第1章

类别:其他 作者:Henry Sumner Maine字数:31243更新时间:18/12/21 16:43:08
PrefaceThechiefobjectofthefollowingpagesistoindicatesomeoftheearliestideasofmankind,astheyarereflectedinAncientLaw,andtopointouttherelationofthoseideastomodernthought。Muchoftheinquiryattemptedcouldnothavebeenprosecutedwiththeslightesthopeofausefulresultiftherehadnotexistedabodyoflaw,likethatoftheRomans,bearinginitsearliestportionsthetracesofthemostremoteantiquityandsupplyingfromitslaterrulesthestapleofthecivilinstitutionsbywhichmodernsocietyisevennowcontrolled。ThenecessityoftakingtheRomanlawasatypicalsystemhascompelledtheauthortodrawfromitwhatmayappearadisproportionatenumberofhisillustrations;butithasnotbeenhisintentiontowriteatreatiseonRomanjurisprudence,andhehasasmuchaspossibleavoidedalldiscussionswhichmightgivethatappearancetohiswork。ThespaceallottedinthethirdandfourthchaptertocertainphilosophicaltheoriesoftheRomanJurisconsultshasbeenappropriatedtothemfortworeasons。Inthefirstplace,thosetheoriesappeartotheauthortohavehadawiderandmorepermanentinfluenceonthethoughtandactionoftheworldthanisusuallysupposed。Secondly,theyarebelievedtobetheultimatesourceofmostoftheviewswhichhavebeenprevalent,tillquiterecently,onthesubjectstreatedofinthisvolume。Itwasimpossiblefortheauthortoproceedfarwithhisundertakingwithoutstatinghisopinionontheorigin,meaning,andvalueofthosespeculations。 H。S。M。London,January,1861。 Chapter1 AncientCodesThemostcelebratedsystemofjurisprudenceknowntotheworldbegins,asitends,withaCode。Fromthecommencementtothecloseofitshistory,theexpositorsofRomanLawconsistentlyemployedlanguagewhichimpliedthatthebodyoftheirsystemrestedontheTwelveDecemviralTables,andthereforeonabasisofwrittenlaw。Exceptinoneparticular,noinstitutionsanteriortotheTwelveTableswererecognisedatRome。ThetheoreticaldescentofRomanjurisprudencefromacode,thetheoreticalascriptionofEnglishlawtoimmemorialunwrittentradition,werethechiefreasonswhythedevelopmentoftheirsystemdifferedfromthedevelopmentofours。Neithertheorycorrespondedexactlywiththefacts,buteachproducedconsequencesoftheutmostimportance。 IneedhardlysaythatthepublicationoftheTwelveTablesisnottheearliestpointatwhichwecantakeupthehistoryoflaw。TheancientRomancodebelongstoaclassofwhichalmosteverycivilisednationintheworldcanshowasample,andwhich,sofarastheRomanandHellenicworldswereconcerned,werelargelydiffusedoverthematepochsnotwidelydistantfromoneanother。Theyappearedunderexceedinglysimilarcircumstances,andwereproduced,toourknowledge,byverysimilarcauses。 Unquestionably,manyjuralphenomenaliebehindthesecodesandprecededtheminpointoftime。Notafewdocumentaryrecordsexistwhichprofesstogiveusinformationconcerningtheearlyphenomenaoflaw;but,untilphilologyhaseffectedacompleteanalysisoftheSanskritliterature,ourbestsourcesofknowledgeareundoubtedlytheGreekHomericpoems,consideredofcoursenotasahistoryofactualoccurrences,butasadescription,notwhollyidealised,ofastateofsocietyknowntothewriter。Howeverthefancyofthepoetmayhaveexaggeratedcertainfeaturesoftheheroicage,theprowessofwarriorandthepotencyofgods,thereisnoreasontobelievethatithastamperedwithmoralormetaphysicalconceptionswhichwerenotyetthesubjectsofconsciousobservation;andinthisrespecttheHomericliteratureisfarmoretrustworthythanthoserelativelylaterdocumentswhichpretendtogiveanaccountoftimessimilarlyearly,butwhichwerecompiledunderphilosophicalortheologicalinfluences。Ifbyanymeanswecandeterminetheearlyformsofjuralconceptions,theywillbeinvaluabletous。Theserudimentaryideasaretothejuristwhattheprimarycrustsoftheeartharetothegeologist。Theycontain,potentiallyalltheformsinwhichlawhassubsequentlyexhibiteditself。Thehasteortheprejudicewhichhasgenerallyrefusedthemallbutthemostsuperficialexamination,mustbeartheblameoftheunsatisfactoryconditioninwhichwefindthescienceofjurisprudence。Theinquiriesofthejuristareintruthprosecutedmuchasinquiryinphysicandphysiologywasprosecutedbeforeobservationhadtakentheplaceofassumption。 Theories,plausibleandcomprehensive,butabsolutelyunverified,suchastheLawofNatureortheSocialCompact,enjoyauniversalpreferenceoversoberresearchintotheprimitivehistoryofsocietyandlaw;andtheyobscurethetruthnotonlybydivertingattentionfromtheonlyquarterinwhichitcanbefound,butbythatmostrealandmostimportantinfluencewhich,whenonceentertainedandbelievedin,theyareenabledtoexerciseonthelaterstagesofjurisprudence。 Theearliestnotionsconnectedwiththeconception,nowsofullydeveloped,ofalaworruleoflife,arethosecontainedintheHomericwords\"Themis\"and\"Themistes。\"\"Themis,\"itiswellknown,appearsinthelaterGreekpantheonastheGoddessofJustice,butthisisamodernandmuchdevelopedidea,anditisinaverydifferentsensethatThemisisdescribedintheIliadastheassessorofZeus。Itisnowclearlyseenbyalltrustworthyobserveroftheprimitiveconditionofmankindthat,intheinfancyoftherace,mencouldonlyaccountforsustainedorperiodicallyrecurringactionbysupposingapersonalagent。 Thus,thewindblowingwasapersonandofcourseadivineperson;thesunrising,culminating,andsettingwasapersonandadivineperson;theearthyieldingherincreasewasapersonanddivine。As,then,inthephysicalworld,sointhemoral。Whenakingdecidedadisputebyasentence,thejudgmentwasassumedtobetheresultofdirectinspiration。Thedivineagent,suggestingjudicialawardstokingsortogods,thegreatestofkings,wasThemis。Thepeculiarityoftheconceptionisbroughtoutbytheuseoftheplural。Themistes,Themises,thepluralofThemis,aretheawardsthemselves,divinelydictatedtothejudge。Kingsarespokenofasiftheyhadastoreof\"Themistes\"readytohandforuse;butitmustbedistinctlyunderstoodthattheyarenotlaws,butjudgments。\"Zeus,orthehumankingonearth,\"saysMr。 Grote,inhisHistoryofGreece,\"isnotalawmaker,butajudge。\"HeisprovidedwithThemistes,but,consistentlywiththebeliefintheiremanationfromabove,theycannotbesupposedtobeconnectedbyanythreadofprinciple;theyareseparate,isolatedjudgments。 EvenintheHomericpoems,wecanseethattheseideasaretransient。Paritiesofcircumstancewereprobablycommonerinthesimplemechanismofancientsocietythantheyarenow,andinthesuccessionofsimilarcasesawardsarelikelytofollowandresembleeachother。HerewehavethegermorrudimentofaCustom,aconceptionposteriortothatofThemistesorjudgments。 Howeverstronglywe,withourmodernassociations,maybeinclinedtolaydownapriorithatthenotionofaCustommustprecedethatofajudicialsentence,andthatajudgmentmustaffirmaCustomorpunishitsbreach,itseemsquitecertainthatthehistoricalorderoftheideasisthatinwhichIhaveplacedthem。TheHomericwordforacustomintheembryoissometimes\"Themis\"inthesingular-moreoften\"Dike,\"themeaningofwhichvisiblyfluctuatesbetweena\"judgment\"anda\"custom\"or\"usage。\"Nomos,aLaw,sogreatandfamousaterminthepoliticalvocabularyofthelaterGreeksociety,doesnotoccurinHomer。 Thisnotionofadivineagency,suggestingtheThemistes,anditselfimpersonatedinThemis,mustbekeptapartfromotherprimitivebeliefswithwhichasuperficialinquirermightconfoundit。TheconceptionoftheDeitydictatinganentirecodeorbodyoflaw,asinthecaseoftheHindoolawsofMenu,seemstobelongtoarangeofideasmorerecentandmoreadvanced。 \"Themis\"and\"Themistes\"aremuchlessremotelylinkedwiththatpersuasionwhichclungsolongandsotenaciouslytothehumanmind,ofadivineinfluenceunderlyingandsupportingeveryrelationoflife,everysocialinstitution。Inearlylaw,andamidtherudimentsofpoliticalthought,symptomsofthisbeliefmeetusonallsides。Asupernaturalpresidencyissupposedtoconsecrateandkeeptogetherallthecardinalinstitutionsofthosetimes,theState,theRace,andtheFamily。Men,groupedtogetherinthedifferentrelationswhichthoseinstitutionsimply,areboundtocelebrateperiodicallycommonritesandtooffercommonsacrifices;andeverynowandthenthesamedutyisevenmoresignificantlyrecognisedinthepurificationsandexpiationswhichtheyperform,andwhichappearintendedtodeprecatepunishmentforinvoluntaryorneglectfuldisrespect。 Everybodyacquaintedwithordinaryclassicalliteraturewillrememberthesacragentilicia,whichexercisedsoimportantaninfluenceontheearlyRomanlawofadoptionandofwills。AndtothishourtheHindooCustomaryLaw,inwhichsomeofthemostcuriousfeaturesofprimitivesocietyarestereotyped,makesalmostalltherightsofpersonsandalltherulesofsuccessionhingeontheduesolemnisationoffixedceremoniesatthedeadman’sfuneral,thatis,ateverypointwhereabreachoccurinthecontinuityofthefamily。 Beforewequitthisstageofjurisprudence,acautionmaybeusefullygiventotheEnglishstudent。Bentham,inhisFragmentonGovernment,andAustin,inhisProvinceofJurisprudenceDetermined,resolveeverylawintoacommandofthelawgiver,anobligationimposedtherebyonthecitizen,andasanctionthreatenedintheeventofdisobedience;anditisfurtherpredicatedofthecommand,whichisthefirstelementinalaw,thatitmustprescribe,notasingleact,butaseriesornumberofactsofthesameclassorkind。Theresultsofthisseparationofingredientstallyexactlywiththefactsofmaturejurisprudence;and,byalittlestrainingoflanguage,theymaybemadetocorrespondinformwithalllaw,ofallkinds,atallepochs。Itisnot,however,assertedthatthenotionoflawentertainedbythegeneralityisevennowquiteinconformitywiththisdissection;anditiscuriousthat,thefartherwepenetrateintotheprimitivehistoryofthought,thefartherwefindourselvesfromaconceptionoflawwhichatallresemblesacompoundoftheelementswhichBenthamdetermined。Itiscertainthat,intheinfancyofmankind,nosortoflegislature,notevenadistinctauthoroflaw,iscontemplatedorconceivedof。Lawhasscarcelyreachedthefootingofcustom;itisratherahabit。 Itis,touseaFrenchphrase,\"intheair。\"Theonlyauthoritativestatementofrightandwrongisajudicialsentenceafterthefacts,notonepresupposingalawwhichhasbeenviolated,butonewhichisbreathedforthefirsttimebyahigherpowerintothejudge’smindatthemomentofadjudication。 Itisofcourseextremelydifficultforustorealiseaviewsofarremovedfromusinpointbothoftimeandofassociation,butitwillbecomemorecrediblewhenwedwellmoreatlengthontheconstitutionofancientSociety,inwhicheveryman,livingduringthegreaterpartofhislifeunderthepatriarchaldespotism,waspracticallycontrolledinallhisactionsbyaregimennotoflawbutofcaprice。ImayaddthatanEnglishmanshouldbebetterablethanaforeignertoappreciatethehistoricalfactthatthe\"Themistes\"precededanyconceptionoflaw,because,amidthemanyinconsistenttheorieswhichprevailconcerningthecharacterofEnglishjurisprudence,themostpopular,oratalleventstheonewhichmostaffectspractice,iscertainlyatheorywhichassumesthatadjudgedcasesandprecedentsexistantecedentlytorules,principles,anddistinctions。The\"Themistes\"havetoo,itshouldberemarked,thecharacteristicwhich,intheviewofBenthamandAustin,distinguishessingleormerecommandsfromlaws。Atruelawenjoinsonallthecitizensindifferentlyanumberofactssimilarinclassorkind;andthisisexactlythefeatureofalawwhichhasmostdeeplyimpresseditselfonthepopularmind,Causingtheterm\"law\"tobeappliedtomereuniformities,successions,andsimilitudes。Acommandprescribesonlyasingleact,anditistocommands,therefore,that\"Themistes\"aremoreakinthantolaws。Theyaresimplyadjudicationsoninsulatedstatesoffact,anddonotnecessarilyfolloweachotherinanyorderlysequence。 Theliteratureoftheheroicagedisclosestouslawinthegermunderthe\"Themistes\"andalittlemoredevelopedintheconceptionof\"Dike。\"Thenextstagewhichwereachinthehistoryofjurisprudenceisstronglymarkedandsurroundedbytheutmostinterest。Mr。Grote,inthesecondpartandsecondchapterofhisHistory,hasfullydescribedthemodeinwhichsocietygraduallyclotheditselfwithadifferentcharacterfromthatdelineatedbyHomer。Heroickingshipdependedpartlyondivinelygivenprerogative,andpartlyonthepossessionofsupereminentstrength,courage,andwisdom。Gradually,astheimpressionofthemonarch’ssacrednessbecameweakened,andfeeblemembersoccurredintheseriesofhereditarykings,theroyalpowerdecayed,andatlastgavewaytothedominionofaristocracies。 Iflanguagesoprecisecanbeusedoftherevolution,wemightsaythattheofficeofthekingwasusurpedbythatcouncilofchiefswhichHomerrepeatedlyalludestoanddepicts。AtalleventsfromanepochofkinglyrulewecomeeverywhereinEuropetoaneraofoligarchies;andevenwherethenameofthemonarchicalfunctionsdoesnotabsolutelydisappear,theauthorityofthekingisreducedtoamereshadow。Hebecomesamerehereditarygeneral;asinLacedaemon,amerefunctionary,astheKingArchonatAthens,oramereformalhierophant,liketheRexSacrificulusatRome。InGreece,Italy,andAsiaMinor,thedominantordersseemtohaveuniverallyconsistedofanumberoffamiliesunitedbyanassumedrelationshipinblood,and,thoughtheyallappearatfirsttohavelaidclaimtoaquasi-sacredcharacter,theirstrengthdoesnotseemtohaveresidedintheirpretendedsanctity。Unlesstheywereprematurelyoverthrownbythepopularparty,theyallultimatelyapproachedverycloselytowhatweshouldnowunderstandbyapoliticalaristocracy。ThechangeswhichsocietyunderwentinthecommunitiesofthefurtherAsiaoccurredofcourseatperiodslonganteriorinpointoftimetotheserevolutionsoftheItalianandHellenicworlds;buttheirrelativeplaceincivilisationappeartohavebeenthesame,andtheyseemtohavebeenexceedinglysimilaringeneralcharacter。ThereissomeevidencethattheraceswhichweresubsequentlyunitedunderthePersianmonarchy,andthosewhichpeopledthepeninsulaofIndia,hadalltheirheroicageandtheireraofaristocracies;butamilitaryandareligiousoligarchyappeartohavegrownupseparately,norwastheauthorityofthekinggenerallysuperseded。Contrary,too,tothecourseofeventsintheWest,thereligiouselementintheEasttendedtogetthebetterofthemilitaryandpolitical。Militaryandcivilaristocraciesdisappear,annihilatedorcrushedintoinsignificancebetweenthekingsandthesacerdotalorder;andtheultimateresultatwhichwearriveis,amonarchenjoyinggreatpower,butcircumscribedbytheprivilegesofacasteofpriests。Withthesedifferences,however,thatintheEastaristocraciesbecamereligious,intheWestcivilorpolitical,thepropositionthatahistoricaleraofaristocraciessucceededahistoricaleraofheroickingsmaybeconsideredastrue,ifnotofallmankind,atalleventsofallbranchesoftheIndo-Europeanfamilyofnations。 Theimportantpointforthejurististhatthesearistocracieswereuniversallythedepositariesandadministratorsoflaw。Theyseemtohavesucceededtotheprerogativesoftheking,withtheimportantdifference,however,thattheydonotappeartohavepretendedtodirectinspirationforeachsentence。Theconnectionofideaswhichcausedthejudgmentsofthepatriarchalchieftaintobeattributedtosuperhumandictationstillshowsitselfhereandthereintheclaimofadivineoriginfortheentirebodyofrules,orforcertainpartsofit,buttheprogressofthoughtnolongerpermitsthesolutionofparticulardisputestobeexplainedbysupposinganextra-humaninterposition。Whatthejuristicaloligarchynowclaimsistomonopolisetheknowledgeofthelaws,tohavetheexclusivepossessionoftheprinciplesbywhichquarrelsaredecided。WehaveinfactarrivedattheepochofCustomaryLaw。CustomsorObservancesnowexistasasubstantiveaggregate,andareassumedtobepreciselyknowntothearistocraticorderorcaste。Ourauthoritiesleaveusnodoubtthatthetrustlodgedwiththeoligarchywassometimesabused,butitcertainlyoughtnottoberegardedasamereusurpationorengineoftyranny。Beforetheinventionofwriting,andduringtheinfancyoftheart,anaristocracyinvestedwithjudicialprivilegesformedtheonlyexpedientbywhichaccuratepreservationofthecustomsoftheraceortribecouldbeatallapproximatedto。Theirgenuinenesswas,sofaraspossible,insuredbyconfidingthemtotherecollectionofalimitedportionofthecommunity。 TheepochofCustomaryLaw,andofitscustodybyaprivilegedorder,isaveryremarkableone。Theconditionofthejurisprudencewhichitimplieshaslefttraceswhichmaystillbedetectedinlegalandpopularphraseology。Thelaw,thusknownexclusivelytoaprivilegedminority,whetheracaste,anaristocracy,apriestlytribe,orasacerdotalcollege,istrueunwrittenlaw。Exceptthis,thereisnosuchthingasunwrittenlawintheworld。Englishcase-lawissometimesspokenofasunwritten,andtherearesomeEnglishtheoristswhoassureusthatifacodeofEnglishjurisprudencewerepreparedweshouldbeturningunwrittenlawintowritten——conversion,astheyinsist,ifnotofdoubtfulpolicy,atalleventsofthegreatestseriousness。Now,itisquitetruethattherewasonceaperiodatwhichtheEnglishcommonlawmightreasonablyhavebeentermedunwritten。TheelderEnglishjudgesdidreallypretendtoknowledgeofrules,principles,anddistinctionswhichwerenotentirelyrevealedtothebarandtothelay-public。Whetherallthelawwhichtheyclaimedtomonopolisewasreallyunwritten,isexceedinglyquestionable;butatallevents,ontheassumptionthattherewasoncealargemassofcivilandcriminalrulesknownexclusivelytothejudges,itpresentlyceasedtobeunwrittenlaw。AssoonastheCourtsatWestminsterHallbegantobasetheirjudgmentsoncasesrecorded,whetherintheyearbooksorelsewhere,thelawwhichtheyadministeredbecamewrittenlaw。 AtthepresentmomentaruleofEnglishlawhasfirsttobedisentangledfromtherecordedfactsofadjudgedprintedprecedents,thenthrownintoaformofwordsvaryingwiththetaste,precision,andknowledgeoftheparticularjudge,andthenappliedtothecircumstancesofthecaseforadjudication。Butatnostageofthisprocesshasitanycharacteristicwhichdistinguishesitfromwrittenlaw。Itiswrittencase-law,andonlydifferentfromcode-lawbecauseitiswritteninadifferentway。 FromtheperiodofCustomaryLawwecometoanothersharplydefinedepochinthehistoryofjurisprudence。WearriveattheeraofCodes,thoseancientcodesofwhichtheTwelveTablesofRomewerethemostfamousspecimen。InGreece,inItaly,ontheHellenisedsea-boardofWesternAsia,thesecodesallmadetheirappearanceatperiodsmuchthesameeverywhere,not,Imean,atperiodsidenticalinpointoftime,butsimilarinpointoftherelativeprogressofeachcommunity。Everywhere,inthecountriesIhavenamed,lawsengravenontabletsandpublishedtothepeopletaketheplaceofusagesdepositedwiththerecollectionofaprivilegedoligarchy。ItmustnotforamomentbesupposedthattherefinedconsiderationsnowurgedinfavourofwhatiscalledcodificationhadanypartorplaceinthechangeIhavedescribed。Theancientcodesweredoubtlessoriginallysuggestedbythediscoveryanddiffusionoftheartofwriting。Itistruethatthearistocraciesseemtohaveabusedtheirmonopolyoflegalknowledge;andatalleventstheirexclusivepossessionofthelawwasaformidableimpedimenttothesuccessofthosepopularmovementswhichbegantobeuniversalinthewesternworld。But,thoughdemocraticsentimentmayhaveaddedtotheirpopularity,thecodeswerecertainlyinthemainadirectresultoftheinventionofwriting。Inscribedtabletswereseentobeabetterdepositaryoflaw,andabettersecurityforitsaccuratepreservation,thanthememoryofanumberofpersonshoweverstrengthenedbyhabitualexercise。 TheRomancodebelongstotheclassofcodesIhavebeendescribing。Theirvaluedidnotconsistinanyapproachtosymmetricalclassifications,ortotersenessandclearnessofexpression,butintheirpublicity,andintheknowledgewhichtheyfurnishedtoeverybody,astowhathewastodo,andwhatnottodo。Itis,indeed,truethattheTwelveTablesofRomedoexhibitsometracesofsystematicarrangement,butthisisprobablyexplainedbythetraditionthattheframersofthatbodyoflawcalledintheassistanceofGreekswhoenjoyedthelaterGreekexperienceintheartoflaw-making。ThefragmentsoftheAtticCodeofSolonshow,however,thatithadbutlittleorder,andprobablythelawsofDracohadevenless。Quiteenoughtooremainsofthesecollections,bothintheEastandintheWest,toshowthattheymingledupreligious,civil,andmerelymoralordinances,withoutanyregardtodifferencesintheiressentialcharacterandthisisconsistentwithallweknowofearlythoughtfromothersources,theseveranceoflawfrommorality,andofreligionfromlaw,belongingverydistinctlytothelaterstagesofmentalprogress。 But,whatevertoamoderneyearethesingularitiesoftheseCodes,theirimportancetoancientsocietieswasunspeakable。Thequestion——anditwasonewhichaffectedthewholefutureofeachcommunity——wasnotsomuchwhetherthereshouldbeacodeatall,forthemajorityofancientsocietiesseemtohaveobtainedthemsoonerorlater,and,butforthegreatinterruptioninthehistoryofjurisprudencecreatedbyfeudalism,itislikelythatallmodernlawwouldbedistinctlytraceabletooneormoreofthesefountain-heads。Butthepointonwhichturnedthehistoryoftheracewas,atwhatperiod,atwhatstageoftheirsocialprogress,theyshouldhavetheirlawsputintowriting。Inthewesternworldtheplebeianorpopularelementineachstatesuccessfullyassailedtheoligarchicalmonopoly;andacodewasnearlyuniversallyobtainedearlyinthehistoryoftheCommonwealth。ButintheEast,asIhavebeforementioned,therulingaristocraciestendedtobecomereligiousratherthanmilitaryorpolitical,andgained,therefore,ratherthanlostinpower;whileinsomeinstancesthephysicalconformationofAsiaticcountrieshadtheeffectofmakingindividualcommunitieslargerandmorenumerousthanintheWest; anditisaknownsociallawthatthelargerthespaceoverwhichaparticularsetofinstitutionsisdiffused,thegreaterisitstenacityandvitality。Fromwhatevercause,thecodesobtainedbyEasternsocietieswereobtained,relatively,muchlaterthanbyWestern,andworeaverydifferentcharacter。ThereligiousoligarchiesofAsia,eitherfortheirownguidance,orforthereliefoftheirmemory,orfortheinstructionoftheirdisciples,seeminallcasestohaveultimatelyembodiedtheirlegallearninginacode;buttheopportunityofincreasingandconsolidatingtheirinfluencewasprobablytootemptingtoberesisted。Theircompletemonopolyoflegalknowledgeappearstohaveenabledthemtoputoffontheworldcollections,notsomuchoftherulesactuallyobservedasoftheruleswhichthepriestlyorderconsideredpropertobeobserved。TheHindoocode,calledtheLawsofMenu,whichiscertainlyaBrahmincompilation,undoubtedlyenshrinesmanygenuineobservancesoftheHindoorace,buttheopinionofthebestcontemporaryorientalistsis,thatitdoesnot,asawhole,representasetofruleseveractuallyadministeredinHindostan。Itis,ingreatpart,anidealpictureofthatwhich,intheviewoftheBrahmins,oughttobethelaw。Itisconsistentwithhumannatureandwiththespecialmotivesoftheirauthor,thatcodeslikethatofMenushouldpretendtothehighestantiquityandclaimtohaveemanatedintheircompleteformfromtheDeity。Menu,accordingtoHindoomythology,isanemanationfromthesupremeGod;butthecompilationwhichbearshisname,thoughitsexactdateisnoteasilydiscovered,is,inpointoftherelativeprogressofHindoojurisprudence,arecentproduction。 AmongthechiefadvantageswhichtheTwelveTablesandsimilarcodesconferredonthesocietieswhichobtainedthem,wastheprotectionwhichtheyaffordedagainstthefraudsoftheprivilegedoligarchyandalsoagainstthespontaneousdepravationanddebasementofthenationalinstitutions。TheRomanCodewasmerelyanenunciationinwordsoftheexistingcustomsoftheRomanpeople。RelativelytotheprogressoftheRomansincivilisation,itwasaremarkablyearlycode,anditwaspublishedatatimewhenRomansocietyhadbarelyemergedfromthatintellectualconditioninwhichcivilobligationandreligiousdutyareinevitablyconfounded。Nowabarbaroussocietypractisingabodyofcustoms,isexposedtosomeespecialdangerswhichmaybeabsolutelyfataltoitsprogressincivilisation。 Theusageswhichaparticularcommunityisfoundtohaveadoptedinitsinfancyandinitsprimitiveseatsaregenerallythosewhichareonthewholebestsuitedtopromoteitsphysicalandmoralwell-being;and,iftheyareretainedintheirintegrityuntilnewsocialwantshavetaughtnewpractices,theupwardmarchofsocietyisalmostcertain。Butunhappilythereisalawofdevelopmentwhicheverthreatenstooperateuponunwrittenusage。Thecustomsareofcourseobeyedbymultitudeswhoareincapableofunderstandingthetruegroundoftheirexpediency,andwhoarethereforeleftinevitablytoinventsuperstitiousreasonsfortheirpermanence。Aprocessthencommenceswhichmaybeshortlydescribedbysayingthatusagewhichisreasonablegeneratesusagewhichisunreasonable。Analog,themostvaluableofinstrumentsinthematurityofjurisprudence,isthemostdangerousofsnaresinitsinfancy。Prohibitionsandordinances,originallyconfined,forgoodreasons,toasingledescriptionofacts,aremadetoapplytoallactsofthesameclass,becauseamanmenacedwiththeangerofthegodsfordoingonething,feelsanaturalterrorindoinganyotherthingwhichisremotelylikeit。Afteronekindoffoodhasinterdictedforsanitaryreasons,theprohibitionisextendedtoallfoodresemblingit,thoughtheresemblanceoccasionallydependsonanalogiesthemostfanciful。 So,again,awiseprovisionforinsuringgeneralcleanlinessdictatesintimelongroutinesofceremonialablution;andthatdivisionintoclasseswhichataparticularcrisisofsocialhistoryisnecessaryforthemaintenanceofthenationalexistencedegeneratesintothemostdisastrousandblightingofallhumaninstitutions——Caste。ThefateoftheHindoolawis,infact,themeasureofthevalueoftheRomancode。EthnologyshowsusthattheRomansandtheHindoossprangfromthesameoriginalstock,andthereisindeedastrikingresemblancebetweenwhatappeartohavebeentheiroriginalcustoms。Evennow,Hindoojurisprudencehasasubstratumofforethoughtandsoundjudgment,butirrationalimitationhasengraftedinitanimmenseapparatusofcruelabsurdities。FromthesecorruptionstheRomanswereprotectedbytheircode。Itwascompiledwhiletheusagewasstillwholesome,andahundredyearsafterwardsitmighthavebeentoolate。TheHindoolawhasbeentoagreatextentembodiedinwriting,but,ancientasinonesensearethecompendiawhichstillexistinSanskrit,theycontainampleevidencethattheyweredrawnupafterthemischiefhadbeendone。WearenotofcourseentitledtosaythatiftheTwelveTableshadnotbeenpublishedtheRomanswouldhavebeencondemnedtoacivilisationasfeebleandpervertedasthatoftheHindoos,butthusmuchatleastiscertain,thatwiththeircodetheywereexemptfromtheverychanceofsounhappyadestiny。AncientLaw byHenryMaineChapter2LegalFictions WhenprimitivelawhasoncebeenembodiedinaCode,thereis anendtowhatmaybecalleditsspontaneousdevelopment。 Henceforwardthechangeseffectedinit,ifeffectedatall,are effecteddeliberatelyandfromwithout。Itisimpossibleto supposethatthecustomsofanyraceortriberemainedunaltered duringthewholeofthelong——insomeinstancestheimmense—— intervalbetweentheirdeclarationbyapatriarchalmonarchand theirpublicationinwriting。Itwouldbeunsafetootoaffirm thatnopartofthealterationwaseffecteddeliberately。But fromthelittleweknowoftheprogressoflawduringthis period,wearejustifiedinassumingthatsetpurposehadthe verysmallestshareinproducingchange。Suchinnovationsonthe earliestusagesasdisclosethemselvesappeartohavebeen dictatedbyfeelingsandmodesofthoughtwhich,underour presentmentalconditions,weareunabletocomprehend。Anewera begins,however,withtheCodes。Wherever,afterthisepoch,we tracethecourseoflegalmodificationweareabletoattribute ittotheconsciousdesireofimprovement,oratalleventsof compassingobjectsotherthanthosewhichwereaimedatinthe primitivetimes。 Itmayseematfirstsightthatnogeneralpropositionsworth trustingcanbeelicitedfromthehistoryoflegalsystems subsequenttothecodes。Thefieldistoovast。Wecannotbesure thatwehaveincludedasufficientnumberofphenomenainour observations,orthatweaccuratelyunderstandthosewhichwe haveobserved。Buttheundertakingwillbeseentobemore feasible,ifweconsiderthataftertheepochofcodesthe distinctionbetweenstationaryandprogressivesocietiesbegins tomakeitselffelt。Itisonlywiththeprogressivethatweare concerned,andnothingismoreremarkablethantheirextreme fewness。Inspiteofoverwhelmingevidence,itismostdifficult foracitizenofwesternEuropetobringthoroughlyhometo himselfthetruththatthecivilisationwhichsurroundshimisa rareexceptioninthehistoryoftheworld。Thetoneofthought commonamongus,allourhopes,fears,andspeculations,wouldbe materiallyaffected,ifwehadvividlybeforeustherelationof theprogressiveracestothetotalityofhumanlife。Itis indisputablethatmuchthegreatestpartofmankindhasnever shownaparticleofdesirethatitscivilinstitutionsshouldbe improvedsincethemomentwhenexternalcompletenesswasfirst giventothembytheirembodimentinsomepermanentrecord。One setofusageshasoccasionallybeenviolentlyoverthrownand supersededbyanother;hereandthereaprimitivecode, pretendingtoasupernaturalorigin,hasbeengreatlyextended, anddistortedintothemostsurprisingforms,bytheperversity ofsacerdotalcommentators;but,exceptinasmallsectionofthe world,therehasbeennothinglikethegradualameliorationofa legalsystem。Therehasbeenmaterialcivilisation,but,instead ofthecivilisationexpandingthelaw,thelawhaslimitedthe civilisation。Thestudyofracesintheirprimitivecondition affordsussomecluetothepointatwhichthedevelopmentof certainsocietieshasstopped。WecanseethatBrahminicalIndia hasnotpassedbeyondastagewhichoccursinthehistoryofall thefamiliesofmankind,thestageatwhicharuleoflawisnot yetdiscriminatedfromaruleofreligion。Themembersofsucha societyconsiderthatthetransgressionofareligiousordinance shouldbepunishedbycivilpenalties,andthattheviolationof acivildutyexposesthedelinquenttodivinecorrection。In Chinathispointhasbeenpassed,butprogressseemstohavebeen therearrested,becausethecivillawsarecoextensivewithall theideasofwhichtheraceiscapable。Thedifferencebetween thestationaryandprogressivesocietiesis,however,oneofthe greatsecretswhichinquiryhasyettopenetrate。Amongpartial explanationsofitIventuretoplacetheconsiderationsurgedat theendofthelastchapter。Itmayfurtherberemarkedthatno oneislikelytosucceedintheinvestigationwhodoesnot clearlyrealisethatthestationaryconditionofthehumanrace istherule,theprogressivetheexception。Andanother indispensableconditionofsuccessisanaccurateknowledgeof Romanlawinallitsprincipalstages。TheRomanjurisprudence hasthelongestknownhistoryofanysetofhumaninstitutions。 Thecharacterofallthechangeswhichitunderwentistolerably wellascertained。Fromitscommencementtoitsclose,itwas progressivelymodifiedforthebetter,orforwhattheauthorof themodificationconceivedtobethebetter,andthecourseof improvementwascontinuedthroughperiodsatwhichalltherest ofhumanthoughtandactionmateriallyslackeneditspace,and repeatedlythreatenedtosettledownintostagnation。 Iconfinemyselfinwhatfollowstotheprogressive societies。Withrespecttothemitmaybelaiddownthatsocial necessitiesandsocialopinionarealwaysmoreorlessinadvance ofLaw。Wemaycomeindefinitelyneartotheclosingofthegap betweenthem,butithasaperpetualtendencytoreopen。Lawis stable;thesocietieswearespeakingofareprogressive。The greaterorlesshappinessofapeopledependsonthedegreeof promptitudewithwhichthegulfisnarrowed。 Ageneralpropositionofsomevaluemaybeadvancedwith respecttotheagenciesbywhichLawisbroughtintoharmonywith societyTheseinstrumentalitiesseemtometobethreeinnumber, LegalFictions,Equity,andLegislation。Theirhistoricalorder isthatinwhichIhaveplacedthem。Sometimestwoofthemwill beseenoperatingtogether,andtherearelegalsystemswhich haveescapedtheinfluenceofoneorotherofthem。ButIknowof noinstanceinwhichtheorderoftheirappearancehasbeen changedorinverted。Theearlyhistoryofoneofthem,Equity,is universallyobscure,andhenceitmaybethoughtbysomethat certainisolatedstatutes,reformatoryofthecivillaw,are olderthananyequitablejurisdiction。Myownbeliefisthat remedialEquityiseverywhereolderthanremedialLegislation; but,shouldthisbenotstrictlytrue,itwouldonlybenecessary tolimitthepropositionrespectingtheirorderofsequenceto theperiodsatwhichtheyexerciseasustainedandsubstantial influenceintransformingtheoriginallaw。 Iemploytheword\"fiction\"inasenseconsiderablywider thanthatinwhichEnglishlawyerareaccustomedtouseit,and withameaningmuchmoreextensivethanthatwhichbelongedto theRoman\"fictiones。\"Fictio,inoldRomanlaw,isproperlya termofpleading,andsignifiesafalseavermentonthepartof theplaintiffwhichthedefendantwasnotallowedtotraverse; such,forexample,asanavermentthattheplaintiffwasaRoman citizen,whenintruthhewasaforeigner。Theobjectofthese \"fictiones\"was,ofcourse,togivejurisdiction,andthey thereforestronglyresembledtheallegationsinthewritsofthe EnglishQueen’sBench,andExchequer,bywhichthoseCourts contrivedtousurpthejurisdictionoftheCommonPleas:——the allegationthatthedefendantwasincustodyoftheking’s marshal,orthattheplaintiffwastheking’sdebtor,andcould notpayhisdebtbyreasonofthedefendant’sdefault。ButInow employtheexpression\"LegalFiction\"tosignifyanyassumption whichconceals,oraffectstoconceal,thefactthataruleof lawhasundergonealteration,itsletterremainingunchanged,its operationbeingmodified。Thewords,therefore,includethe instancesoffictionswhichIhavecitedfromtheEnglishand Romanlaw,buttheyembracemuchmore,forIshouldspeakbothof theEnglishCase-lawandoftheRomanResponsaPrudentumas restingonfictions。Boththeseexampleswillbeexamined presently。Thefactisinbothcasesthatthelawhasbeenwholly changed;thefictionisthatitremainswhatitalwayswas。Itis notdifficulttounderstandwhyfictionsinalltheirformsare particularlycongenialtotheinfancyofsociety。Theysatisfy thedesireforimprovement,whichisnotquitewanting,atthe sametimethattheydonotoffendthesuperstitiousdisrelishfor changewhichisalwayspresent。Ataparticularstageofsocial progresstheyareinvaluableexpedientsforovercomingthe rigidityoflaw,and,indeed,withoutoneofthem,theFictionof Adoptionwhichpermitsthefamilytietobeartificiallycreated, itisdifficulttounderstandhowsocietywouldeverhaveescaped fromitsswaddlingclothes,andtakenitsfirststepstowards civilisation。Wemust,therefore,notsufferourselvestobe affectedbytheridiculewhichBenthampoursonlegalfictions whereverhemeetsthem。Torevilethemasmerelyfraudulentisto betrayignoranceoftheirpeculiarofficeinthehistorical developmentoflaw。Butatthesametimeitwouldbeequally foolishtoagreewiththosetheorists,who,discerningthat fictionshavehadtheiruses,arguethattheyoughttobe stereotypedinoursystem。Theyhavehadtheirday,butithas longsincegoneby。Itisunworthyofustoeffectanadmittedly beneficialobjectbysorudeadeviceasalegalfiction。I cannotadmitanyanomalytobeinnocent,whichmakesthelaw eithermoredifficulttounderstandorhardertoarrangein harmoniousorder。Nowlegalfictionsarethegreatestof obstaclestosymmetricalclassification。Theruleoflawremains stickinginthesystem,butitisamereshell。Ithasbeenlong agoundermined,andanewrulehidesitselfunderitscover。 Hencethereisatonceadifficultyinknowingwhethertherule whichisactuallyoperativeshouldbeclassedinitstrueorin itsapparentplace,andmindsofdifferentcastswilldifferas tothebranchofthealternativewhichoughttobeselected。If theEnglishlawisevertoassumeanorderlydistribution,it willbenecessarytopruneawaythelegalfictionswhich,in spiteofsomerecentlegislativeimprovements,arestillabundant init。 Thenextinstrumentalitybywhichtheadaptationoflawto socialwantsiscarriedonIcallEquity,meaningbythatword anybodyofrulesexistingbythesideoftheoriginalcivillaw, foundedondistinctprinciplesandclaimingincidentallyto supersedethecivillawinvirtueofasuperiorsanctityinherent inthoseprinciples。TheEquitywhetheroftheRomanPraetorsor oftheEnglishChancellors,differsfromtheFictionswhichin eachcaseprecededit,inthattheinterferencewithlawisopen andavowed。Ontheotherhand,itdiffersfromLegislation,the agentoflegalimprovementwhichcomesafterit,inthatits claimtoauthorityisgrounded,notontheprerogativeofany externalpersonorbody,notevenonthatofthemagistratewho enunciatesit,butonthespecialnatureofitsprinciples,to whichitisallegedthatalllawoughttoconform。Thevery conceptionofasetofprinciples,investedwithahigher sacrednessthanthoseoftheoriginallawanddemanding applicationindependentlyoftheconsentofanyexternalbody belongstoamuchmoreadvancedstageofthoughtthanthatto whichlegalfictionsoriginallysuggestedthemselves。 Legislation,theenactmentsofalegislaturewhich,whether ittaketheformofanautocraticprinceorofaparliamentary assembly,istheassumedorganoftheentiresociety,isthelast oftheamelioratinginstrumentalities。ItdiffersfromLegal FictionsjustasEquitydiffersfromthem,anditisalso distinguishedfromEquity,asderivingitsauthorityfroman externalbodyorperson。Itsobligatoryforceisindependentof itsprinciples。Thelegislature,whateverbetheactual restraintsimposedonitbypublicopinion,isintheory empoweredtoimposewhatobligationsitpleasesonthemembersof thecommunity。Thereisnothingtopreventitslegislatinginthe wantonnessofcaprice。Legislationmaybedictatedbyequity,if thatlastwordbeusedtoindicatesomestandardofrightand wrongtowhichitsenactmentshappentobeadjusted;butthen theseenactmentsareindebtedfortheirbindingforcetothe authorityofthelegislatureandnottothatoftheprincipleson whichthelegislatureacted;andthustheydifferfromrulesof Equity,inthetechnicalsenseoftheword,whichpretendtoa paramountsacrednessentitlingthematoncetotherecognitionof thecourtsevenwithouttheconcurrenceofprinceor parliamentaryassembly。Itisthemorenecessarytonotethese differences,becauseastudentofBenthamwouldbeaptto confoundFictions,Equity,andStatutelawunderthesinglehead oflegislation。Theyall,hewouldsay,involvelaw-making;they differonlyinrespectofthemachinerybywhichthenewlawis produced。Thatisperfectlytrue,andwemustneverforgetit; butitfurnishesnoreasonwhyweshoulddepriveourselvesofso convenientatermasLegislationinthespecialsense。 LegislationandEquityaredisjoinedinthepopularmindandin themindsofmostlawyers;anditwillneverdotoneglectthe distinctionbetweenthem,howeverconventional,whenimportant practicalconsequencesfollowfromit。 Itwouldbeeasytoselectfromalmostanyregularly developedbodyofrulesexamplesoflegalfictions,whichatonce betraytheirtruecharactertothemodernobserver。Inthetwo instanceswhichIproceedtoconsider,thenatureofthe expedientemployedisnotsoreadilydetected。Thefirstauthors ofthesefictionsdidnotperhapsintendtoinnovate,certainly didnotwishtobesuspectedofinnovating。Thereare,moreover, andalwayshavebeen,personswhorefusetoseeanyfictionin theprocess,andconventionallanguagebearouttheirrefusal。No examples,therefore,canbebettercalculatedtoillustratethe widediffusionoflegalfictions,andtheefficiencywithwhich theyperformtheirtwo-foldofficeoftransformingasystemof lawsandofconcealingthetransformation。 WeinEnglandarewellaccustomedtotheextension, modification,andimprovementoflawbyamachinerywhich,in theory,isincapableofalteringonejotoronelineofexisting jurisprudence。Theprocessbywhichthisvirtuallegislationis effectedisnotsomuchinsensibleasunacknowledged。With respecttothatgreatportionofourlegalsystemwhichis enshrinedincasesandrecordedinlawreports,wehabitually employadoublelanguageandentertain,asitwouldappear,a doubleandinconsistentsetofideas。Whenagroupoffactscome beforeanEnglishCourtforadjudication,thewholecourseofthe discussionbetweenthejudgeandtheadvocateassumesthatno questionis,orcanbe,raisedwhichwillcallforthe applicationofanyprinciplesbutoldones,oranydistinctions butsuchashavelongsincebeenallowed。Itistakenabsolutely forgrantedthatthereissomewherearuleofknownlawwhich willcoverthefactsofthedisputenowlitigated,andthat,if sucharulebenotdiscovered,itisonlythatthenecessary patience,knowledge,oracumenisnotforthcomingtodetectit。 Yetthemomentthejudgmenthasbeenrenderedandreported,we slideunconsciouslyorunavowedlyintoanewlanguageandanew trainofthought。Wenowadmitthatthenewdecisionhasmodified thelaw。Therulesapplicablehave,tousetheveryinaccurate expressionsometimesemployed,becomemoreelastic。Infactthey havebeenchanged。Aclearadditionhasbeenmadetothe precedents,andthecanonoflawelicitedbycomparingthe precedentsisnotthesamewiththatwhichwouldhavebeen obtainediftheseriesofcaseshadbeencurtailedbyasingle example。Thefactthattheoldrulehasbeenrepealed,andthata newonehasreplacedit,eludesus,becausewearenotinthe habitofthrowingintopreciselanguagethelegalformulaswhich wederivefromtheprecedents,sothatachangeintheirtenoris noteasilydetectedunlessitisviolentandglaring。Ishallnot nowpausetoconsideratlengththecauseswhichhaveledEnglish lawyerstoacquiesceinthesecuriousanomalies。Probablyitwill befoundthatoriginallyitwasthereceiveddoctrinethat somewhere,innubibusoringremiomagistratuum,thereexisteda complete,coherent,symmetricalbodyofEnglishlaw,ofan amplitudesufficienttofurnishprincipleswhichwouldapplyto anyconceivablecombinationofcircumstances。Thetheorywasat firstmuchmorethoroughlybelievedinthanitisnow,andindeed itmayhavehadabetterfoundation。Thejudgesofthethirteenth centurymayhavereallyhadattheircommandamineoflaw unrevealedtothebarandtothelay-public,forthereissome reasonforsuspectingthatinsecrettheyborrowedfreely,though notalwayswisely,fromcurrentcompendiaoftheRomanandCanon laws。Butthatstorehousewasclosedsosoonasthepoints decidedatWestminsterHallbecamenumerousenoughtosupplya basisforasubstantivesystemofjurisprudence;andnowfor centuriesEnglishpractitionerhavesoexpressedthemselvesasto conveytheparadoxicalpropositionthat,exceptbyEquityand Statutelaw,nothinghasbeenaddedtothebasissinceitwas firstconstituted。Wedonotadmitthatourtribunalslegislate; weimplythattheyhaveneverlegislated;andyetwemaintain thattherulesoftheEnglishcommonlaw,withsomeassistance fromtheCourtofChanceryandfromParliament,arecoextensive withthecomplicatedinterestsofmodernsociety。 Abodyoflawbearingaverycloseandveryinstructive resemblancetoourcase-lawinthoseparticularswhichIhave noticed,wasknowntotheRomansunderthenameoftheResponsa Prudentum,the\"answersofthelearnedinthelaw。\"Theformof theseResponsesvariedagooddealatdifferentperiodsofthe Romanjurisprudence,butthroughoutitswholecoursethey consistedofexplanatoryglossesonauthoritativewritten documents,andatfirsttheywereexclusivelycollectionsof opinionsinterpretativeoftheTwelveTables。Aswithus,all legallanguageadjusteditselftotheassumptionthatthetextof theoldCoderemainedunchanged。Therewastheexpressrule。It overrodeallglossesandcomments,andnooneopenlyadmitted thatanyinterpretationofit,howevereminenttheinterpreter, wassafefromrevisiononappealtothevenerabletexts。Yetin pointoffact,BooksofResponsesbearingthenamesofleading jurisconsultsobtainedanauthorityatleastequaltothatofour reportedcases,andconstantlymodified,extended,limitedor practicallyoverruledtheprovisionsoftheDecemvirallaw。The authorsofthenewjurisprudenceduringthewholeprogressofits formationprofessedthemostsedulousrespectfortheletterof theCode。Theyweremerelyexplainingit,decipheringit, bringingoutitsfullmeaning;butthen,intheresult,by piecingtextstogether,byadjustingthelawtostatesoffact whichactuallypresentedthemselvesandbyspeculatingonits possibleapplicationtootherswhichmightoccur,byintroducing principlesofinterpretationderivedfromtheexegesisofother writtendocumentswhichfellundertheirobservation,theyeduced avastvarietyofcanonswhichhadneverbeendreamedofbythe compilersoftheTwelveTablesandwhichwereintruthrarelyor nevertobefoundthere。Allthesetreatisesofthejurisconsults claimedrespectonthegroundoftheirassumedconformitywith theCode,buttheircomparativeauthoritydependedonthe reputationoftheparticularjurisconsultswhogavethemtothe world。Anynameofuniversallyacknowledgedgreatnessclotheda Bookofresponseswithabindingforcehardlylessthanthat whichbelongedtoenactmentsofthelegislature;andsuchabook initsturnconstitutedanewfoundationonwhichafurtherbody ofjurisprudencemightrest。Theresponsesoftheearlylawyers werenothoweverpublished,inthemodernsense,bytheirauthor。 Theywererecordedandeditedbyhispupils,andwerenot thereforeinallprobabilityarrangedaccordingtoanyschemeof classification。Thepartofthestudentsinthesepublications mustbecarefullynoted,becausetheservicetheyrenderedto theirteacherseemstohavebeengenerallyrepaidbyhissedulous attentiontothepupils’education。Theeducationaltreatises calledInstitutesorCommentaries,whicharealaterfruitofthe dutythenrecognised,areamongthemostremarkablefeaturesof theRomansystem。ItwasapparentlyintheseInstitutionalworks, andnotinthebooksintendedfortrainedlawyers,thatthe jurisconsultsgavetothepublictheirclassificationsandtheir proposalsformodifyingandimprovingthetechnicalphraseology。 IncomparingtheRomanResponsaPrudentumwiththeirnearest Englishcounterpart,itmustbecarefullyborneinmindthatthe authoritybywhichthispartoftheRomanjurisprudencewas expoundedwasnotthebench,butthebar。ThedecisionofaRoman tribunal,thoughconclusiveintheparticularcase,hadno ulteriorauthorityexceptsuchaswasgivenbytheprofessional reputeofthemagistratewhohappenedtobeinofficeforthe time。Properlyspeaking,therewasnoinstitutionatRomeduring therepublicanalogoustotheEnglishBench,theChambersof imperialGermany,ortheParliamentsofMonarchicalFrance。There weremagistratesindeed,investedwithmomentousjudicial functionsintheirseveraldepartments,butthetenureofthe magistracieswasbutforasingleyear,sothattheyaremuch lessaptlycomparedtoapermanentjudicaturethantoacycleof officesbrisklycirculatingamongtheleadersofthebar。Much mightbesaidontheoriginofaconditionofthingswhichlooks touslikeastartlinganomaly,butwhichwasinfactmuchmore congenialthanourownsystemtothespiritofancientsocieties, tending,astheyalwaysdid,tosplitintodistinctorderswhich, howeverexclusivethemselves,toleratednoprofessionalhierarchy abovethem。 Itisremarkablethatthissystemdidnotproducecertain effectswhichmightonthewholehavebeenexpectedfromit。It didnot,forexample,popularisetheRomanlaw——itdidnot,as insomeoftheGreekrepublics,lessentheeffortofintellect requiredforthemasteryofthescience,althoughitsdiffusion andauthoritativeexpositionwereopposedbynoartificial barriers。Onthecontrary,ifithadnotbeenfortheoperation ofaseparatesetofcauses,therewerestrongprobabilitiesthat theRomanjurisprudencewouldhavebecomeasminute,technical, anddifficultasanysystemwhichhassinceprevailed。Again,a consequencewhichmightstillmorenaturallyhavebeenlooked for,doesnotappearatanytimetohaveexhibiteditself。The jurisconsults,untilthelibertiesofRomewereoverthrown, formedaclasswhichwasquiteundefinedandmusthavefluctuated greatlyinnumbers;nevertheless,theredoesnotseemtohave existedadoubtastotheparticularindividualswhoseopinion, intheirgeneration,wasconclusiveonthecasessubmittedto them。Thevividpicturesofaleadingjurisconsult’sdaily practicewhichaboundinLatinliterature——theclientsfromthe countryflockingtohisantechamberintheearlymorning,andthe studentsstandingroundwiththeirnote-bookstorecordthegreat lawyer’sreplies——areseldomorneveridentifiedatanygiven periodwithmorethanoneortwoconspicuousnames。Owingtooto thedirectcontactoftheclientandtheadvocate,theRoman peopleitselfseemstohavebeenalwaysalivetotheriseand fallofprofessionalreputation,andthereisabundanceofproof, moreparticularlyinthewell-knownorationofCicero,Pro Muraena,thatthereverenceofthecommonsforforensicsuccess wasapttobeexcessiveratherthandeficient。 Wecannotdoubtthatthepeculiaritieswhichhavebeennoted intheinstrumentalitybywhichthedevelopmentoftheRomanlaw wasfirsteffected,werethesourceofitscharacteristic excellence,itsearlywealthinprinciples。Thegrowthand exuberanceofprinciplewasfostered,inpart,bythecompetition amongtheexpositorsofthelaw,aninfluencewhollyunknown wherethereexistsaBench,thedepositariesintrustedbykingor commonwealthwiththeprerogativeofjustice。Butthechief agency,nodoubt,wastheuncontrolledmultiplicationofcases forlegaldecision。Thestateoffactswhichcausedgenuine perplexitytoacountryclientwasnotawhitmoreentitledto formthebasisofthejurisconsult’sResponse,orlegaldecision, thanasetofhypotheticalcircumstancespropoundedbyan ingeniouspupil。Allcombinationsoffactwereonpreciselythe samefooting,whethertheywererealorimaginary。Itwasnothing tothejurisconsultthathisopinionwasoverruledforthemoment bythemagistratewhoadjudicatedonhisclient’scase,unless thatmagistratehappenedtorankabovehiminlegalknowledgeor theesteemofhisprofession。Idonot,indeed,meanittobe inferredthathewouldwhollyomittoconsiderhisclient’s advantage,fortheclientwasinearliertimesthegreatlawyer’s constituentandatalaterperiodhispaymaster,butthemain roadtotherewardsofambitionlaythroughthegoodopinionof hisorder,anditisobviousthatundersuchasystemasIhave beendescribingthiswasmuchmorelikelytobesecuredby viewingeachcaseasanillustrationofagreatprinciple,oran exemplificationofabroadrule,thanbymerelyshapingitforan insulatedforensictriumph。Astillmorepowerfulinfluencemust havebeenexercisedbythewantofanydistinctcheckonthe suggestionorinventionofpossiblequestions。Wherethedatacan bemultipliedatpleasure,thefacilitiesforevolvingageneral ruleareimmenselyincreased。Asthelawisadministeredamong ourselves,thejudgecannottraveloutofthesetsoffacts exhibitedbeforehimorbeforehispredecessors。Accordinglyeach groupofcircumstanceswhichisadjudicateduponreceives,to employaGallicism,asortofconsecration。Itacquirescertain qualitieswhichdistinguishitfromeveryothercasegenuineor hypothetical。ButatRome,asIhaveattemptedtoexplain,there wasnothingresemblingaBenchorChamberofjudges;and thereforenocombinationoffactspossessedanyparticularvalue morethananother。Whenadifficultycameforopinionbeforethe jurisconsult,therewasnothingtopreventapersonendowedwith aniceperceptionofanalogyfromatonceproceedingtoadduce andconsideranentireclassofsupposedquestionswithwhicha particularfeatureconnectedit。Whateverwerethepractical advicegiventotheclient,theresponsumtreasuredupinthe notebooksoflisteningpupilswoulddoubtlesscontemplatethe circumstancesasgovernedbyagreatprinciple,orincludedina sweepingrule。Nothinglikethishaseverbeenpossibleamong ourselves,anditshouldbeacknowledgedthatinmanycriticisms passedontheEnglishlawthemannerinwhichithasbeen enunciatedseemstohavebeenlostsightof。Thehesitationof ourcourtsindeclaringprinciplesmaybemuchmorereasonably attributedtothecomparativescantinessofourprecedents, voluminousastheyappeartohimwhoisacquaintedwithnoother system,thantothetemperofourjudges。Itistruethatinthe wealthoflegalprincipleweareconsiderablypoorerthanseveral modernEuropeannations。Butthey,itmustberemembered,took theRomanjurisprudenceforthefoundationoftheircivil institutions。TheybuiltthedebrisoftheRomanlawintotheir walls;butinthematerialsandworkmanshipoftheresiduethere isnotmuchwhichdistinguishesitfavourablyfromthestructure erectedbytheEnglishjudicature。 TheperiodofRomanfreedomwastheperiodduringwhichthe stampofadistinctivecharacterwasimpressedontheRoman jurisprudence;andthroughalltheearlierpartofit,itwasby theResponsesofthejurisconsultsthatthedevelopmentofthe lawwasmainlycarriedon。Butasweapproachthefallofthe republictherearesignsthattheResponsesareassumingaform whichmusthavebeenfataltotheirfartherexpansion。Theyare becomingsystematisedandreducedintocompendia。Q。Mucius Scaevola,thePontifex,issaidtohavepublishedamanualofthe entireCivilLaw,andtherearetracesinthewritingsofCicero ofgrowingdisrelishfortheoldmethods,ascomparedwiththe moreactiveinstrumentsoflegalinnovation。Otheragencieshad infactbythistimebeenbroughttobearonthelaw。TheEdict, orannualproclamationofthePraetor,hadrisenintocreditas theprincipalengineoflawreform,andL。CorneliusSylla,by causingtobeenactedthegreatgroupofstatutescalledthe LegesCorneliae,hadshownwhatrapidandspeedyimprovementscan beeffectedbydirectlegislation。Thefinalblowtothe ResponseswasdealtbyAugustus,wholimitedtoafewleading jurisconsultstherightofgivingbindingopinionsoncases submittedtothem,achangewhich,thoughitbringsusnearerthe ideasofthemodernworld,mustobviouslyhavealtered fundamentallythecharacteristicsofthelegalprofessionandthe natureofitsinfluenceonRomanlaw。Atalaterperiodanother schoolofjurisconsultsarose,thegreatlightsofjurisprudence foralltime。ButUlpianandPaulus,GaiusandPapinian,werenot authorsofResponses。Theirworkswereregulartreatiseson particulardepartmentsofthelaw,moreespeciallyonthe Praetor’sEdict。 TheEquityoftheRomansandthePraetorianEdictbywhichit wasworkedintotheirsystem,willbeconsideredinthenext chapter。OftheStatuteLawitisonlynecessarytosaythatit wasscantyduringtherepublic,butbecameveryvoluminousunder theempire。Intheyouthandinfancyofanationitisarare thingforthelegislaturetobecalledintoactionforthe generalreformofprivatelaw。Thecryofthepeopleisnotfor changeinthelaws,whichareusuallyvaluedabovetheirreal worth,butsolelyfortheirpure,complete,andeasy administration;andrecoursetothelegislativebodyisgenerally directedtotheremovalofsomegreatabuse,orthedecisionof someincurablequarrelbetweenclassesanddynasties。Thereseems inthemindsoftheRomanstohavebeensomeassociationbetween theenactmentofalargebodyofstatutesandthesettlementof societyafteragreatcivilcommotion。Syllasignalisedhis reconstitutionoftherepublicbytheLegesCorneliae;Julius CaesarcontemplatedvastadditionstotheStatuteLaw。Augustus causedtobepassedtheall-importantgroupofLegesJuliae;and amonglateremperorsthemostactivepromulgatorsof constitutionsareprinceswho,likeConstantine,havethe concernsoftheworldtoreadjust。ThetrueperiodofRoman StatuteLawdoesnotbegintilltheestablishmentoftheempire。 Theenactmentsoftheemperors,clothedatfirstinthepretence ofpopularsanction,butafterwardsemanatingundisguisedlyfrom theimperialprerogative,extendinincreasingmassivenessfrom theconsolidationofAugustus’spowertothepublicationofthe CodeofJustinian。Itwillbeseenthateveninthereignofthe secondemperoraconsiderableapproximationismadetothat conditionofthelawandthatmodeofadministeringitwithwhich weareallfamiliar。Astatutelawandalimitedboardof expositorshaverisenintobeing;apermanentcourtofappealand acollectionofapprovedcommentarieswillveryshortlybeadded; andthuswearebroughtcloseontheideasofourownday。 AncientLaw byHenryMaineChapter3LawofNatureandEquity Thetheoryofasetoflegalprinciples,entitledbytheir intrinsicsuperioritytosupersedetheolderlaw,veryearly obtainedcurrencybothintheRomanstateandinEngland。Sucha bodyofprinciples,existinginanysystem,hasintheforegoing chaptersbeendenominatedEquity,atermwhich,aswillpresently beseen,wasone(thoughonlyone)ofthedesignationsbywhich thisagentoflegalchangewasknowntotheRomanjurisconsults。 ThejurisprudenceoftheCourtofChancery,whichbearsthename ofEquityinEngland,couldonlybeadequatelydiscussedina separatetreatise。Itisextremelycomplexinitstextureand derivesitsmaterialsfromseveralheterogeneoussources。The earlyecclesiasticalchancellorscontributedtoit,fromthe CanonLaw,manyoftheprincipleswhichliedeepestinits structure。TheRomanlaw,morefertilethantheCanonLawin rulesapplicabletoseculardisputes,wasnotseldomresortedto byalatergenerationofChanceryjudges,amidwhoserecorded dictaweoftenfindentiretextsfromtheCorpusJurisCivilis imbedded,withtheirtermsunaltered,thoughtheiroriginis neveracknowledged。Stillmorerecently,andparticularlyatthe middleandduringthelatterhalfoftheeighteenthcentury,the mixedsystemsofjurisprudenceandmoralsconstructedbythe publicistsoftheLowCountriesappeartohavebeenmuchstudied byEnglishlawyers,andfromthechancellorshipofLordTalbotto thecommencementofLordEldon’schancellorshiptheseworkshad considerableeffectontherulingsoftheCourtofChancery。The system,whichobtaineditsingredientsfromthesevarious quarters,wasgreatlycontrolledinitsgrowthbythenecessity imposedonitofconformingitselftotheanalogiesofthecommon law,butithasalwaysansweredthedescriptionofabodyof comparativelynovellegalprinciplesclaimingtooverridethe olderjurisprudenceofthecountryonthestrengthofan intrinsicethicalsuperiority。 TheEquityofRomewasamuchsimplerstructure,andits developmentfromitsfirstappearancecanbemuchmoreeasily traced。Bothitscharacteranditshistorydeserveattentive examination。Itistherootofseveralconceptionswhichhave exercisedprofoundinfluenceonhumanthought,andthroughhuman thoughthaveseriouslyaffectedthedestiniesofmankind。 TheRomansdescribedtheirlegalsystemasconsistingoftwo ingredients。\"Allnations,\"saystheInstitutionalTreatise publishedundertheauthorityoftheEmperorJustinian,\"whoare ruledbylawsandcustoms,aregovernedpartlybytheirown particularlaws,andpartlybythoselawswhicharecommontoall mankind。ThelawwhichapeopleenactsiscalledtheCivilLawof thatpeople,butthatwhichnaturalreasonappointsforall mankindiscalledtheLawofNations,becauseallnationsuse it。\"Thepartofthelaw\"whichnaturalreasonappointsforall mankind\"wastheelementwhichtheEdictofthePraetorwas supposedtohaveworkedintoRomanjurisprudence。Elsewhereitis styledmoresimplyJusNaturale,ortheLawofNature;andits ordinancesaresaidtobedictatedbyNaturalEquity(naturalis aequitas)aswellasbynaturalreason。Ishallattemptto discovertheoriginofthesefamousphrases,LawofNations,Law ofNature,Equity,andtodeterminehowtheconceptionswhich theyindicatearerelatedtooneanother。 ThemostsuperficialstudentofRomanhistorymustbestruck bytheextraordinarydegreeinwhichthefortunesoftherepublic wereaffectedbythepresenceofforeigners,underdifferent names,onhersoil。Thecausesofthisimmigrationare discernibleenoughatalaterperiod,forwecanreadily understandwhymenofallracesshouldflocktothemistressof theworld;butthesamephenomenonofalargepopulationof foreignersanddenizensmeetsusintheveryearliestrecordsof theRomanState。Nodoubt,theinstabilityofsocietyinancient Italy,composedasitwasingreatmeasureofrobbertribes,gave menconsiderableinducementtolocatethemselvesintheterritory ofanycommunitystrongenoughtoprotectitselfandthemfrom externalattack,eventhoughprotectionshouldbepurchasedat thecostofheavytaxation,politicaldisfranchisement,andmuch socialhumiliation。Itisprobable,however,thatthis explanationisimperfect,andthatitcouldonlybecompletedby takingintoaccountthoseactivecommercialrelationswhich, thoughtheyarelittlereflectedinthemilitarytraditionsof therepublic,RomeappearscertainlytohavehadwithCarthage andwiththeinteriorofItalyinpre-historictimes。Whatever werethecircumstancestowhichitwasattributable,theforeign elementinthecommonwealthdeterminedthewholecourseofits history,which,atallitsstages,islittlemorethana narrativeofconflictsbetweenastubbornnationalityandan alienpopulation。Nothinglikethishasbeenseeninmodern times;ontheonehand,becausemodernEuropeancommunitieshave seldomorneverreceivedanyaccessionofforeignimmigrants whichwaslargeenoughtomakeitselffeltbythebulkofthe nativecitizens,andontheother,becausemodernstates,being heldtogetherbyallegiancetoakingorpoliticalsuperior, absorbconsiderablebodiesofimmigrantsettlerswithaquickness unknowntotheancientworld,wheretheoriginalcitizensofa commonwealthalwaysbelievedthemselvestobeunitedbykinship inblood,andresentedaclaimtoequalityofprivilegeasa usurpationoftheirbirthright。IntheearlyRomanrepublicthe principleoftheabsoluteexclusionofforeignerspervadedthe CivilLawnolessthantheConstitution。Thealienordenizen couldhavenoshareinanyinstitutionsupposedtobecoevalwith theState。HecouldnothavethebenefitofQuiritarianlaw。He couldnotbeapartytothenexumwhichwasatoncethe conveyanceandthecontractoftheprimitiveRomans。Hecouldnot suebytheSacramentalAction,amodeoflitigationofwhichthe originmountsuptotheveryinfancyofcivilisation。Still, neithertheinterestnorthesecurityofRomepermittedhimtobe quiteoutlawed。Allancientcommunitiesrantheriskofbeing overthrownbyaveryslightdisturbanceofequilibrium,andthe mereinstinctofself-preservationwouldforcetheRomansto devisesomemethodofadjustingtherightsanddutiesof foreigners,whomightotherwise-andthiswasadangerofreal importanceintheancientworld——havedecidedtheir controversiesbyarmedstrife。Moreover,atnoperiodofRoman historywasforeigntradeentirelyneglected。Itwastherefore probablyhalfasameasureofpoliceandhalfinfurtheranceof commercethatjurisdictionwasfirstassumedindisputestowhich thepartieswereeitherforeignersoranativeandaforeigner。 Theassumptionofsuchajurisdictionbroughtwithitthe immediatenecessityofdiscoveringsomeprinciplesonwhichthe questionstobeadjudicateduponcouldbesettled,andthe principlesappliedtothisobjectbytheRomanlawyerswere eminentlycharacteristicofthetime。Theyrefused,asIhave saidbefore,todecidethenewCasesbypureRomanCivilLaw。 Theyrefused,nodoubtbecauseitseemedtoinvolvesomekindof degradation,toapplythelawoftheparticularStatefromwhich theforeignlitigantcame。Theexpedienttowhichtheyresorted wasthatofselectingtherulesoflawcommontoRomeandtothe differentItaliancommunitiesinwhichtheimmigrantswereborn。 Inotherwords,theysetthemselvestoformasystemansweringto theprimitiveandliteralmeaningofJusGentium,thatis,Law commontoallNations。JusGentiumwas,infact,thesumofthe commoningredientsinthecustomsoftheoldItaliantribes,for theywereallthenationswhomtheRomanshadthemeansof observing,andwhosentsuccessiveswarmsofimmigrantstoRoman soil。Wheneveraparticularusagewasseentobepractisedbya largenumberofseparateracesincommonitwassetdownaspart oftheLawcommontoallNations,orJusGentium。Thus,although theconveyanceofpropertywascertainlyaccompaniedbyvery differentformsinthedifferentcommonwealthssurroundingRome, theactualtransfer,tradition,ordeliveryofthearticle intendedtobeconveyedwasapartoftheceremonialinallof them。Itwas,forinstance,apart,thoughasubordinatepart,in theMancipationorconveyancepeculiartoRome。Tradition, therefore,beinginallprobabilitytheonlycommoningredientin themodesofconveyancewhichthejurisconsultshadthemeansof observing,wassetdownasaninstitutionJurisGentium,orrule oftheLawcommontoallNations。Avastnumberofother observanceswerescrutinisedwiththesameresult。Somecommon characteristicwasdiscoveredinallofthem,whichhadacommon object,andthischaracteristicwasclassedintheJusGentium。 TheJusGentiumwasaccordinglyacollectionofrulesand principles,determinedbyobservationtobecommontothe institutionswhichprevailedamongthevariousItaliantribes。 ThecircumstancesoftheoriginoftheJusGentiumare probablyasufficientsafeguardagainstthemistakeofsupposing thattheRomanlawyershadanyspecialrespectforit。Itwasthe fruitinpartoftheirdisdainforallforeignlaw,andinpart oftheirdisinclinationtogivetheforeignertheadvantageof theirownindigenousJusCivile。Itistruethatwe,atthe presentday,shouldprobablytakeaverydifferentviewofthe JusGentium,ifwewereperformingtheoperationwhichwas effectedbytheRomanjurisconsults。Weshouldattachsomevague superiorityorprecedencetotheelementwhichwehadthus discernedunderlyingandpervadingsogreatavarietyofusage。 Weshouldhaveasortofrespectforrulesandprinciplesso universal。Perhapsweshouldspeakofthecommoningredientas beingoftheessenceofthetransactionintowhichitentered, andshouldstigmatisetheremainingapparatusofceremony,which variedindifferentcommunities,asadventitiousandaccidental。 Oritmaybe,weshouldinferthattheraceswhichwewere comparinghadonceobeyedagreatsystemofcommoninstitutions ofwhichtheJusGentiumwasthereproduction,andthatthe complicatedusagesofseparatecommonwealthswereonly corruptionsanddepravationsofthesimplerordinanceswhichhad onceregulatedtheirprimitivestate。Buttheresultstowhich modernideasconducttheobserverare,asnearlyaspossible,the reverseofthosewhichwereinstinctivelybroughthometothe primitiveRoman。Whatwerespectoradmire,hedislikedor regardedwithjealousdread。Thepartsofjurisprudencewhichhe lookeduponwithaffectionwereexactlythosewhichamodern theoristleavesoutofconsiderationasaccidentaland transitory。Thesolemngesturesofthemancipation;thenicely adjustedquestionsandanswersoftheverbalcontract;the endlessformalitiesofpleadingandprocedure。TheJusGentium wasmerelyasystemforcedonhisattentionbyapolitical necessity。Heloveditaslittleashelovedtheforeignersfrom whoseinstitutionsitwasderivedandforwhosebenefititwas intended。Acompleterevolutioninhisideaswasrequiredbefore itcouldchallengehisrespect,butsocompletewasitwhenit didoccur,thatthetruereasonwhyourmodernestimateofthe JusGentiumdiffersfromthatwhichhasjustbeendescribed,is thatbothmodernjurisprudenceandmodernphilosophyhave inheritedthematuredviewsofthelaterjurisconsultsonthis subject。Theredidcomeatime,whenfromanignobleappendageof theJusCivile,theJusGentiumcametobeconsideredagreat thoughasyetimperfectlydevelopedmodeltowhichalllawought asfaraspossibletoconform。ThiscrisisarrivedwhentheGreek theoryofaLawofNaturewasappliedtothepracticalRoman administrationoftheLawcommontoallNations。 TheJusNaturale,orLawofNature,issimplytheJusGentium orLawofNationsseeninthelightofapeculiartheory。An unfortunateattempttodiscriminatethemwasmadebythe jurisconsultUlpian,withthepropensitytodistinguish characteristicofalawyer,butthelanguageofGaius,amuch higherauthority,andthepassagequotedbeforefromthe Institutesleavenoroomfordoubt,thattheexpressionswere practicallyconvertible。Thedifferencebetweenthemwasentirely historical,andnodistinctioninessencecouldeverbe establishedbetweenthem。Itisalmostunnecessarytoaddthat theconfusionbetweenJusGentium,orLawcommontoallNations, andinternationallawisentirelymodern。Theclassical expressionforinternationallawisJusFecialeorthelawof negotiationanddiplomacy。Itis,however,unquestionablethat indistinctimpressionsastothemeaningofJusGentiumhad considerableshareinproducingthemoderntheorythatthe relationsofindependentstatesaregovernedbytheLawof Nature。