PrefaceThechiefobjectofthefollowingpagesistoindicatesomeoftheearliestideasofmankind,astheyarereflectedinAncientLaw,andtopointouttherelationofthoseideastomodernthought。Muchoftheinquiryattemptedcouldnothavebeenprosecutedwiththeslightesthopeofausefulresultiftherehadnotexistedabodyoflaw,likethatoftheRomans,bearinginitsearliestportionsthetracesofthemostremoteantiquityandsupplyingfromitslaterrulesthestapleofthecivilinstitutionsbywhichmodernsocietyisevennowcontrolled。ThenecessityoftakingtheRomanlawasatypicalsystemhascompelledtheauthortodrawfromitwhatmayappearadisproportionatenumberofhisillustrations;butithasnotbeenhisintentiontowriteatreatiseonRomanjurisprudence,andhehasasmuchaspossibleavoidedalldiscussionswhichmightgivethatappearancetohiswork。ThespaceallottedinthethirdandfourthchaptertocertainphilosophicaltheoriesoftheRomanJurisconsultshasbeenappropriatedtothemfortworeasons。Inthefirstplace,thosetheoriesappeartotheauthortohavehadawiderandmorepermanentinfluenceonthethoughtandactionoftheworldthanisusuallysupposed。Secondly,theyarebelievedtobetheultimatesourceofmostoftheviewswhichhavebeenprevalent,tillquiterecently,onthesubjectstreatedofinthisvolume。Itwasimpossiblefortheauthortoproceedfarwithhisundertakingwithoutstatinghisopinionontheorigin,meaning,andvalueofthosespeculations。
H。S。M。London,January,1861。
Chapter1
AncientCodesThemostcelebratedsystemofjurisprudenceknowntotheworldbegins,asitends,withaCode。Fromthecommencementtothecloseofitshistory,theexpositorsofRomanLawconsistentlyemployedlanguagewhichimpliedthatthebodyoftheirsystemrestedontheTwelveDecemviralTables,andthereforeonabasisofwrittenlaw。Exceptinoneparticular,noinstitutionsanteriortotheTwelveTableswererecognisedatRome。ThetheoreticaldescentofRomanjurisprudencefromacode,thetheoreticalascriptionofEnglishlawtoimmemorialunwrittentradition,werethechiefreasonswhythedevelopmentoftheirsystemdifferedfromthedevelopmentofours。Neithertheorycorrespondedexactlywiththefacts,buteachproducedconsequencesoftheutmostimportance。
IneedhardlysaythatthepublicationoftheTwelveTablesisnottheearliestpointatwhichwecantakeupthehistoryoflaw。TheancientRomancodebelongstoaclassofwhichalmosteverycivilisednationintheworldcanshowasample,andwhich,sofarastheRomanandHellenicworldswereconcerned,werelargelydiffusedoverthematepochsnotwidelydistantfromoneanother。Theyappearedunderexceedinglysimilarcircumstances,andwereproduced,toourknowledge,byverysimilarcauses。
Unquestionably,manyjuralphenomenaliebehindthesecodesandprecededtheminpointoftime。Notafewdocumentaryrecordsexistwhichprofesstogiveusinformationconcerningtheearlyphenomenaoflaw;but,untilphilologyhaseffectedacompleteanalysisoftheSanskritliterature,ourbestsourcesofknowledgeareundoubtedlytheGreekHomericpoems,consideredofcoursenotasahistoryofactualoccurrences,butasadescription,notwhollyidealised,ofastateofsocietyknowntothewriter。Howeverthefancyofthepoetmayhaveexaggeratedcertainfeaturesoftheheroicage,theprowessofwarriorandthepotencyofgods,thereisnoreasontobelievethatithastamperedwithmoralormetaphysicalconceptionswhichwerenotyetthesubjectsofconsciousobservation;andinthisrespecttheHomericliteratureisfarmoretrustworthythanthoserelativelylaterdocumentswhichpretendtogiveanaccountoftimessimilarlyearly,butwhichwerecompiledunderphilosophicalortheologicalinfluences。Ifbyanymeanswecandeterminetheearlyformsofjuralconceptions,theywillbeinvaluabletous。Theserudimentaryideasaretothejuristwhattheprimarycrustsoftheeartharetothegeologist。Theycontain,potentiallyalltheformsinwhichlawhassubsequentlyexhibiteditself。Thehasteortheprejudicewhichhasgenerallyrefusedthemallbutthemostsuperficialexamination,mustbeartheblameoftheunsatisfactoryconditioninwhichwefindthescienceofjurisprudence。Theinquiriesofthejuristareintruthprosecutedmuchasinquiryinphysicandphysiologywasprosecutedbeforeobservationhadtakentheplaceofassumption。
Theories,plausibleandcomprehensive,butabsolutelyunverified,suchastheLawofNatureortheSocialCompact,enjoyauniversalpreferenceoversoberresearchintotheprimitivehistoryofsocietyandlaw;andtheyobscurethetruthnotonlybydivertingattentionfromtheonlyquarterinwhichitcanbefound,butbythatmostrealandmostimportantinfluencewhich,whenonceentertainedandbelievedin,theyareenabledtoexerciseonthelaterstagesofjurisprudence。
Theearliestnotionsconnectedwiththeconception,nowsofullydeveloped,ofalaworruleoflife,arethosecontainedintheHomericwords\"Themis\"and\"Themistes。\"\"Themis,\"itiswellknown,appearsinthelaterGreekpantheonastheGoddessofJustice,butthisisamodernandmuchdevelopedidea,anditisinaverydifferentsensethatThemisisdescribedintheIliadastheassessorofZeus。Itisnowclearlyseenbyalltrustworthyobserveroftheprimitiveconditionofmankindthat,intheinfancyoftherace,mencouldonlyaccountforsustainedorperiodicallyrecurringactionbysupposingapersonalagent。
Thus,thewindblowingwasapersonandofcourseadivineperson;thesunrising,culminating,andsettingwasapersonandadivineperson;theearthyieldingherincreasewasapersonanddivine。As,then,inthephysicalworld,sointhemoral。Whenakingdecidedadisputebyasentence,thejudgmentwasassumedtobetheresultofdirectinspiration。Thedivineagent,suggestingjudicialawardstokingsortogods,thegreatestofkings,wasThemis。Thepeculiarityoftheconceptionisbroughtoutbytheuseoftheplural。Themistes,Themises,thepluralofThemis,aretheawardsthemselves,divinelydictatedtothejudge。Kingsarespokenofasiftheyhadastoreof\"Themistes\"readytohandforuse;butitmustbedistinctlyunderstoodthattheyarenotlaws,butjudgments。\"Zeus,orthehumankingonearth,\"saysMr。
Grote,inhisHistoryofGreece,\"isnotalawmaker,butajudge。\"HeisprovidedwithThemistes,but,consistentlywiththebeliefintheiremanationfromabove,theycannotbesupposedtobeconnectedbyanythreadofprinciple;theyareseparate,isolatedjudgments。
EvenintheHomericpoems,wecanseethattheseideasaretransient。Paritiesofcircumstancewereprobablycommonerinthesimplemechanismofancientsocietythantheyarenow,andinthesuccessionofsimilarcasesawardsarelikelytofollowandresembleeachother。HerewehavethegermorrudimentofaCustom,aconceptionposteriortothatofThemistesorjudgments。
Howeverstronglywe,withourmodernassociations,maybeinclinedtolaydownapriorithatthenotionofaCustommustprecedethatofajudicialsentence,andthatajudgmentmustaffirmaCustomorpunishitsbreach,itseemsquitecertainthatthehistoricalorderoftheideasisthatinwhichIhaveplacedthem。TheHomericwordforacustomintheembryoissometimes\"Themis\"inthesingular-moreoften\"Dike,\"themeaningofwhichvisiblyfluctuatesbetweena\"judgment\"anda\"custom\"or\"usage。\"Nomos,aLaw,sogreatandfamousaterminthepoliticalvocabularyofthelaterGreeksociety,doesnotoccurinHomer。
Thisnotionofadivineagency,suggestingtheThemistes,anditselfimpersonatedinThemis,mustbekeptapartfromotherprimitivebeliefswithwhichasuperficialinquirermightconfoundit。TheconceptionoftheDeitydictatinganentirecodeorbodyoflaw,asinthecaseoftheHindoolawsofMenu,seemstobelongtoarangeofideasmorerecentandmoreadvanced。
\"Themis\"and\"Themistes\"aremuchlessremotelylinkedwiththatpersuasionwhichclungsolongandsotenaciouslytothehumanmind,ofadivineinfluenceunderlyingandsupportingeveryrelationoflife,everysocialinstitution。Inearlylaw,andamidtherudimentsofpoliticalthought,symptomsofthisbeliefmeetusonallsides。Asupernaturalpresidencyissupposedtoconsecrateandkeeptogetherallthecardinalinstitutionsofthosetimes,theState,theRace,andtheFamily。Men,groupedtogetherinthedifferentrelationswhichthoseinstitutionsimply,areboundtocelebrateperiodicallycommonritesandtooffercommonsacrifices;andeverynowandthenthesamedutyisevenmoresignificantlyrecognisedinthepurificationsandexpiationswhichtheyperform,andwhichappearintendedtodeprecatepunishmentforinvoluntaryorneglectfuldisrespect。
Everybodyacquaintedwithordinaryclassicalliteraturewillrememberthesacragentilicia,whichexercisedsoimportantaninfluenceontheearlyRomanlawofadoptionandofwills。AndtothishourtheHindooCustomaryLaw,inwhichsomeofthemostcuriousfeaturesofprimitivesocietyarestereotyped,makesalmostalltherightsofpersonsandalltherulesofsuccessionhingeontheduesolemnisationoffixedceremoniesatthedeadman’sfuneral,thatis,ateverypointwhereabreachoccurinthecontinuityofthefamily。
Beforewequitthisstageofjurisprudence,acautionmaybeusefullygiventotheEnglishstudent。Bentham,inhisFragmentonGovernment,andAustin,inhisProvinceofJurisprudenceDetermined,resolveeverylawintoacommandofthelawgiver,anobligationimposedtherebyonthecitizen,andasanctionthreatenedintheeventofdisobedience;anditisfurtherpredicatedofthecommand,whichisthefirstelementinalaw,thatitmustprescribe,notasingleact,butaseriesornumberofactsofthesameclassorkind。Theresultsofthisseparationofingredientstallyexactlywiththefactsofmaturejurisprudence;and,byalittlestrainingoflanguage,theymaybemadetocorrespondinformwithalllaw,ofallkinds,atallepochs。Itisnot,however,assertedthatthenotionoflawentertainedbythegeneralityisevennowquiteinconformitywiththisdissection;anditiscuriousthat,thefartherwepenetrateintotheprimitivehistoryofthought,thefartherwefindourselvesfromaconceptionoflawwhichatallresemblesacompoundoftheelementswhichBenthamdetermined。Itiscertainthat,intheinfancyofmankind,nosortoflegislature,notevenadistinctauthoroflaw,iscontemplatedorconceivedof。Lawhasscarcelyreachedthefootingofcustom;itisratherahabit。
Itis,touseaFrenchphrase,\"intheair。\"Theonlyauthoritativestatementofrightandwrongisajudicialsentenceafterthefacts,notonepresupposingalawwhichhasbeenviolated,butonewhichisbreathedforthefirsttimebyahigherpowerintothejudge’smindatthemomentofadjudication。
Itisofcourseextremelydifficultforustorealiseaviewsofarremovedfromusinpointbothoftimeandofassociation,butitwillbecomemorecrediblewhenwedwellmoreatlengthontheconstitutionofancientSociety,inwhicheveryman,livingduringthegreaterpartofhislifeunderthepatriarchaldespotism,waspracticallycontrolledinallhisactionsbyaregimennotoflawbutofcaprice。ImayaddthatanEnglishmanshouldbebetterablethanaforeignertoappreciatethehistoricalfactthatthe\"Themistes\"precededanyconceptionoflaw,because,amidthemanyinconsistenttheorieswhichprevailconcerningthecharacterofEnglishjurisprudence,themostpopular,oratalleventstheonewhichmostaffectspractice,iscertainlyatheorywhichassumesthatadjudgedcasesandprecedentsexistantecedentlytorules,principles,anddistinctions。The\"Themistes\"havetoo,itshouldberemarked,thecharacteristicwhich,intheviewofBenthamandAustin,distinguishessingleormerecommandsfromlaws。Atruelawenjoinsonallthecitizensindifferentlyanumberofactssimilarinclassorkind;andthisisexactlythefeatureofalawwhichhasmostdeeplyimpresseditselfonthepopularmind,Causingtheterm\"law\"tobeappliedtomereuniformities,successions,andsimilitudes。Acommandprescribesonlyasingleact,anditistocommands,therefore,that\"Themistes\"aremoreakinthantolaws。Theyaresimplyadjudicationsoninsulatedstatesoffact,anddonotnecessarilyfolloweachotherinanyorderlysequence。
Theliteratureoftheheroicagedisclosestouslawinthegermunderthe\"Themistes\"andalittlemoredevelopedintheconceptionof\"Dike。\"Thenextstagewhichwereachinthehistoryofjurisprudenceisstronglymarkedandsurroundedbytheutmostinterest。Mr。Grote,inthesecondpartandsecondchapterofhisHistory,hasfullydescribedthemodeinwhichsocietygraduallyclotheditselfwithadifferentcharacterfromthatdelineatedbyHomer。Heroickingshipdependedpartlyondivinelygivenprerogative,andpartlyonthepossessionofsupereminentstrength,courage,andwisdom。Gradually,astheimpressionofthemonarch’ssacrednessbecameweakened,andfeeblemembersoccurredintheseriesofhereditarykings,theroyalpowerdecayed,andatlastgavewaytothedominionofaristocracies。
Iflanguagesoprecisecanbeusedoftherevolution,wemightsaythattheofficeofthekingwasusurpedbythatcouncilofchiefswhichHomerrepeatedlyalludestoanddepicts。AtalleventsfromanepochofkinglyrulewecomeeverywhereinEuropetoaneraofoligarchies;andevenwherethenameofthemonarchicalfunctionsdoesnotabsolutelydisappear,theauthorityofthekingisreducedtoamereshadow。Hebecomesamerehereditarygeneral;asinLacedaemon,amerefunctionary,astheKingArchonatAthens,oramereformalhierophant,liketheRexSacrificulusatRome。InGreece,Italy,andAsiaMinor,thedominantordersseemtohaveuniverallyconsistedofanumberoffamiliesunitedbyanassumedrelationshipinblood,and,thoughtheyallappearatfirsttohavelaidclaimtoaquasi-sacredcharacter,theirstrengthdoesnotseemtohaveresidedintheirpretendedsanctity。Unlesstheywereprematurelyoverthrownbythepopularparty,theyallultimatelyapproachedverycloselytowhatweshouldnowunderstandbyapoliticalaristocracy。ThechangeswhichsocietyunderwentinthecommunitiesofthefurtherAsiaoccurredofcourseatperiodslonganteriorinpointoftimetotheserevolutionsoftheItalianandHellenicworlds;buttheirrelativeplaceincivilisationappeartohavebeenthesame,andtheyseemtohavebeenexceedinglysimilaringeneralcharacter。ThereissomeevidencethattheraceswhichweresubsequentlyunitedunderthePersianmonarchy,andthosewhichpeopledthepeninsulaofIndia,hadalltheirheroicageandtheireraofaristocracies;butamilitaryandareligiousoligarchyappeartohavegrownupseparately,norwastheauthorityofthekinggenerallysuperseded。Contrary,too,tothecourseofeventsintheWest,thereligiouselementintheEasttendedtogetthebetterofthemilitaryandpolitical。Militaryandcivilaristocraciesdisappear,annihilatedorcrushedintoinsignificancebetweenthekingsandthesacerdotalorder;andtheultimateresultatwhichwearriveis,amonarchenjoyinggreatpower,butcircumscribedbytheprivilegesofacasteofpriests。Withthesedifferences,however,thatintheEastaristocraciesbecamereligious,intheWestcivilorpolitical,thepropositionthatahistoricaleraofaristocraciessucceededahistoricaleraofheroickingsmaybeconsideredastrue,ifnotofallmankind,atalleventsofallbranchesoftheIndo-Europeanfamilyofnations。
Theimportantpointforthejurististhatthesearistocracieswereuniversallythedepositariesandadministratorsoflaw。Theyseemtohavesucceededtotheprerogativesoftheking,withtheimportantdifference,however,thattheydonotappeartohavepretendedtodirectinspirationforeachsentence。Theconnectionofideaswhichcausedthejudgmentsofthepatriarchalchieftaintobeattributedtosuperhumandictationstillshowsitselfhereandthereintheclaimofadivineoriginfortheentirebodyofrules,orforcertainpartsofit,buttheprogressofthoughtnolongerpermitsthesolutionofparticulardisputestobeexplainedbysupposinganextra-humaninterposition。Whatthejuristicaloligarchynowclaimsistomonopolisetheknowledgeofthelaws,tohavetheexclusivepossessionoftheprinciplesbywhichquarrelsaredecided。WehaveinfactarrivedattheepochofCustomaryLaw。CustomsorObservancesnowexistasasubstantiveaggregate,andareassumedtobepreciselyknowntothearistocraticorderorcaste。Ourauthoritiesleaveusnodoubtthatthetrustlodgedwiththeoligarchywassometimesabused,butitcertainlyoughtnottoberegardedasamereusurpationorengineoftyranny。Beforetheinventionofwriting,andduringtheinfancyoftheart,anaristocracyinvestedwithjudicialprivilegesformedtheonlyexpedientbywhichaccuratepreservationofthecustomsoftheraceortribecouldbeatallapproximatedto。Theirgenuinenesswas,sofaraspossible,insuredbyconfidingthemtotherecollectionofalimitedportionofthecommunity。
TheepochofCustomaryLaw,andofitscustodybyaprivilegedorder,isaveryremarkableone。Theconditionofthejurisprudencewhichitimplieshaslefttraceswhichmaystillbedetectedinlegalandpopularphraseology。Thelaw,thusknownexclusivelytoaprivilegedminority,whetheracaste,anaristocracy,apriestlytribe,orasacerdotalcollege,istrueunwrittenlaw。Exceptthis,thereisnosuchthingasunwrittenlawintheworld。Englishcase-lawissometimesspokenofasunwritten,andtherearesomeEnglishtheoristswhoassureusthatifacodeofEnglishjurisprudencewerepreparedweshouldbeturningunwrittenlawintowritten——conversion,astheyinsist,ifnotofdoubtfulpolicy,atalleventsofthegreatestseriousness。Now,itisquitetruethattherewasonceaperiodatwhichtheEnglishcommonlawmightreasonablyhavebeentermedunwritten。TheelderEnglishjudgesdidreallypretendtoknowledgeofrules,principles,anddistinctionswhichwerenotentirelyrevealedtothebarandtothelay-public。Whetherallthelawwhichtheyclaimedtomonopolisewasreallyunwritten,isexceedinglyquestionable;butatallevents,ontheassumptionthattherewasoncealargemassofcivilandcriminalrulesknownexclusivelytothejudges,itpresentlyceasedtobeunwrittenlaw。AssoonastheCourtsatWestminsterHallbegantobasetheirjudgmentsoncasesrecorded,whetherintheyearbooksorelsewhere,thelawwhichtheyadministeredbecamewrittenlaw。
AtthepresentmomentaruleofEnglishlawhasfirsttobedisentangledfromtherecordedfactsofadjudgedprintedprecedents,thenthrownintoaformofwordsvaryingwiththetaste,precision,andknowledgeoftheparticularjudge,andthenappliedtothecircumstancesofthecaseforadjudication。Butatnostageofthisprocesshasitanycharacteristicwhichdistinguishesitfromwrittenlaw。Itiswrittencase-law,andonlydifferentfromcode-lawbecauseitiswritteninadifferentway。
FromtheperiodofCustomaryLawwecometoanothersharplydefinedepochinthehistoryofjurisprudence。WearriveattheeraofCodes,thoseancientcodesofwhichtheTwelveTablesofRomewerethemostfamousspecimen。InGreece,inItaly,ontheHellenisedsea-boardofWesternAsia,thesecodesallmadetheirappearanceatperiodsmuchthesameeverywhere,not,Imean,atperiodsidenticalinpointoftime,butsimilarinpointoftherelativeprogressofeachcommunity。Everywhere,inthecountriesIhavenamed,lawsengravenontabletsandpublishedtothepeopletaketheplaceofusagesdepositedwiththerecollectionofaprivilegedoligarchy。ItmustnotforamomentbesupposedthattherefinedconsiderationsnowurgedinfavourofwhatiscalledcodificationhadanypartorplaceinthechangeIhavedescribed。Theancientcodesweredoubtlessoriginallysuggestedbythediscoveryanddiffusionoftheartofwriting。Itistruethatthearistocraciesseemtohaveabusedtheirmonopolyoflegalknowledge;andatalleventstheirexclusivepossessionofthelawwasaformidableimpedimenttothesuccessofthosepopularmovementswhichbegantobeuniversalinthewesternworld。But,thoughdemocraticsentimentmayhaveaddedtotheirpopularity,thecodeswerecertainlyinthemainadirectresultoftheinventionofwriting。Inscribedtabletswereseentobeabetterdepositaryoflaw,andabettersecurityforitsaccuratepreservation,thanthememoryofanumberofpersonshoweverstrengthenedbyhabitualexercise。
TheRomancodebelongstotheclassofcodesIhavebeendescribing。Theirvaluedidnotconsistinanyapproachtosymmetricalclassifications,ortotersenessandclearnessofexpression,butintheirpublicity,andintheknowledgewhichtheyfurnishedtoeverybody,astowhathewastodo,andwhatnottodo。Itis,indeed,truethattheTwelveTablesofRomedoexhibitsometracesofsystematicarrangement,butthisisprobablyexplainedbythetraditionthattheframersofthatbodyoflawcalledintheassistanceofGreekswhoenjoyedthelaterGreekexperienceintheartoflaw-making。ThefragmentsoftheAtticCodeofSolonshow,however,thatithadbutlittleorder,andprobablythelawsofDracohadevenless。Quiteenoughtooremainsofthesecollections,bothintheEastandintheWest,toshowthattheymingledupreligious,civil,andmerelymoralordinances,withoutanyregardtodifferencesintheiressentialcharacterandthisisconsistentwithallweknowofearlythoughtfromothersources,theseveranceoflawfrommorality,andofreligionfromlaw,belongingverydistinctlytothelaterstagesofmentalprogress。
But,whatevertoamoderneyearethesingularitiesoftheseCodes,theirimportancetoancientsocietieswasunspeakable。Thequestion——anditwasonewhichaffectedthewholefutureofeachcommunity——wasnotsomuchwhetherthereshouldbeacodeatall,forthemajorityofancientsocietiesseemtohaveobtainedthemsoonerorlater,and,butforthegreatinterruptioninthehistoryofjurisprudencecreatedbyfeudalism,itislikelythatallmodernlawwouldbedistinctlytraceabletooneormoreofthesefountain-heads。Butthepointonwhichturnedthehistoryoftheracewas,atwhatperiod,atwhatstageoftheirsocialprogress,theyshouldhavetheirlawsputintowriting。Inthewesternworldtheplebeianorpopularelementineachstatesuccessfullyassailedtheoligarchicalmonopoly;andacodewasnearlyuniversallyobtainedearlyinthehistoryoftheCommonwealth。ButintheEast,asIhavebeforementioned,therulingaristocraciestendedtobecomereligiousratherthanmilitaryorpolitical,andgained,therefore,ratherthanlostinpower;whileinsomeinstancesthephysicalconformationofAsiaticcountrieshadtheeffectofmakingindividualcommunitieslargerandmorenumerousthanintheWest;
anditisaknownsociallawthatthelargerthespaceoverwhichaparticularsetofinstitutionsisdiffused,thegreaterisitstenacityandvitality。Fromwhatevercause,thecodesobtainedbyEasternsocietieswereobtained,relatively,muchlaterthanbyWestern,andworeaverydifferentcharacter。ThereligiousoligarchiesofAsia,eitherfortheirownguidance,orforthereliefoftheirmemory,orfortheinstructionoftheirdisciples,seeminallcasestohaveultimatelyembodiedtheirlegallearninginacode;buttheopportunityofincreasingandconsolidatingtheirinfluencewasprobablytootemptingtoberesisted。Theircompletemonopolyoflegalknowledgeappearstohaveenabledthemtoputoffontheworldcollections,notsomuchoftherulesactuallyobservedasoftheruleswhichthepriestlyorderconsideredpropertobeobserved。TheHindoocode,calledtheLawsofMenu,whichiscertainlyaBrahmincompilation,undoubtedlyenshrinesmanygenuineobservancesoftheHindoorace,buttheopinionofthebestcontemporaryorientalistsis,thatitdoesnot,asawhole,representasetofruleseveractuallyadministeredinHindostan。Itis,ingreatpart,anidealpictureofthatwhich,intheviewoftheBrahmins,oughttobethelaw。Itisconsistentwithhumannatureandwiththespecialmotivesoftheirauthor,thatcodeslikethatofMenushouldpretendtothehighestantiquityandclaimtohaveemanatedintheircompleteformfromtheDeity。Menu,accordingtoHindoomythology,isanemanationfromthesupremeGod;butthecompilationwhichbearshisname,thoughitsexactdateisnoteasilydiscovered,is,inpointoftherelativeprogressofHindoojurisprudence,arecentproduction。
AmongthechiefadvantageswhichtheTwelveTablesandsimilarcodesconferredonthesocietieswhichobtainedthem,wastheprotectionwhichtheyaffordedagainstthefraudsoftheprivilegedoligarchyandalsoagainstthespontaneousdepravationanddebasementofthenationalinstitutions。TheRomanCodewasmerelyanenunciationinwordsoftheexistingcustomsoftheRomanpeople。RelativelytotheprogressoftheRomansincivilisation,itwasaremarkablyearlycode,anditwaspublishedatatimewhenRomansocietyhadbarelyemergedfromthatintellectualconditioninwhichcivilobligationandreligiousdutyareinevitablyconfounded。Nowabarbaroussocietypractisingabodyofcustoms,isexposedtosomeespecialdangerswhichmaybeabsolutelyfataltoitsprogressincivilisation。
Theusageswhichaparticularcommunityisfoundtohaveadoptedinitsinfancyandinitsprimitiveseatsaregenerallythosewhichareonthewholebestsuitedtopromoteitsphysicalandmoralwell-being;and,iftheyareretainedintheirintegrityuntilnewsocialwantshavetaughtnewpractices,theupwardmarchofsocietyisalmostcertain。Butunhappilythereisalawofdevelopmentwhicheverthreatenstooperateuponunwrittenusage。Thecustomsareofcourseobeyedbymultitudeswhoareincapableofunderstandingthetruegroundoftheirexpediency,andwhoarethereforeleftinevitablytoinventsuperstitiousreasonsfortheirpermanence。Aprocessthencommenceswhichmaybeshortlydescribedbysayingthatusagewhichisreasonablegeneratesusagewhichisunreasonable。Analog,themostvaluableofinstrumentsinthematurityofjurisprudence,isthemostdangerousofsnaresinitsinfancy。Prohibitionsandordinances,originallyconfined,forgoodreasons,toasingledescriptionofacts,aremadetoapplytoallactsofthesameclass,becauseamanmenacedwiththeangerofthegodsfordoingonething,feelsanaturalterrorindoinganyotherthingwhichisremotelylikeit。Afteronekindoffoodhasinterdictedforsanitaryreasons,theprohibitionisextendedtoallfoodresemblingit,thoughtheresemblanceoccasionallydependsonanalogiesthemostfanciful。
So,again,awiseprovisionforinsuringgeneralcleanlinessdictatesintimelongroutinesofceremonialablution;andthatdivisionintoclasseswhichataparticularcrisisofsocialhistoryisnecessaryforthemaintenanceofthenationalexistencedegeneratesintothemostdisastrousandblightingofallhumaninstitutions——Caste。ThefateoftheHindoolawis,infact,themeasureofthevalueoftheRomancode。EthnologyshowsusthattheRomansandtheHindoossprangfromthesameoriginalstock,andthereisindeedastrikingresemblancebetweenwhatappeartohavebeentheiroriginalcustoms。Evennow,Hindoojurisprudencehasasubstratumofforethoughtandsoundjudgment,butirrationalimitationhasengraftedinitanimmenseapparatusofcruelabsurdities。FromthesecorruptionstheRomanswereprotectedbytheircode。Itwascompiledwhiletheusagewasstillwholesome,andahundredyearsafterwardsitmighthavebeentoolate。TheHindoolawhasbeentoagreatextentembodiedinwriting,but,ancientasinonesensearethecompendiawhichstillexistinSanskrit,theycontainampleevidencethattheyweredrawnupafterthemischiefhadbeendone。WearenotofcourseentitledtosaythatiftheTwelveTableshadnotbeenpublishedtheRomanswouldhavebeencondemnedtoacivilisationasfeebleandpervertedasthatoftheHindoos,butthusmuchatleastiscertain,thatwiththeircodetheywereexemptfromtheverychanceofsounhappyadestiny。AncientLaw
byHenryMaineChapter2LegalFictions
WhenprimitivelawhasoncebeenembodiedinaCode,thereis
anendtowhatmaybecalleditsspontaneousdevelopment。
Henceforwardthechangeseffectedinit,ifeffectedatall,are
effecteddeliberatelyandfromwithout。Itisimpossibleto
supposethatthecustomsofanyraceortriberemainedunaltered
duringthewholeofthelong——insomeinstancestheimmense——
intervalbetweentheirdeclarationbyapatriarchalmonarchand
theirpublicationinwriting。Itwouldbeunsafetootoaffirm
thatnopartofthealterationwaseffecteddeliberately。But
fromthelittleweknowoftheprogressoflawduringthis
period,wearejustifiedinassumingthatsetpurposehadthe
verysmallestshareinproducingchange。Suchinnovationsonthe
earliestusagesasdisclosethemselvesappeartohavebeen
dictatedbyfeelingsandmodesofthoughtwhich,underour
presentmentalconditions,weareunabletocomprehend。Anewera
begins,however,withtheCodes。Wherever,afterthisepoch,we
tracethecourseoflegalmodificationweareabletoattribute
ittotheconsciousdesireofimprovement,oratalleventsof
compassingobjectsotherthanthosewhichwereaimedatinthe
primitivetimes。
Itmayseematfirstsightthatnogeneralpropositionsworth
trustingcanbeelicitedfromthehistoryoflegalsystems
subsequenttothecodes。Thefieldistoovast。Wecannotbesure
thatwehaveincludedasufficientnumberofphenomenainour
observations,orthatweaccuratelyunderstandthosewhichwe
haveobserved。Buttheundertakingwillbeseentobemore
feasible,ifweconsiderthataftertheepochofcodesthe
distinctionbetweenstationaryandprogressivesocietiesbegins
tomakeitselffelt。Itisonlywiththeprogressivethatweare
concerned,andnothingismoreremarkablethantheirextreme
fewness。Inspiteofoverwhelmingevidence,itismostdifficult
foracitizenofwesternEuropetobringthoroughlyhometo
himselfthetruththatthecivilisationwhichsurroundshimisa
rareexceptioninthehistoryoftheworld。Thetoneofthought
commonamongus,allourhopes,fears,andspeculations,wouldbe
materiallyaffected,ifwehadvividlybeforeustherelationof
theprogressiveracestothetotalityofhumanlife。Itis
indisputablethatmuchthegreatestpartofmankindhasnever
shownaparticleofdesirethatitscivilinstitutionsshouldbe
improvedsincethemomentwhenexternalcompletenesswasfirst
giventothembytheirembodimentinsomepermanentrecord。One
setofusageshasoccasionallybeenviolentlyoverthrownand
supersededbyanother;hereandthereaprimitivecode,
pretendingtoasupernaturalorigin,hasbeengreatlyextended,
anddistortedintothemostsurprisingforms,bytheperversity
ofsacerdotalcommentators;but,exceptinasmallsectionofthe
world,therehasbeennothinglikethegradualameliorationofa
legalsystem。Therehasbeenmaterialcivilisation,but,instead
ofthecivilisationexpandingthelaw,thelawhaslimitedthe
civilisation。Thestudyofracesintheirprimitivecondition
affordsussomecluetothepointatwhichthedevelopmentof
certainsocietieshasstopped。WecanseethatBrahminicalIndia
hasnotpassedbeyondastagewhichoccursinthehistoryofall
thefamiliesofmankind,thestageatwhicharuleoflawisnot
yetdiscriminatedfromaruleofreligion。Themembersofsucha
societyconsiderthatthetransgressionofareligiousordinance
shouldbepunishedbycivilpenalties,andthattheviolationof
acivildutyexposesthedelinquenttodivinecorrection。In
Chinathispointhasbeenpassed,butprogressseemstohavebeen
therearrested,becausethecivillawsarecoextensivewithall
theideasofwhichtheraceiscapable。Thedifferencebetween
thestationaryandprogressivesocietiesis,however,oneofthe
greatsecretswhichinquiryhasyettopenetrate。Amongpartial
explanationsofitIventuretoplacetheconsiderationsurgedat
theendofthelastchapter。Itmayfurtherberemarkedthatno
oneislikelytosucceedintheinvestigationwhodoesnot
clearlyrealisethatthestationaryconditionofthehumanrace
istherule,theprogressivetheexception。Andanother
indispensableconditionofsuccessisanaccurateknowledgeof
Romanlawinallitsprincipalstages。TheRomanjurisprudence
hasthelongestknownhistoryofanysetofhumaninstitutions。
Thecharacterofallthechangeswhichitunderwentistolerably
wellascertained。Fromitscommencementtoitsclose,itwas
progressivelymodifiedforthebetter,orforwhattheauthorof
themodificationconceivedtobethebetter,andthecourseof
improvementwascontinuedthroughperiodsatwhichalltherest
ofhumanthoughtandactionmateriallyslackeneditspace,and
repeatedlythreatenedtosettledownintostagnation。
Iconfinemyselfinwhatfollowstotheprogressive
societies。Withrespecttothemitmaybelaiddownthatsocial
necessitiesandsocialopinionarealwaysmoreorlessinadvance
ofLaw。Wemaycomeindefinitelyneartotheclosingofthegap
betweenthem,butithasaperpetualtendencytoreopen。Lawis
stable;thesocietieswearespeakingofareprogressive。The
greaterorlesshappinessofapeopledependsonthedegreeof
promptitudewithwhichthegulfisnarrowed。
Ageneralpropositionofsomevaluemaybeadvancedwith
respecttotheagenciesbywhichLawisbroughtintoharmonywith
societyTheseinstrumentalitiesseemtometobethreeinnumber,
LegalFictions,Equity,andLegislation。Theirhistoricalorder
isthatinwhichIhaveplacedthem。Sometimestwoofthemwill
beseenoperatingtogether,andtherearelegalsystemswhich
haveescapedtheinfluenceofoneorotherofthem。ButIknowof
noinstanceinwhichtheorderoftheirappearancehasbeen
changedorinverted。Theearlyhistoryofoneofthem,Equity,is
universallyobscure,andhenceitmaybethoughtbysomethat
certainisolatedstatutes,reformatoryofthecivillaw,are
olderthananyequitablejurisdiction。Myownbeliefisthat
remedialEquityiseverywhereolderthanremedialLegislation;
but,shouldthisbenotstrictlytrue,itwouldonlybenecessary
tolimitthepropositionrespectingtheirorderofsequenceto
theperiodsatwhichtheyexerciseasustainedandsubstantial
influenceintransformingtheoriginallaw。
Iemploytheword\"fiction\"inasenseconsiderablywider
thanthatinwhichEnglishlawyerareaccustomedtouseit,and
withameaningmuchmoreextensivethanthatwhichbelongedto
theRoman\"fictiones。\"Fictio,inoldRomanlaw,isproperlya
termofpleading,andsignifiesafalseavermentonthepartof
theplaintiffwhichthedefendantwasnotallowedtotraverse;
such,forexample,asanavermentthattheplaintiffwasaRoman
citizen,whenintruthhewasaforeigner。Theobjectofthese
\"fictiones\"was,ofcourse,togivejurisdiction,andthey
thereforestronglyresembledtheallegationsinthewritsofthe
EnglishQueen’sBench,andExchequer,bywhichthoseCourts
contrivedtousurpthejurisdictionoftheCommonPleas:——the
allegationthatthedefendantwasincustodyoftheking’s
marshal,orthattheplaintiffwastheking’sdebtor,andcould
notpayhisdebtbyreasonofthedefendant’sdefault。ButInow
employtheexpression\"LegalFiction\"tosignifyanyassumption
whichconceals,oraffectstoconceal,thefactthataruleof
lawhasundergonealteration,itsletterremainingunchanged,its
operationbeingmodified。Thewords,therefore,includethe
instancesoffictionswhichIhavecitedfromtheEnglishand
Romanlaw,buttheyembracemuchmore,forIshouldspeakbothof
theEnglishCase-lawandoftheRomanResponsaPrudentumas
restingonfictions。Boththeseexampleswillbeexamined
presently。Thefactisinbothcasesthatthelawhasbeenwholly
changed;thefictionisthatitremainswhatitalwayswas。Itis
notdifficulttounderstandwhyfictionsinalltheirformsare
particularlycongenialtotheinfancyofsociety。Theysatisfy
thedesireforimprovement,whichisnotquitewanting,atthe
sametimethattheydonotoffendthesuperstitiousdisrelishfor
changewhichisalwayspresent。Ataparticularstageofsocial
progresstheyareinvaluableexpedientsforovercomingthe
rigidityoflaw,and,indeed,withoutoneofthem,theFictionof
Adoptionwhichpermitsthefamilytietobeartificiallycreated,
itisdifficulttounderstandhowsocietywouldeverhaveescaped
fromitsswaddlingclothes,andtakenitsfirststepstowards
civilisation。Wemust,therefore,notsufferourselvestobe
affectedbytheridiculewhichBenthampoursonlegalfictions
whereverhemeetsthem。Torevilethemasmerelyfraudulentisto
betrayignoranceoftheirpeculiarofficeinthehistorical
developmentoflaw。Butatthesametimeitwouldbeequally
foolishtoagreewiththosetheorists,who,discerningthat
fictionshavehadtheiruses,arguethattheyoughttobe
stereotypedinoursystem。Theyhavehadtheirday,butithas
longsincegoneby。Itisunworthyofustoeffectanadmittedly
beneficialobjectbysorudeadeviceasalegalfiction。I
cannotadmitanyanomalytobeinnocent,whichmakesthelaw
eithermoredifficulttounderstandorhardertoarrangein
harmoniousorder。Nowlegalfictionsarethegreatestof
obstaclestosymmetricalclassification。Theruleoflawremains
stickinginthesystem,butitisamereshell。Ithasbeenlong
agoundermined,andanewrulehidesitselfunderitscover。
Hencethereisatonceadifficultyinknowingwhethertherule
whichisactuallyoperativeshouldbeclassedinitstrueorin
itsapparentplace,andmindsofdifferentcastswilldifferas
tothebranchofthealternativewhichoughttobeselected。If
theEnglishlawisevertoassumeanorderlydistribution,it
willbenecessarytopruneawaythelegalfictionswhich,in
spiteofsomerecentlegislativeimprovements,arestillabundant
init。
Thenextinstrumentalitybywhichtheadaptationoflawto
socialwantsiscarriedonIcallEquity,meaningbythatword
anybodyofrulesexistingbythesideoftheoriginalcivillaw,
foundedondistinctprinciplesandclaimingincidentallyto
supersedethecivillawinvirtueofasuperiorsanctityinherent
inthoseprinciples。TheEquitywhetheroftheRomanPraetorsor
oftheEnglishChancellors,differsfromtheFictionswhichin
eachcaseprecededit,inthattheinterferencewithlawisopen
andavowed。Ontheotherhand,itdiffersfromLegislation,the
agentoflegalimprovementwhichcomesafterit,inthatits
claimtoauthorityisgrounded,notontheprerogativeofany
externalpersonorbody,notevenonthatofthemagistratewho
enunciatesit,butonthespecialnatureofitsprinciples,to
whichitisallegedthatalllawoughttoconform。Thevery
conceptionofasetofprinciples,investedwithahigher
sacrednessthanthoseoftheoriginallawanddemanding
applicationindependentlyoftheconsentofanyexternalbody
belongstoamuchmoreadvancedstageofthoughtthanthatto
whichlegalfictionsoriginallysuggestedthemselves。
Legislation,theenactmentsofalegislaturewhich,whether
ittaketheformofanautocraticprinceorofaparliamentary
assembly,istheassumedorganoftheentiresociety,isthelast
oftheamelioratinginstrumentalities。ItdiffersfromLegal
FictionsjustasEquitydiffersfromthem,anditisalso
distinguishedfromEquity,asderivingitsauthorityfroman
externalbodyorperson。Itsobligatoryforceisindependentof
itsprinciples。Thelegislature,whateverbetheactual
restraintsimposedonitbypublicopinion,isintheory
empoweredtoimposewhatobligationsitpleasesonthemembersof
thecommunity。Thereisnothingtopreventitslegislatinginthe
wantonnessofcaprice。Legislationmaybedictatedbyequity,if
thatlastwordbeusedtoindicatesomestandardofrightand
wrongtowhichitsenactmentshappentobeadjusted;butthen
theseenactmentsareindebtedfortheirbindingforcetothe
authorityofthelegislatureandnottothatoftheprincipleson
whichthelegislatureacted;andthustheydifferfromrulesof
Equity,inthetechnicalsenseoftheword,whichpretendtoa
paramountsacrednessentitlingthematoncetotherecognitionof
thecourtsevenwithouttheconcurrenceofprinceor
parliamentaryassembly。Itisthemorenecessarytonotethese
differences,becauseastudentofBenthamwouldbeaptto
confoundFictions,Equity,andStatutelawunderthesinglehead
oflegislation。Theyall,hewouldsay,involvelaw-making;they
differonlyinrespectofthemachinerybywhichthenewlawis
produced。Thatisperfectlytrue,andwemustneverforgetit;
butitfurnishesnoreasonwhyweshoulddepriveourselvesofso
convenientatermasLegislationinthespecialsense。
LegislationandEquityaredisjoinedinthepopularmindandin
themindsofmostlawyers;anditwillneverdotoneglectthe
distinctionbetweenthem,howeverconventional,whenimportant
practicalconsequencesfollowfromit。
Itwouldbeeasytoselectfromalmostanyregularly
developedbodyofrulesexamplesoflegalfictions,whichatonce
betraytheirtruecharactertothemodernobserver。Inthetwo
instanceswhichIproceedtoconsider,thenatureofthe
expedientemployedisnotsoreadilydetected。Thefirstauthors
ofthesefictionsdidnotperhapsintendtoinnovate,certainly
didnotwishtobesuspectedofinnovating。Thereare,moreover,
andalwayshavebeen,personswhorefusetoseeanyfictionin
theprocess,andconventionallanguagebearouttheirrefusal。No
examples,therefore,canbebettercalculatedtoillustratethe
widediffusionoflegalfictions,andtheefficiencywithwhich
theyperformtheirtwo-foldofficeoftransformingasystemof
lawsandofconcealingthetransformation。
WeinEnglandarewellaccustomedtotheextension,
modification,andimprovementoflawbyamachinerywhich,in
theory,isincapableofalteringonejotoronelineofexisting
jurisprudence。Theprocessbywhichthisvirtuallegislationis
effectedisnotsomuchinsensibleasunacknowledged。With
respecttothatgreatportionofourlegalsystemwhichis
enshrinedincasesandrecordedinlawreports,wehabitually
employadoublelanguageandentertain,asitwouldappear,a
doubleandinconsistentsetofideas。Whenagroupoffactscome
beforeanEnglishCourtforadjudication,thewholecourseofthe
discussionbetweenthejudgeandtheadvocateassumesthatno
questionis,orcanbe,raisedwhichwillcallforthe
applicationofanyprinciplesbutoldones,oranydistinctions
butsuchashavelongsincebeenallowed。Itistakenabsolutely
forgrantedthatthereissomewherearuleofknownlawwhich
willcoverthefactsofthedisputenowlitigated,andthat,if
sucharulebenotdiscovered,itisonlythatthenecessary
patience,knowledge,oracumenisnotforthcomingtodetectit。
Yetthemomentthejudgmenthasbeenrenderedandreported,we
slideunconsciouslyorunavowedlyintoanewlanguageandanew
trainofthought。Wenowadmitthatthenewdecisionhasmodified
thelaw。Therulesapplicablehave,tousetheveryinaccurate
expressionsometimesemployed,becomemoreelastic。Infactthey
havebeenchanged。Aclearadditionhasbeenmadetothe
precedents,andthecanonoflawelicitedbycomparingthe
precedentsisnotthesamewiththatwhichwouldhavebeen
obtainediftheseriesofcaseshadbeencurtailedbyasingle
example。Thefactthattheoldrulehasbeenrepealed,andthata
newonehasreplacedit,eludesus,becausewearenotinthe
habitofthrowingintopreciselanguagethelegalformulaswhich
wederivefromtheprecedents,sothatachangeintheirtenoris
noteasilydetectedunlessitisviolentandglaring。Ishallnot
nowpausetoconsideratlengththecauseswhichhaveledEnglish
lawyerstoacquiesceinthesecuriousanomalies。Probablyitwill
befoundthatoriginallyitwasthereceiveddoctrinethat
somewhere,innubibusoringremiomagistratuum,thereexisteda
complete,coherent,symmetricalbodyofEnglishlaw,ofan
amplitudesufficienttofurnishprincipleswhichwouldapplyto
anyconceivablecombinationofcircumstances。Thetheorywasat
firstmuchmorethoroughlybelievedinthanitisnow,andindeed
itmayhavehadabetterfoundation。Thejudgesofthethirteenth
centurymayhavereallyhadattheircommandamineoflaw
unrevealedtothebarandtothelay-public,forthereissome
reasonforsuspectingthatinsecrettheyborrowedfreely,though
notalwayswisely,fromcurrentcompendiaoftheRomanandCanon
laws。Butthatstorehousewasclosedsosoonasthepoints
decidedatWestminsterHallbecamenumerousenoughtosupplya
basisforasubstantivesystemofjurisprudence;andnowfor
centuriesEnglishpractitionerhavesoexpressedthemselvesasto
conveytheparadoxicalpropositionthat,exceptbyEquityand
Statutelaw,nothinghasbeenaddedtothebasissinceitwas
firstconstituted。Wedonotadmitthatourtribunalslegislate;
weimplythattheyhaveneverlegislated;andyetwemaintain
thattherulesoftheEnglishcommonlaw,withsomeassistance
fromtheCourtofChanceryandfromParliament,arecoextensive
withthecomplicatedinterestsofmodernsociety。
Abodyoflawbearingaverycloseandveryinstructive
resemblancetoourcase-lawinthoseparticularswhichIhave
noticed,wasknowntotheRomansunderthenameoftheResponsa
Prudentum,the\"answersofthelearnedinthelaw。\"Theformof
theseResponsesvariedagooddealatdifferentperiodsofthe
Romanjurisprudence,butthroughoutitswholecoursethey
consistedofexplanatoryglossesonauthoritativewritten
documents,andatfirsttheywereexclusivelycollectionsof
opinionsinterpretativeoftheTwelveTables。Aswithus,all
legallanguageadjusteditselftotheassumptionthatthetextof
theoldCoderemainedunchanged。Therewastheexpressrule。It
overrodeallglossesandcomments,andnooneopenlyadmitted
thatanyinterpretationofit,howevereminenttheinterpreter,
wassafefromrevisiononappealtothevenerabletexts。Yetin
pointoffact,BooksofResponsesbearingthenamesofleading
jurisconsultsobtainedanauthorityatleastequaltothatofour
reportedcases,andconstantlymodified,extended,limitedor
practicallyoverruledtheprovisionsoftheDecemvirallaw。The
authorsofthenewjurisprudenceduringthewholeprogressofits
formationprofessedthemostsedulousrespectfortheletterof
theCode。Theyweremerelyexplainingit,decipheringit,
bringingoutitsfullmeaning;butthen,intheresult,by
piecingtextstogether,byadjustingthelawtostatesoffact
whichactuallypresentedthemselvesandbyspeculatingonits
possibleapplicationtootherswhichmightoccur,byintroducing
principlesofinterpretationderivedfromtheexegesisofother
writtendocumentswhichfellundertheirobservation,theyeduced
avastvarietyofcanonswhichhadneverbeendreamedofbythe
compilersoftheTwelveTablesandwhichwereintruthrarelyor
nevertobefoundthere。Allthesetreatisesofthejurisconsults
claimedrespectonthegroundoftheirassumedconformitywith
theCode,buttheircomparativeauthoritydependedonthe
reputationoftheparticularjurisconsultswhogavethemtothe
world。Anynameofuniversallyacknowledgedgreatnessclotheda
Bookofresponseswithabindingforcehardlylessthanthat
whichbelongedtoenactmentsofthelegislature;andsuchabook
initsturnconstitutedanewfoundationonwhichafurtherbody
ofjurisprudencemightrest。Theresponsesoftheearlylawyers
werenothoweverpublished,inthemodernsense,bytheirauthor。
Theywererecordedandeditedbyhispupils,andwerenot
thereforeinallprobabilityarrangedaccordingtoanyschemeof
classification。Thepartofthestudentsinthesepublications
mustbecarefullynoted,becausetheservicetheyrenderedto
theirteacherseemstohavebeengenerallyrepaidbyhissedulous
attentiontothepupils’education。Theeducationaltreatises
calledInstitutesorCommentaries,whicharealaterfruitofthe
dutythenrecognised,areamongthemostremarkablefeaturesof
theRomansystem。ItwasapparentlyintheseInstitutionalworks,
andnotinthebooksintendedfortrainedlawyers,thatthe
jurisconsultsgavetothepublictheirclassificationsandtheir
proposalsformodifyingandimprovingthetechnicalphraseology。
IncomparingtheRomanResponsaPrudentumwiththeirnearest
Englishcounterpart,itmustbecarefullyborneinmindthatthe
authoritybywhichthispartoftheRomanjurisprudencewas
expoundedwasnotthebench,butthebar。ThedecisionofaRoman
tribunal,thoughconclusiveintheparticularcase,hadno
ulteriorauthorityexceptsuchaswasgivenbytheprofessional
reputeofthemagistratewhohappenedtobeinofficeforthe
time。Properlyspeaking,therewasnoinstitutionatRomeduring
therepublicanalogoustotheEnglishBench,theChambersof
imperialGermany,ortheParliamentsofMonarchicalFrance。There
weremagistratesindeed,investedwithmomentousjudicial
functionsintheirseveraldepartments,butthetenureofthe
magistracieswasbutforasingleyear,sothattheyaremuch
lessaptlycomparedtoapermanentjudicaturethantoacycleof
officesbrisklycirculatingamongtheleadersofthebar。Much
mightbesaidontheoriginofaconditionofthingswhichlooks
touslikeastartlinganomaly,butwhichwasinfactmuchmore
congenialthanourownsystemtothespiritofancientsocieties,
tending,astheyalwaysdid,tosplitintodistinctorderswhich,
howeverexclusivethemselves,toleratednoprofessionalhierarchy
abovethem。
Itisremarkablethatthissystemdidnotproducecertain
effectswhichmightonthewholehavebeenexpectedfromit。It
didnot,forexample,popularisetheRomanlaw——itdidnot,as
insomeoftheGreekrepublics,lessentheeffortofintellect
requiredforthemasteryofthescience,althoughitsdiffusion
andauthoritativeexpositionwereopposedbynoartificial
barriers。Onthecontrary,ifithadnotbeenfortheoperation
ofaseparatesetofcauses,therewerestrongprobabilitiesthat
theRomanjurisprudencewouldhavebecomeasminute,technical,
anddifficultasanysystemwhichhassinceprevailed。Again,a
consequencewhichmightstillmorenaturallyhavebeenlooked
for,doesnotappearatanytimetohaveexhibiteditself。The
jurisconsults,untilthelibertiesofRomewereoverthrown,
formedaclasswhichwasquiteundefinedandmusthavefluctuated
greatlyinnumbers;nevertheless,theredoesnotseemtohave
existedadoubtastotheparticularindividualswhoseopinion,
intheirgeneration,wasconclusiveonthecasessubmittedto
them。Thevividpicturesofaleadingjurisconsult’sdaily
practicewhichaboundinLatinliterature——theclientsfromthe
countryflockingtohisantechamberintheearlymorning,andthe
studentsstandingroundwiththeirnote-bookstorecordthegreat
lawyer’sreplies——areseldomorneveridentifiedatanygiven
periodwithmorethanoneortwoconspicuousnames。Owingtooto
thedirectcontactoftheclientandtheadvocate,theRoman
peopleitselfseemstohavebeenalwaysalivetotheriseand
fallofprofessionalreputation,andthereisabundanceofproof,
moreparticularlyinthewell-knownorationofCicero,Pro
Muraena,thatthereverenceofthecommonsforforensicsuccess
wasapttobeexcessiveratherthandeficient。
Wecannotdoubtthatthepeculiaritieswhichhavebeennoted
intheinstrumentalitybywhichthedevelopmentoftheRomanlaw
wasfirsteffected,werethesourceofitscharacteristic
excellence,itsearlywealthinprinciples。Thegrowthand
exuberanceofprinciplewasfostered,inpart,bythecompetition
amongtheexpositorsofthelaw,aninfluencewhollyunknown
wherethereexistsaBench,thedepositariesintrustedbykingor
commonwealthwiththeprerogativeofjustice。Butthechief
agency,nodoubt,wastheuncontrolledmultiplicationofcases
forlegaldecision。Thestateoffactswhichcausedgenuine
perplexitytoacountryclientwasnotawhitmoreentitledto
formthebasisofthejurisconsult’sResponse,orlegaldecision,
thanasetofhypotheticalcircumstancespropoundedbyan
ingeniouspupil。Allcombinationsoffactwereonpreciselythe
samefooting,whethertheywererealorimaginary。Itwasnothing
tothejurisconsultthathisopinionwasoverruledforthemoment
bythemagistratewhoadjudicatedonhisclient’scase,unless
thatmagistratehappenedtorankabovehiminlegalknowledgeor
theesteemofhisprofession。Idonot,indeed,meanittobe
inferredthathewouldwhollyomittoconsiderhisclient’s
advantage,fortheclientwasinearliertimesthegreatlawyer’s
constituentandatalaterperiodhispaymaster,butthemain
roadtotherewardsofambitionlaythroughthegoodopinionof
hisorder,anditisobviousthatundersuchasystemasIhave
beendescribingthiswasmuchmorelikelytobesecuredby
viewingeachcaseasanillustrationofagreatprinciple,oran
exemplificationofabroadrule,thanbymerelyshapingitforan
insulatedforensictriumph。Astillmorepowerfulinfluencemust
havebeenexercisedbythewantofanydistinctcheckonthe
suggestionorinventionofpossiblequestions。Wherethedatacan
bemultipliedatpleasure,thefacilitiesforevolvingageneral
ruleareimmenselyincreased。Asthelawisadministeredamong
ourselves,thejudgecannottraveloutofthesetsoffacts
exhibitedbeforehimorbeforehispredecessors。Accordinglyeach
groupofcircumstanceswhichisadjudicateduponreceives,to
employaGallicism,asortofconsecration。Itacquirescertain
qualitieswhichdistinguishitfromeveryothercasegenuineor
hypothetical。ButatRome,asIhaveattemptedtoexplain,there
wasnothingresemblingaBenchorChamberofjudges;and
thereforenocombinationoffactspossessedanyparticularvalue
morethananother。Whenadifficultycameforopinionbeforethe
jurisconsult,therewasnothingtopreventapersonendowedwith
aniceperceptionofanalogyfromatonceproceedingtoadduce
andconsideranentireclassofsupposedquestionswithwhicha
particularfeatureconnectedit。Whateverwerethepractical
advicegiventotheclient,theresponsumtreasuredupinthe
notebooksoflisteningpupilswoulddoubtlesscontemplatethe
circumstancesasgovernedbyagreatprinciple,orincludedina
sweepingrule。Nothinglikethishaseverbeenpossibleamong
ourselves,anditshouldbeacknowledgedthatinmanycriticisms
passedontheEnglishlawthemannerinwhichithasbeen
enunciatedseemstohavebeenlostsightof。Thehesitationof
ourcourtsindeclaringprinciplesmaybemuchmorereasonably
attributedtothecomparativescantinessofourprecedents,
voluminousastheyappeartohimwhoisacquaintedwithnoother
system,thantothetemperofourjudges。Itistruethatinthe
wealthoflegalprincipleweareconsiderablypoorerthanseveral
modernEuropeannations。Butthey,itmustberemembered,took
theRomanjurisprudenceforthefoundationoftheircivil
institutions。TheybuiltthedebrisoftheRomanlawintotheir
walls;butinthematerialsandworkmanshipoftheresiduethere
isnotmuchwhichdistinguishesitfavourablyfromthestructure
erectedbytheEnglishjudicature。
TheperiodofRomanfreedomwastheperiodduringwhichthe
stampofadistinctivecharacterwasimpressedontheRoman
jurisprudence;andthroughalltheearlierpartofit,itwasby
theResponsesofthejurisconsultsthatthedevelopmentofthe
lawwasmainlycarriedon。Butasweapproachthefallofthe
republictherearesignsthattheResponsesareassumingaform
whichmusthavebeenfataltotheirfartherexpansion。Theyare
becomingsystematisedandreducedintocompendia。Q。Mucius
Scaevola,thePontifex,issaidtohavepublishedamanualofthe
entireCivilLaw,andtherearetracesinthewritingsofCicero
ofgrowingdisrelishfortheoldmethods,ascomparedwiththe
moreactiveinstrumentsoflegalinnovation。Otheragencieshad
infactbythistimebeenbroughttobearonthelaw。TheEdict,
orannualproclamationofthePraetor,hadrisenintocreditas
theprincipalengineoflawreform,andL。CorneliusSylla,by
causingtobeenactedthegreatgroupofstatutescalledthe
LegesCorneliae,hadshownwhatrapidandspeedyimprovementscan
beeffectedbydirectlegislation。Thefinalblowtothe
ResponseswasdealtbyAugustus,wholimitedtoafewleading
jurisconsultstherightofgivingbindingopinionsoncases
submittedtothem,achangewhich,thoughitbringsusnearerthe
ideasofthemodernworld,mustobviouslyhavealtered
fundamentallythecharacteristicsofthelegalprofessionandthe
natureofitsinfluenceonRomanlaw。Atalaterperiodanother
schoolofjurisconsultsarose,thegreatlightsofjurisprudence
foralltime。ButUlpianandPaulus,GaiusandPapinian,werenot
authorsofResponses。Theirworkswereregulartreatiseson
particulardepartmentsofthelaw,moreespeciallyonthe
Praetor’sEdict。
TheEquityoftheRomansandthePraetorianEdictbywhichit
wasworkedintotheirsystem,willbeconsideredinthenext
chapter。OftheStatuteLawitisonlynecessarytosaythatit
wasscantyduringtherepublic,butbecameveryvoluminousunder
theempire。Intheyouthandinfancyofanationitisarare
thingforthelegislaturetobecalledintoactionforthe
generalreformofprivatelaw。Thecryofthepeopleisnotfor
changeinthelaws,whichareusuallyvaluedabovetheirreal
worth,butsolelyfortheirpure,complete,andeasy
administration;andrecoursetothelegislativebodyisgenerally
directedtotheremovalofsomegreatabuse,orthedecisionof
someincurablequarrelbetweenclassesanddynasties。Thereseems
inthemindsoftheRomanstohavebeensomeassociationbetween
theenactmentofalargebodyofstatutesandthesettlementof
societyafteragreatcivilcommotion。Syllasignalisedhis
reconstitutionoftherepublicbytheLegesCorneliae;Julius
CaesarcontemplatedvastadditionstotheStatuteLaw。Augustus
causedtobepassedtheall-importantgroupofLegesJuliae;and
amonglateremperorsthemostactivepromulgatorsof
constitutionsareprinceswho,likeConstantine,havethe
concernsoftheworldtoreadjust。ThetrueperiodofRoman
StatuteLawdoesnotbegintilltheestablishmentoftheempire。
Theenactmentsoftheemperors,clothedatfirstinthepretence
ofpopularsanction,butafterwardsemanatingundisguisedlyfrom
theimperialprerogative,extendinincreasingmassivenessfrom
theconsolidationofAugustus’spowertothepublicationofthe
CodeofJustinian。Itwillbeseenthateveninthereignofthe
secondemperoraconsiderableapproximationismadetothat
conditionofthelawandthatmodeofadministeringitwithwhich
weareallfamiliar。Astatutelawandalimitedboardof
expositorshaverisenintobeing;apermanentcourtofappealand
acollectionofapprovedcommentarieswillveryshortlybeadded;
andthuswearebroughtcloseontheideasofourownday。
AncientLaw
byHenryMaineChapter3LawofNatureandEquity
Thetheoryofasetoflegalprinciples,entitledbytheir
intrinsicsuperioritytosupersedetheolderlaw,veryearly
obtainedcurrencybothintheRomanstateandinEngland。Sucha
bodyofprinciples,existinginanysystem,hasintheforegoing
chaptersbeendenominatedEquity,atermwhich,aswillpresently
beseen,wasone(thoughonlyone)ofthedesignationsbywhich
thisagentoflegalchangewasknowntotheRomanjurisconsults。
ThejurisprudenceoftheCourtofChancery,whichbearsthename
ofEquityinEngland,couldonlybeadequatelydiscussedina
separatetreatise。Itisextremelycomplexinitstextureand
derivesitsmaterialsfromseveralheterogeneoussources。The
earlyecclesiasticalchancellorscontributedtoit,fromthe
CanonLaw,manyoftheprincipleswhichliedeepestinits
structure。TheRomanlaw,morefertilethantheCanonLawin
rulesapplicabletoseculardisputes,wasnotseldomresortedto
byalatergenerationofChanceryjudges,amidwhoserecorded
dictaweoftenfindentiretextsfromtheCorpusJurisCivilis
imbedded,withtheirtermsunaltered,thoughtheiroriginis
neveracknowledged。Stillmorerecently,andparticularlyatthe
middleandduringthelatterhalfoftheeighteenthcentury,the
mixedsystemsofjurisprudenceandmoralsconstructedbythe
publicistsoftheLowCountriesappeartohavebeenmuchstudied
byEnglishlawyers,andfromthechancellorshipofLordTalbotto
thecommencementofLordEldon’schancellorshiptheseworkshad
considerableeffectontherulingsoftheCourtofChancery。The
system,whichobtaineditsingredientsfromthesevarious
quarters,wasgreatlycontrolledinitsgrowthbythenecessity
imposedonitofconformingitselftotheanalogiesofthecommon
law,butithasalwaysansweredthedescriptionofabodyof
comparativelynovellegalprinciplesclaimingtooverridethe
olderjurisprudenceofthecountryonthestrengthofan
intrinsicethicalsuperiority。
TheEquityofRomewasamuchsimplerstructure,andits
developmentfromitsfirstappearancecanbemuchmoreeasily
traced。Bothitscharacteranditshistorydeserveattentive
examination。Itistherootofseveralconceptionswhichhave
exercisedprofoundinfluenceonhumanthought,andthroughhuman
thoughthaveseriouslyaffectedthedestiniesofmankind。
TheRomansdescribedtheirlegalsystemasconsistingoftwo
ingredients。\"Allnations,\"saystheInstitutionalTreatise
publishedundertheauthorityoftheEmperorJustinian,\"whoare
ruledbylawsandcustoms,aregovernedpartlybytheirown
particularlaws,andpartlybythoselawswhicharecommontoall
mankind。ThelawwhichapeopleenactsiscalledtheCivilLawof
thatpeople,butthatwhichnaturalreasonappointsforall
mankindiscalledtheLawofNations,becauseallnationsuse
it。\"Thepartofthelaw\"whichnaturalreasonappointsforall
mankind\"wastheelementwhichtheEdictofthePraetorwas
supposedtohaveworkedintoRomanjurisprudence。Elsewhereitis
styledmoresimplyJusNaturale,ortheLawofNature;andits
ordinancesaresaidtobedictatedbyNaturalEquity(naturalis
aequitas)aswellasbynaturalreason。Ishallattemptto
discovertheoriginofthesefamousphrases,LawofNations,Law
ofNature,Equity,andtodeterminehowtheconceptionswhich
theyindicatearerelatedtooneanother。
ThemostsuperficialstudentofRomanhistorymustbestruck
bytheextraordinarydegreeinwhichthefortunesoftherepublic
wereaffectedbythepresenceofforeigners,underdifferent
names,onhersoil。Thecausesofthisimmigrationare
discernibleenoughatalaterperiod,forwecanreadily
understandwhymenofallracesshouldflocktothemistressof
theworld;butthesamephenomenonofalargepopulationof
foreignersanddenizensmeetsusintheveryearliestrecordsof
theRomanState。Nodoubt,theinstabilityofsocietyinancient
Italy,composedasitwasingreatmeasureofrobbertribes,gave
menconsiderableinducementtolocatethemselvesintheterritory
ofanycommunitystrongenoughtoprotectitselfandthemfrom
externalattack,eventhoughprotectionshouldbepurchasedat
thecostofheavytaxation,politicaldisfranchisement,andmuch
socialhumiliation。Itisprobable,however,thatthis
explanationisimperfect,andthatitcouldonlybecompletedby
takingintoaccountthoseactivecommercialrelationswhich,
thoughtheyarelittlereflectedinthemilitarytraditionsof
therepublic,RomeappearscertainlytohavehadwithCarthage
andwiththeinteriorofItalyinpre-historictimes。Whatever
werethecircumstancestowhichitwasattributable,theforeign
elementinthecommonwealthdeterminedthewholecourseofits
history,which,atallitsstages,islittlemorethana
narrativeofconflictsbetweenastubbornnationalityandan
alienpopulation。Nothinglikethishasbeenseeninmodern
times;ontheonehand,becausemodernEuropeancommunitieshave
seldomorneverreceivedanyaccessionofforeignimmigrants
whichwaslargeenoughtomakeitselffeltbythebulkofthe
nativecitizens,andontheother,becausemodernstates,being
heldtogetherbyallegiancetoakingorpoliticalsuperior,
absorbconsiderablebodiesofimmigrantsettlerswithaquickness
unknowntotheancientworld,wheretheoriginalcitizensofa
commonwealthalwaysbelievedthemselvestobeunitedbykinship
inblood,andresentedaclaimtoequalityofprivilegeasa
usurpationoftheirbirthright。IntheearlyRomanrepublicthe
principleoftheabsoluteexclusionofforeignerspervadedthe
CivilLawnolessthantheConstitution。Thealienordenizen
couldhavenoshareinanyinstitutionsupposedtobecoevalwith
theState。HecouldnothavethebenefitofQuiritarianlaw。He
couldnotbeapartytothenexumwhichwasatoncethe
conveyanceandthecontractoftheprimitiveRomans。Hecouldnot
suebytheSacramentalAction,amodeoflitigationofwhichthe
originmountsuptotheveryinfancyofcivilisation。Still,
neithertheinterestnorthesecurityofRomepermittedhimtobe
quiteoutlawed。Allancientcommunitiesrantheriskofbeing
overthrownbyaveryslightdisturbanceofequilibrium,andthe
mereinstinctofself-preservationwouldforcetheRomansto
devisesomemethodofadjustingtherightsanddutiesof
foreigners,whomightotherwise-andthiswasadangerofreal
importanceintheancientworld——havedecidedtheir
controversiesbyarmedstrife。Moreover,atnoperiodofRoman
historywasforeigntradeentirelyneglected。Itwastherefore
probablyhalfasameasureofpoliceandhalfinfurtheranceof
commercethatjurisdictionwasfirstassumedindisputestowhich
thepartieswereeitherforeignersoranativeandaforeigner。
Theassumptionofsuchajurisdictionbroughtwithitthe
immediatenecessityofdiscoveringsomeprinciplesonwhichthe
questionstobeadjudicateduponcouldbesettled,andthe
principlesappliedtothisobjectbytheRomanlawyerswere
eminentlycharacteristicofthetime。Theyrefused,asIhave
saidbefore,todecidethenewCasesbypureRomanCivilLaw。
Theyrefused,nodoubtbecauseitseemedtoinvolvesomekindof
degradation,toapplythelawoftheparticularStatefromwhich
theforeignlitigantcame。Theexpedienttowhichtheyresorted
wasthatofselectingtherulesoflawcommontoRomeandtothe
differentItaliancommunitiesinwhichtheimmigrantswereborn。
Inotherwords,theysetthemselvestoformasystemansweringto
theprimitiveandliteralmeaningofJusGentium,thatis,Law
commontoallNations。JusGentiumwas,infact,thesumofthe
commoningredientsinthecustomsoftheoldItaliantribes,for
theywereallthenationswhomtheRomanshadthemeansof
observing,andwhosentsuccessiveswarmsofimmigrantstoRoman
soil。Wheneveraparticularusagewasseentobepractisedbya
largenumberofseparateracesincommonitwassetdownaspart
oftheLawcommontoallNations,orJusGentium。Thus,although
theconveyanceofpropertywascertainlyaccompaniedbyvery
differentformsinthedifferentcommonwealthssurroundingRome,
theactualtransfer,tradition,ordeliveryofthearticle
intendedtobeconveyedwasapartoftheceremonialinallof
them。Itwas,forinstance,apart,thoughasubordinatepart,in
theMancipationorconveyancepeculiartoRome。Tradition,
therefore,beinginallprobabilitytheonlycommoningredientin
themodesofconveyancewhichthejurisconsultshadthemeansof
observing,wassetdownasaninstitutionJurisGentium,orrule
oftheLawcommontoallNations。Avastnumberofother
observanceswerescrutinisedwiththesameresult。Somecommon
characteristicwasdiscoveredinallofthem,whichhadacommon
object,andthischaracteristicwasclassedintheJusGentium。
TheJusGentiumwasaccordinglyacollectionofrulesand
principles,determinedbyobservationtobecommontothe
institutionswhichprevailedamongthevariousItaliantribes。
ThecircumstancesoftheoriginoftheJusGentiumare
probablyasufficientsafeguardagainstthemistakeofsupposing
thattheRomanlawyershadanyspecialrespectforit。Itwasthe
fruitinpartoftheirdisdainforallforeignlaw,andinpart
oftheirdisinclinationtogivetheforeignertheadvantageof
theirownindigenousJusCivile。Itistruethatwe,atthe
presentday,shouldprobablytakeaverydifferentviewofthe
JusGentium,ifwewereperformingtheoperationwhichwas
effectedbytheRomanjurisconsults。Weshouldattachsomevague
superiorityorprecedencetotheelementwhichwehadthus
discernedunderlyingandpervadingsogreatavarietyofusage。
Weshouldhaveasortofrespectforrulesandprinciplesso
universal。Perhapsweshouldspeakofthecommoningredientas
beingoftheessenceofthetransactionintowhichitentered,
andshouldstigmatisetheremainingapparatusofceremony,which
variedindifferentcommunities,asadventitiousandaccidental。
Oritmaybe,weshouldinferthattheraceswhichwewere
comparinghadonceobeyedagreatsystemofcommoninstitutions
ofwhichtheJusGentiumwasthereproduction,andthatthe
complicatedusagesofseparatecommonwealthswereonly
corruptionsanddepravationsofthesimplerordinanceswhichhad
onceregulatedtheirprimitivestate。Buttheresultstowhich
modernideasconducttheobserverare,asnearlyaspossible,the
reverseofthosewhichwereinstinctivelybroughthometothe
primitiveRoman。Whatwerespectoradmire,hedislikedor
regardedwithjealousdread。Thepartsofjurisprudencewhichhe
lookeduponwithaffectionwereexactlythosewhichamodern
theoristleavesoutofconsiderationasaccidentaland
transitory。Thesolemngesturesofthemancipation;thenicely
adjustedquestionsandanswersoftheverbalcontract;the
endlessformalitiesofpleadingandprocedure。TheJusGentium
wasmerelyasystemforcedonhisattentionbyapolitical
necessity。Heloveditaslittleashelovedtheforeignersfrom
whoseinstitutionsitwasderivedandforwhosebenefititwas
intended。Acompleterevolutioninhisideaswasrequiredbefore
itcouldchallengehisrespect,butsocompletewasitwhenit
didoccur,thatthetruereasonwhyourmodernestimateofthe
JusGentiumdiffersfromthatwhichhasjustbeendescribed,is
thatbothmodernjurisprudenceandmodernphilosophyhave
inheritedthematuredviewsofthelaterjurisconsultsonthis
subject。Theredidcomeatime,whenfromanignobleappendageof
theJusCivile,theJusGentiumcametobeconsideredagreat
thoughasyetimperfectlydevelopedmodeltowhichalllawought
asfaraspossibletoconform。ThiscrisisarrivedwhentheGreek
theoryofaLawofNaturewasappliedtothepracticalRoman
administrationoftheLawcommontoallNations。
TheJusNaturale,orLawofNature,issimplytheJusGentium
orLawofNationsseeninthelightofapeculiartheory。An
unfortunateattempttodiscriminatethemwasmadebythe
jurisconsultUlpian,withthepropensitytodistinguish
characteristicofalawyer,butthelanguageofGaius,amuch
higherauthority,andthepassagequotedbeforefromthe
Institutesleavenoroomfordoubt,thattheexpressionswere
practicallyconvertible。Thedifferencebetweenthemwasentirely
historical,andnodistinctioninessencecouldeverbe
establishedbetweenthem。Itisalmostunnecessarytoaddthat
theconfusionbetweenJusGentium,orLawcommontoallNations,
andinternationallawisentirelymodern。Theclassical
expressionforinternationallawisJusFecialeorthelawof
negotiationanddiplomacy。Itis,however,unquestionablethat
indistinctimpressionsastothemeaningofJusGentiumhad
considerableshareinproducingthemoderntheorythatthe
relationsofindependentstatesaregovernedbytheLawof
Nature。