseinwhichtheyarethree;asenseinwhichthecontrariesaretheprinciples-sayforexamplethemusicalandtheunmusical,thehotandthecold,thetunedandtheuntuned-andasenseinwhichtheyarenot,sinceitisimpossibleforthecontrariestobeactedonbyeachother。Butthisdifficultyalsoissolvedbythefactthatthesubstratumisdifferentfromthecontraries,foritisitselfnotacontrary。Theprinciplesthereforeare,inaway,notmoreinnumberthanthecontraries,butasitweretwo,noryetpreciselytwo,sincethereisadifferenceofessentialnature,butthree。For\'tobeman\'isdifferentfrom\'tobeunmusical\',and\'tobeunformed\'from\'tobebronze\'。 Wehavenowstatedthenumberoftheprinciplesofnaturalobjectswhicharesubjecttogeneration,andhowthenumberisreached:anditisclearthattheremustbeasubstratumforthecontraries,andthatthecontrariesmustbetwo。(Yetinanotherwayofputtingitthisisnotnecessary,asoneofthecontrarieswillservetoeffectthechangebyitssuccessiveabsenceandpresence。) Theunderlyingnatureisanobjectofscientificknowledge,byananalogy。Forasthebronzeistothestatue,thewoodtothebed,orthematterandtheformlessbeforereceivingformtoanythingwhichhasform,soistheunderlyingnaturetosubstance,i。e。the\'this\'orexistent。 Thisthenisoneprinciple(thoughnotoneorexistentinthesamesenseasthe\'this\'),andthedefinitionwasoneasweagreed;thenfurtherthereisitscontrary,theprivation。Inwhatsensethesearetwo,andinwhatsensemore,hasbeenstatedabove。Briefly,weexplainedfirstthatonlythecontrarieswereprinciples,andlaterthatasubstratumwasindispensable,andthattheprincipleswerethree;ourlaststatementhaselucidatedthedifferencebetweenthecontraries,themutualrelationoftheprinciples,andthenatureofthesubstratum。Whethertheformorthesubstratumistheessentialnatureofaphysicalobjectisnotyetclear。Butthattheprinciplesarethree,andinwhatsense,andthewayinwhicheachisaprinciple,isclear。 Somuchthenforthequestionofthenumberandthenatureoftheprinciples。 8 Wewillnowproceedtoshowthatthedifficultyoftheearlythinkers,aswellasourown,issolvedinthiswayalone。 Thefirstofthosewhostudiedscienceweremisledintheirsearchfortruthandthenatureofthingsbytheirinexperience,whichasitwerethrustthemintoanotherpath。Sotheysaythatnoneofthethingsthatareeithercomestobeorpassesoutofexistence,becausewhatcomestobemustdosoeitherfromwhatisorfromwhatisnot,bothofwhichareimpossible。Forwhatiscannotcometobe(becauseitisalready),andfromwhatisnotnothingcouldhavecometobe(becausesomethingmustbepresentasasubstratum)。Sotootheyexaggeratedtheconsequenceofthis,andwentsofarastodenyeventheexistenceofapluralityofthings,maintainingthatonlyBeingitselfis。Suchthenwastheiropinion,andsuchthereasonforitsadoption。 Ourexplanationontheotherhandisthatthephrases\'somethingcomestobefromwhatisorfromwhatisnot\',\'whatisnotorwhatisdoessomethingorhassomethingdonetoitorbecomessomeparticularthing\',aretobetaken(inthefirstwayofputtingourexplanation)inthesamesenseas\'adoctordoessomethingorhassomethingdonetohim\',\'isorbecomessomethingfrombeingadoctor。\' Theseexpressionsmaybetakenintwosenses,andsotoo,clearly,may\'frombeing\',and\'beingactsorisactedon\'。Adoctorbuildsahouse,notquadoctor,butquahousebuilder,andturnsgray,notquadoctor,butquadark-haired。Ontheotherhandhedoctorsorfailstodoctorquadoctor。Butweareusingwordsmostappropriatelywhenwesaythatadoctordoessomethingorundergoessomething,orbecomessomethingfrombeingadoctor,ifhedoes,undergoes,orbecomesquadoctor。Clearlythenalso\'tocometobeso-and-sofromnot-being\' means\'quanot-being\'。 Itwasthroughfailuretomakethisdistinctionthatthosethinkersgavethematterup,andthroughthiserrorthattheywentsomuchfartherastrayastosupposethatnothingelsecomestobeorexistsapartfromBeingitself,thusdoingawaywithallbecoming。 Weourselvesareinagreementwiththeminholdingthatnothingcanbesaidwithoutqualificationtocomefromwhatisnot。Butneverthelesswemaintainthatathingmay\'cometobefromwhatisnot\'-thatis,inaqualifiedsense。Forathingcomestobefromtheprivation,whichinitsownnatureisnot-being,-thisnotsurvivingasaconstituentoftheresult。Yetthiscausessurprise,anditisthoughtimpossiblethatsomethingshouldcometobeinthewaydescribedfromwhatisnot。 Inthesamewaywemaintainthatnothingcomestobefrombeing,andthatbeingdoesnotcometobeexceptinaqualifiedsense。Inthatway,however,itdoes,justasanimalmightcometobefromanimal,andananimalofacertainkindfromananimalofacertainkind。 Thus,supposeadogtocometobefromahorse。Thedogwouldthen,itistrue,cometobefromanimal(aswellasfromananimalofacertainkind)butnotasanimal,forthatisalreadythere。Butifanythingistobecomeananimal,notinaqualifiedsense,itwillnotbefromanimal:andifbeing,notfrombeing-norfromnot-beingeither,forithasbeenexplainedthatby\'fromnotbeing\'wemeanfromnot-beingquanot-being。 Notefurtherthatwedonotsubverttheprinciplethateverythingeitherisorisnot。 Thisthenisonewayofsolvingthedifficulty。Anotherconsistsinpointingoutthatthesamethingscanbeexplainedintermsofpotentialityandactuality。Butthishasbeendonewithgreaterprecisionelsewhere。So,aswesaid,thedifficultieswhichconstrainpeopletodenytheexistenceofsomeofthethingswementionedarenowsolved。Foritwasthisreasonwhichalsocausedsomeoftheearlierthinkerstoturnsofarasidefromtheroadwhichleadstocomingtobeandpassingawayandchangegenerally。 Iftheyhadcomeinsightofthisnature,alltheirignorancewouldhavebeendispelled。 9 Others,indeed,haveapprehendedthenatureinquestion,butnotadequately。 Inthefirstplacetheyallowthatathingmaycometobewithoutqualificationfromnotbeing,acceptingonthispointthestatementofParmenides。Secondly,theythinkthatifthesubstratumisonenumerically,itmusthavealsoonlyasinglepotentiality-whichisaverydifferentthing。 Nowwedistinguishmatterandprivation,andholdthatoneofthese,namelythematter,isnot-beingonlyinvirtueofanattributewhichithas,whiletheprivationinitsownnatureisnot-being;andthatthematterisnearly,inasenseis,substance,whiletheprivationinnosenseis。They,ontheotherhand,identifytheirGreatandSmallalikewithnotbeing,andthatwhethertheyaretakentogetherasoneorseparately。Theirtriadisthereforeofquiteadifferentkindfromours。Fortheygotsofarastoseethattheremustbesomeunderlyingnature,buttheymakeitone-forevenifonephilosophermakesadyadofit,whichhecallsGreatandSmall,theeffectisthesame,forheoverlookedtheothernature。Fortheonewhichpersistsisajointcause,withtheform,ofwhatcomestobe-amother,asitwere。Butthenegativepartofthecontrarietymayoftenseem,ifyouconcentrateyourattentiononitasanevilagent,nottoexistatall。 Foradmittingwiththemthatthereissomethingdivine,good,anddesirable,weholdthattherearetwootherprinciples,theonecontrarytoit,theothersuchasofitsownnaturetodesireandyearnforit。Buttheconsequenceoftheirviewisthatthecontrarydesiresitswtextinction。Yettheformcannotdesireitself,foritisnotdefective;norcanthecontrarydesireit,forcontrariesaremutuallydestructive。Thetruthisthatwhatdesirestheformismatter,asthefemaledesiresthemaleandtheuglythebeautiful-onlytheuglyorthefemalenotpersebutperaccidens。 Themattercomestobeandceasestobeinonesense,whileinanotheritdoesnot。Asthatwhichcontainstheprivation,itceasestobeinitsownnature,forwhatceasestobe-theprivation-iscontainedwithinit。Butaspotentialityitdoesnotceasetobeinitsownnature,butisnecessarilyoutsidethesphereofbecomingandceasingtobe。Forifitcametobe,somethingmusthaveexistedasaprimarysubstratumfromwhichitshouldcomeandwhichshouldpersistinit;butthisisitsownspecialnature,sothatitwillbebeforecomingtobe。(Formydefinitionofmatterisjustthis-theprimarysubstratumofeachthing,fromwhichitcomestobewithoutqualification,andwhichpersistsintheresult。)Andifitceasestobeitwillpassintothatatthelast,soitwillhaveceasedtobebeforeceasingtobe。 Theaccuratedeterminationofthefirstprincipleinrespectofform,whetheritisoneormanyandwhatitisorwhattheyare,istheprovinceoftheprimarytypeofscience;sothesequestionsmaystandovertillthen。Butofthenatural,i。e。perishable,formsweshallspeakintheexpositionswhichfollow。 Theabove,then,maybetakenassufficienttoestablishthatthereareprinciplesandwhattheyareandhowmanythereare。Nowletusmakeafreshstartandproceed。 BookII 1 Ofthingsthatexist,someexistbynature,somefromothercauses。 \'Bynature\'theanimalsandtheirpartsexist,andtheplantsandthesimplebodies(earth,fire,air,water)-forwesaythattheseandthelikeexist\'bynature\'。 Allthethingsmentionedpresentafeatureinwhichtheydifferfromthingswhicharenotconstitutedbynature。Eachofthemhaswithinitselfaprincipleofmotionandofstationariness(inrespectofplace,orofgrowthanddecrease,orbywayofalteration)。Ontheotherhand,abedandacoatandanythingelseofthatsort,quareceivingthesedesignationsi。e。insofarastheyareproductsofart-havenoinnateimpulsetochange。Butinsofarastheyhappentobecomposedofstoneorofearthorofamixtureofthetwo,theydohavesuchanimpulse,andjusttothatextentwhichseemstoindicatethatnatureisasourceorcauseofbeingmovedandofbeingatrestinthattowhichitbelongsprimarily,invirtueofitselfandnotinvirtueofaconcomitantattribute。 Isay\'notinvirtueofaconcomitantattribute\',because(forinstance)amanwhoisadoctormightcurehimself。Neverthelessitisnotinsofarasheisapatientthathepossessestheartofmedicine:itmerelyhashappenedthatthesamemanisdoctorandpatient-andthatiswhytheseattributesarenotalwaysfoundtogether。Soitiswithallotherartificialproducts。Noneofthemhasinitselfthesourceofitsownproduction。Butwhileinsomecases(forinstancehousesandtheotherproductsofmanuallabour) thatprincipleisinsomethingelseexternaltothething,inothersthosewhichmaycauseachangeinthemselvesinvirtueofaconcomitantattribute-itliesinthethingsthemselves(butnotinvirtueofwhattheyare)。 \'Nature\'theniswhathasbeenstated。Things\'haveanature\'whichhaveaprincipleofthiskind。Eachofthemisasubstance;foritisasubject,andnaturealwaysimpliesasubjectinwhichitinheres。 Theterm\'accordingtonature\'isappliedtoallthesethingsandalsototheattributeswhichbelongtotheminvirtueofwhattheyare,forinstancethepropertyoffiretobecarriedupwards-whichisnota\'nature\'nor\'hasanature\'butis\'bynature\'or\'accordingtonature\'。 Whatnatureis,then,andthemeaningoftheterms\'bynature\'and\'accordingtonature\',hasbeenstated。Thatnatureexists,itwouldbeabsurdtotrytoprove;foritisobviousthattherearemanythingsofthiskind,andtoprovewhatisobviousbywhatisnotisthemarkofamanwhoisunabletodistinguishwhatisself-evidentfromwhatisnot。(Thisstateofmindisclearlypossible。Amanblindfrombirthmightreasonaboutcolours。Presumablythereforesuchpersonsmustbetalkingaboutwordswithoutanythoughttocorrespond。) Someidentifythenatureorsubstanceofanaturalobjectwiththatimmediateconstituentofitwhichtakenbyitselfiswithoutarrangement,e。g。thewoodisthe\'nature\'ofthebed,andthebronzethe\'nature\'ofthestatue。 AsanindicationofthisAntiphonpointsoutthatifyouplantedabedandtherottingwoodacquiredthepowerofsendingupashoot,itwouldnotbeabedthatwouldcomeup,butwood-whichshowsthatthearrangementinaccordancewiththerulesoftheartismerelyanincidentalattribute,whereastherealnatureistheother,which,further,persistscontinuouslythroughtheprocessofmaking。 Butifthematerialofeachoftheseobjectshasitselfthesamerelationtosomethingelse,saybronze(orgold)towater,bones(orwood)toearthandsoon,that(theysay)wouldbetheirnatureandessence。Consequentlysomeassertearth,othersfireorairorwaterorsomeorallofthese,tobethenatureofthethingsthatare。 Forwhateveranyoneofthemsupposedtohavethischaracter-whetheronethingormorethanonething-thisorthesehedeclaredtobethewholeofsubstance,allelsebeingitsaffections,states,ordispositions。Everysuchthingtheyheldtobeeternal(foritcouldnotpassintoanythingelse),butotherthingstocomeintobeingandceasetobetimeswithoutnumber。 Thisthenisoneaccountof\'nature\',namelythatitistheimmediatematerialsubstratumofthingswhichhaveinthemselvesaprincipleofmotionorchange。 Anotheraccountisthat\'nature\'istheshapeorformwhichisspecifiedinthedefinitionofthething。 Fortheword\'nature\'isappliedtowhatisaccordingtonatureandthenaturalinthesamewayas\'art\'isappliedtowhatisartisticoraworkofart。Weshouldnotsayinthelattercasethatthereisanythingartisticaboutathing,ifitisabedonlypotentially,notyethavingtheformofabed;norshouldwecallitaworkofart。Thesameistrueofnaturalcompounds。Whatispotentiallyfleshorbonehasnotyetitsown\'nature\',anddoesnotexistuntilitreceivestheformspecifiedinthedefinition,whichwenameindefiningwhatfleshorboneis。Thusinthesecondsenseof\'nature\'itwouldbetheshapeorform(notseparableexceptinstatement)ofthingswhichhaveinthemselvesasourceofmotion。(Thecombinationofthetwo,e。g。man,isnot\'nature\'but\'bynature\'or\'natural\'。) Theformindeedis\'nature\'ratherthanthematter;forathingismoreproperlysaidtobewhatitiswhenithasattainedtofulfilmentthanwhenitexistspotentially。Againmanisbornfromman,butnotbedfrombed。Thatiswhypeoplesaythatthefigureisnotthenatureofabed,butthewoodis-ifthebedsproutednotabedbutwoodwouldcomeup。Butevenifthefigureisart,thenonthesameprincipletheshapeofmanishisnature。Formanisbornfromman。 Wealsospeakofathing\'snatureasbeingexhibitedintheprocessofgrowthbywhichitsnatureisattained。The\'nature\'inthissenseisnotlike\'doctoring\',whichleadsnottotheartofdoctoringbuttohealth。Doctoringmuststartfromtheart,notleadtoit。Butitisnotinthiswaythatnature(intheonesense)isrelatedtonature(intheother)。Whatgrowsquagrowinggrowsfromsomethingintosomething。Intowhatthendoesitgrow?Notintothatfromwhichitarosebutintothattowhichittends。Theshapethenisnature。 \'Shape\'and\'nature\',itshouldbeadded,areintwosenses。Fortheprivationtooisinawayform。Butwhetherinunqualifiedcomingtobethereisprivation,i。e。acontrarytowhatcomestobe,wemustconsiderlater。 2 Wehavedistinguished,then,thedifferentwaysinwhichtheterm\'nature\'isused。 Thenextpointtoconsiderishowthemathematiciandiffersfromthephysicist。Obviouslyphysicalbodiescontainsurfacesandvolumes,linesandpoints,andthesearethesubject-matterofmathematics。 Further,isastronomydifferentfromphysicsoradepartmentofit?Itseemsabsurdthatthephysicistshouldbesupposedtoknowthenatureofsunormoon,butnottoknowanyoftheiressentialattributes,particularlyasthewritersonphysicsobviouslydodiscusstheirshapealsoandwhethertheearthandtheworldaresphericalornot。 Nowthemathematician,thoughhetootreatsofthesethings,neverthelessdoesnottreatofthemasthelimitsofaphysicalbody;nordoesheconsidertheattributesindicatedastheattributesofsuchbodies。Thatiswhyheseparatesthem;forinthoughttheyareseparablefrommotion,anditmakesnodifference,nordoesanyfalsityresult,iftheyareseparated。TheholdersofthetheoryofFormsdothesame,thoughtheyarenotawareofit;fortheyseparatetheobjectsofphysics,whicharelessseparablethanthoseofmathematics。Thisbecomesplainifonetriestostateineachofthetwocasesthedefinitionsofthethingsandoftheirattributes。 \'Odd\'and\'even\',\'straight\'and\'curved\',andlikewise\'number\',\'line\',and\'figure\',donotinvolvemotion;notso\'flesh\'and\'bone\' and\'man\'-thesearedefinedlike\'snubnose\',notlike\'curved\'。 Similarevidenceissuppliedbythemorephysicalofthebranchesofmathematics,suchasoptics,harmonics,andastronomy。Theseareinawaytheconverseofgeometry。Whilegeometryinvestigatesphysicallinesbutnotquaphysical,opticsinvestigatesmathematicallines,butquaphysical,notquamathematical。 Since\'nature\'hastwosenses,theformandthematter,wemustinvestigateitsobjectsaswewouldtheessenceofsnubness。Thatis,suchthingsareneitherindependentofmatternorcanbedefinedintermsofmatteronly。Heretooindeedonemightraiseadifficulty。 Sincetherearetwonatures,withwhichisthephysicistconcerned?Orshouldheinvestigatethecombinationofthetwo?Butifthecombinationofthetwo,thenalsoeachseverally。Doesitbelongthentothesameortodifferentsciencestoknoweachseverally? Ifwelookattheancients,physicswouldtobeconcernedwiththematter。(ItwasonlyveryslightlythatEmpedoclesandDemocritustouchedontheformsandtheessence。) Butifontheotherhandartimitatesnature,anditisthepartofthesamedisciplinetoknowtheformandthematteruptoapoint(e。g。thedoctorhasaknowledgeofhealthandalsoofbileandphlegm,inwhichhealthisrealized,andthebuilderbothoftheformofthehouseandofthematter,namelythatitisbricksandbeams,andsoforth):ifthisisso,itwouldbethepartofphysicsalsotoknownatureinbothitssenses。 Again,\'thatforthesakeofwhich\',ortheend,belongstothesamedepartmentofknowledgeasthemeans。Butthenatureistheendor\'thatforthesakeofwhich\'。Forifathingundergoesacontinuouschangeandthereisastagewhichislast,thisstageistheendor\'thatforthesakeofwhich\'。(Thatiswhythepoetwascarriedawayintomakinganabsurdstatementwhenhesaid\'hehastheendforthesakeofwhichhewasborn\'。Fornoteverystagethatislastclaimstobeanend,butonlythatwhichisbest。) Fortheartsmaketheirmaterial(somesimply\'make\'it,othersmakeitserviceable),andweuseeverythingasifitwasthereforoursake。(Wealsoareinasenseanend。\'Thatforthesakeofwhich\'hastwosenses:thedistinctionismadeinourworkOnPhilosophy。)Thearts,therefore,whichgovernthematterandhaveknowledgearetwo,namelytheartwhichusestheproductandtheartwhichdirectstheproductionofit。Thatiswhytheusingartalsoisinasensedirective;butitdiffersinthatitknowstheform,whereastheartwhichisdirectiveasbeingconcernedwithproductionknowsthematter。Forthehelmsmanknowsandprescribeswhatsortofformahelmshouldhave,theotherfromwhatwooditshouldbemadeandbymeansofwhatoperations。Intheproductsofart,however,wemakethematerialwithaviewtothefunction,whereasintheproductsofnaturethematteristhereallalong。 Again,matterisarelativeterm:toeachformtherecorrespondsaspecialmatter。Howfarthenmustthephysicistknowtheformoressence?Uptoapoint,perhaps,asthedoctormustknowsineworthesmithbronze(i。e。untilheunderstandsthepurposeofeach): andthephysicistisconcernedonlywiththingswhoseformsareseparableindeed,butdonotexistapartfrommatter。Manisbegottenbymanandbythesunaswell。Themodeofexistenceandessenceoftheseparableitisthebusinessoftheprimarytypeofphilosophytodefine。 3 Nowthatwehaveestablishedthesedistinctions,wemustproceedtoconsidercauses,theircharacterandnumber。Knowledgeistheobjectofourinquiry,andmendonotthinktheyknowathingtilltheyhavegraspedthe\'why\'of(whichistograspitsprimarycause)。Soclearlywetoomustdothisasregardsbothcomingtobeandpassingawayandeverykindofphysicalchange,inorderthat,knowingtheirprinciples,wemaytrytorefertotheseprincipleseachofourproblems。 Inonesense,then,(1)thatoutofwhichathingcomestobeandwhichpersists,iscalled\'cause\',e。g。thebronzeofthestatue,thesilverofthebowl,andthegeneraofwhichthebronzeandthesilverarespecies。 Inanothersense(2)theformorthearchetype,i。e。thestatementoftheessence,anditsgenera,arecalled\'causes\'(e。g。oftheoctavetherelationof2:1,andgenerallynumber),andthepartsinthedefinition。 Again(3)theprimarysourceofthechangeorcomingtorest;e。g。 themanwhogaveadviceisacause,thefatheriscauseofthechild,andgenerallywhatmakesofwhatismadeandwhatcauseschangeofwhatischanged。 Again(4)inthesenseofendor\'thatforthesakeofwhich\'athingisdone,e。g。healthisthecauseofwalkingabout。(\'Whyishewalkingabout?\'wesay。\'Tobehealthy\',and,havingsaidthat,wethinkwehaveassignedthecause。)Thesameistruealsoofalltheintermediatestepswhicharebroughtaboutthroughtheactionofsomethingelseasmeanstowardstheend,e。g。reductionofflesh,purging,drugs,orsurgicalinstrumentsaremeanstowardshealth。 Allthesethingsare\'forthesakeof\'theend,thoughtheydifferfromoneanotherinthatsomeareactivities,othersinstruments。 Thisthenperhapsexhauststhenumberofwaysinwhichtheterm\'cause\'isused。 Asthewordhasseveralsenses,itfollowsthatthereareseveralcausesofthesamethingnotmerelyinvirtueofaconcomitantattribute),e。g。boththeartofthesculptorandthebronzearecausesofthestatue。Thesearecausesofthestatuequastatue,notinvirtueofanythingelsethatitmaybe-onlynotinthesameway,theonebeingthematerialcause,theotherthecausewhencethemotioncomes。Somethingscauseeachotherreciprocally,e。g。hardworkcausesfitnessandviceversa,butagainnotinthesameway,buttheoneasend,theotherastheoriginofchange。Furtherthesamethingisthecauseofcontraryresults。Forthatwhichbyitspresencebringsaboutoneresultissometimesblamedforbringingaboutthecontrarybyitsabsence。Thusweascribethewreckofashiptotheabsenceofthepilotwhosepresencewasthecauseofitssafety。 Allthecausesnowmentionedfallintofourfamiliardivisions。 Thelettersarethecausesofsyllables,thematerialofartificialproducts,fire,&c。,ofbodies,thepartsofthewhole,andthepremissesoftheconclusion,inthesenseof\'thatfromwhich\'。Ofthesepairstheonesetarecausesinthesenseofsubstratum,e。g。 theparts,theothersetinthesenseofessence-thewholeandthecombinationandtheform。Buttheseedandthedoctorandtheadviser,andgenerallythemaker,areallsourceswhencethechangeorstationarinessoriginates,whiletheothersarecausesinthesenseoftheendorthegoodoftherest;for\'thatforthesakeofwhich\' meanswhatisbestandtheendofthethingsthatleaduptoit。 (Whetherwesaythe\'gooditselforthe\'apparentgood\'makesnodifference。) Suchthenisthenumberandnatureofthekindsofcause。 Nowthemodesofcausationaremany,thoughwhenbroughtunderheadstheytoocanbereducedinnumber。For\'cause\'isusedinmanysensesandevenwithinthesamekindonemaybepriortoanother(e。g。 thedoctorandtheexpertarecausesofhealth,therelation2:1andnumberoftheoctave),andalwayswhatisinclusivetowhatisparticular。Anothermodeofcausationistheincidentalanditsgenera,e。g。inoneway\'Polyclitus\',inanother\'sculptor\'isthecauseofastatue,because\'beingPolyclitus\'and\'sculptor\'areincidentallyconjoined。Alsotheclassesinwhichtheincidentalattributeisincluded;thus\'aman\'couldbesaidtobethecauseofastatueor,generally,\'alivingcreature\'。Anincidentalattributetoomaybemoreorlessremote,e。g。supposethat\'apaleman\'or\'amusicalman\'weresaidtobethecauseofthestatue。 Allcauses,bothproperandincidental,maybespokenofeitheraspotentialorasactual;e。g。thecauseofahousebeingbuiltiseither\'house-builder\'or\'house-builderbuilding\'。 Similardistinctionscanbemadeinthethingsofwhichthecausesarecauses,e。g。of\'thisstatue\'orof\'statue\'orof\'image\' generally,of\'thisbronze\'orof\'bronze\'orof\'material\'generally。 Sotoowiththeincidentalattributes。Againwemayuseacomplexexpressionforeitherandsay,e。g。neither\'Polyclitus\'nor\'sculptor\'but\'Polyclitus,sculptor\'。 Allthesevarioususes,however,cometosixinnumber,undereachofwhichagaintheusageistwofold。Causemeanseitherwhatisparticularoragenus,oranincidentalattributeoragenusofthat,andtheseeitherasacomplexoreachbyitself;andallsixeitherasactualoraspotential。Thedifferenceisthismuch,thatcauseswhichareactuallyatworkandparticularexistandceasetoexistsimultaneouslywiththeireffect,e。g。thishealingpersonwiththisbeing-healedpersonandthathouse-buildingmanwiththatbeing-builthouse;butthisisnotalwaystrueofpotentialcauses——thehouseandthehousebuilderdonotpassawaysimultaneously。 Ininvestigatingthecauseofeachthingitisalwaysnecessarytoseekwhatismostprecise(asalsoinotherthings):thusmanbuildsbecauseheisabuilder,andabuilderbuildsinvirtueofhisartofbuilding。Thislastcausethenisprior:andsogenerally。 Further,genericeffectsshouldbeassignedtogenericcauses,particulareffectstoparticularcauses,e。g。statuetosculptor,thisstatuetothissculptor;andpowersarerelativetopossibleeffects,actuallyoperatingcausestothingswhichareactuallybeingeffected。 Thismustsufficeforouraccountofthenumberofcausesandthemodesofcausation。 4 Butchancealsoandspontaneityarereckonedamongcauses:manythingsaresaidbothtobeandtocometobeasaresultofchanceandspontaneity。Wemustinquirethereforeinwhatmannerchanceandspontaneityarepresentamongthecausesenumerated,andwhethertheyarethesameordifferent,andgenerallywhatchanceandspontaneityare。 Somepeopleevenquestionwhethertheyarerealornot。Theysaythatnothinghappensbychance,butthateverythingwhichweascribetochanceorspontaneityhassomedefinitecause,e。g。coming\'bychance\'intothemarketandfindingthereamanwhomonewantedbutdidnotexpecttomeetisduetoone\'swishtogoandbuyinthemarket。Similarlyinothercasesofchanceitisalwayspossible,theymaintain,tofindsomethingwhichisthecause;butnotchance,forifchancewerereal,itwouldseemstrangeindeed,andthequestionmightberaised,whyonearthnoneofthewisemenofoldinspeakingofthecausesofgenerationanddecaytookaccountofchance;whenceitwouldseemthattheytoodidnotbelievethatanythingisbychance。Butthereisafurthercircumstancethatissurprising。Manythingsbothcometobeandarebychanceandspontaneity,andalthoughknowthateachofthemcanbeascribedtosomecause(astheoldargumentsaidwhichdeniedchance),neverthelesstheyspeakofsomeofthesethingsashappeningbychanceandothersnot。Forthisreasonalsotheyoughttohaveatleastreferredtothematterinsomewayorother。 Certainlytheearlyphysicistsfoundnoplaceforchanceamongthecauseswhichtheyrecognized-love,strife,mind,fire,orthelike。 Thisisstrange,whethertheysupposedthatthereisnosuchthingaschanceorwhethertheythoughtthereisbutomittedtomentionit-andthattoowhentheysometimesusedit,asEmpedoclesdoeswhenhesaysthattheairisnotalwaysseparatedintothehighestregion,but\'asitmaychance\'。Atanyratehesaysinhiscosmogonythat\'ithappenedtorunthatwayatthattime,butitoftenranotherwise。\'Hetellsusalsothatmostofthepartsofanimalscametobebychance。 Therearesometoowhoascribethisheavenlysphereandalltheworldstospontaneity。Theysaythatthevortexarosespontaneously,i。e。themotionthatseparatedandarrangedinitspresentorderallthatexists。Thisstatementmightwellcausesurprise。Fortheyareassertingthatchanceisnotresponsiblefortheexistenceorgenerationofanimalsandplants,natureormindorsomethingofthekindbeingthecauseofthem(foritisnotanychancethingthatcomesfromagivenseedbutanolivefromonekindandamanfromanother);andyetatthesametimetheyassertthattheheavenlysphereandthedivinestofvisiblethingsarosespontaneously,havingnosuchcauseasisassignedtoanimalsandplants。Yetifthisisso,itisafactwhichdeservestobedweltupon,andsomethingmightwellhavebeensaidaboutit。Forbesidestheotherabsurditiesofthestatement,itisthemoreabsurdthatpeopleshouldmakeitwhentheyseenothingcomingtobespontaneouslyintheheavens,butmuchhappeningbychanceamongthethingswhichastheysayarenotduetochance;whereasweshouldhaveexpectedexactlytheopposite。 Otherstherearewho,indeed,believethatchanceisacause,butthatitisinscrutabletohumanintelligence,asbeingadivinethingandfullofmystery。 Thuswemustinquirewhatchanceandspontaneityare,whethertheyarethesameordifferent,andhowtheyfitintoourdivisionofcauses。