第5章

类别:其他 作者:Henry Sumner Maine字数:31337更新时间:18/12/21 16:43:08
TheTestamenttowhichthepedigreeofallmodernWillsmay betracedisnot,however,theTestamentexecutedintheCalata Comitia,butanotherTestamentdesiredtocompetewithitand destinedtosupersedeit。Thehistoricalimportanceofthisearly RomanWill,andthelightitcastsonmuchofancientthought, willexcusemefordescribingitatsomelength。 WhentheTestamentarypowerfirstdisclosesitselftousin legalhistory,therearesignsthat,likealmostallthegreat Romaninstitutions,itwasthesubjectofcontentionbetweenthe PatriciansandthePlebeians。Theeffectofthepoliticalmaxim, PlebsGentemnonhabet,\"aPlebeiacannotbeamemberofa House,\"wasentirelytoexcludethePlebeiansfromtheComitia Curiata。SomecriticshaveaccordinglysupposedthataPlebeian couldnothavehisWillreadorrecitedtothePatrician Assembly,andwasthusdeprivedofTestamentaryprivileges altogether。Othershavebeensatisfiedtopointoutthehardships ofhavingtosubmitaproposedWilltotheunfriendly jurisdictionofanassemblyinwhichtheTestatorwasnot represented。Whateverbethetrueview,aformofTestamentcame intouse,whichhasallthecharacteristicsofacontrivance intendedtoevadesomedistastefulobligation。TheWillin questionwasaconveyanceintervivos,acompleteandirrevocable alienationoftheTestator’sfamilyandsubstancetotheperson whomhemeanttobehisheir。ThestrictrulesofRomanlawmust alwayshavepermittedsuchanalienation,but,whenthe transactionwasintendedtohaveaposthumouseffect,theremay havebeendisputeswhetheritwasvalidforTestamentarypurposes withouttheformalassentofthePatriciaParliament。Ifa differenceofopinionexistedonthepointbetweenthetwo classesoftheRomanpopulation,itwasextinguished,withmany othersourcesofheartburning,bythegreatDecemviral compromise。ThetextoftheTwelveTablesisstillextantwhich says,\"Paterfamiliasutidepecuniatutelavereisuaelegassit, itajusesto\"——alawwhichcanhardlyhavehadanyotherobject thanthelegalisationofthePlebeianWill。 Itiswellknowntoscholarsthat,centuriesafterthe PatricianAssemblyhadceasedtobethelegislatureoftheRoman State,itstillcontinuedtoholdformalsittingsforthe convenienceofprivatebusiness。Consequently,ataperiodlong subsequenttothepublicationoftheDecemviralLaw,thereis reasontobelievethattheComitiaCalatastillassembledforthe validationofTestaments。Itsprobablefunctionsmaybebest indicatedbysayingthatitwasaCourtofRegistration,withthe understandinghoweverthattheWillsexhibitedwerenotenrolled, butsimplyrecitedtothemembers,whoweresupposedtotakenote oftheirtenorandtocommitthemtomemory。Itisverylikely thatthisformofTestamentwasneverreducedtowritingatall, butatalleventsiftheWillhadbeenoriginallywritten,the officeoftheComitiawascertainlyconfinedtohearingitread aloud,thedocumentbeingretainedafterwardsinthecustodyof theTestator,ordepositedunderthesafeguardofsomereligious corporation。Thispublicitymayhavebeenoneoftheincidentsof theTestamentexecutedintheComitiaCalatawhichbroughtit intopopulardisfavour。IntheearlyyearsoftheEmpirethe Comitiastillhelditsmeetings,buttheyseemtohavelapsed intothemerestform,andfewWills,ornone,wereprobably presentedattheperiodicalsitting。 ItistheancientPlebeianWill——thealternativeofthe Testamentjustdescribed——whichinitsremoteeffectshas deeplymodifiedthecivilisationofthemodernworld。Itacquired atRomeallthepopularitywhichtheTestamentsubmittedtothe CalataComitiaappearstohavelost。Thekeytoallits characteristicsliesinitsdescentfromthemancipium,or ancientRomanconveyance,aproceedingtowhichwemay unhesitatinglyassigntheparentageoftwogreatinstitutions withoutwhichmodernsocietycanscarcelybesupposedcapableof holdingtogether,theContractandtheWill。Themancipium,oras thewordwouldexhibititselfinlaterLatinity,theMancipation, carriesusbackbyitsincidentstotheinfancyofcivilsociety。 Asitsprangfromtimeslonganterior,ifnottotheinvention, atalleventstothepopularisation,oftheartofwriting, gestures,symbolicalacts,andsolemnphrasestaketheplaceof documentaryforms,andalengthyandintricateceremonialis intendedtocalltheattentionofthepartiestotheimportance ofthetransaction,andtoimpressitonthememoryofthe witnesses。Theimperfectiontoooforal,ascomparedwith written,testimonynecessitatesthemultiplicationofthe witnessesandassistantsbeyondwhatinlatertimeswouldbe reasonableorintelligiblelimits。 TheRomanMancipationrequiredthepresencefirstofallof theparties,thevendorandvendee,orweshouldperhapsrather say,ifwearetousemodernlegallanguage,thegrantorand grantee。Therewerealsonolessthanfivewitnesses;andan anomalouspersonage,theLibripens,whobroughtwithhimapair ofscalestoweightheuncoinedcoppermoneyofancientRome。The Testamentweareconsidering——theTestamentperaesetlibram, \"withthecopperandthescales,\"asitlongcontinuedtobe technicallycalled——wasanordinaryMancipationwithnochange intheformandhardlyanyinwords。TheTestatorwasthe grantor;thefivewitnessesandthelibripenswerepresent;and theplaceofgranteewastakenbyapersonknowntechnicallyas thefamiliaeemptor,thePurchaseroftheFamily。Theordinary ceremonyofaMancipationwasthenproceededwith。Certainformal gesturesweremadeandsentencespronounced。TheEmptorfamiliae simulatedthepaymentofapricebystrikingthescaleswitha pieceofmoney,andfinallytheTestatorratifiedwhathadbeen doneinasetformofwordscalledthe\"Nuncupatio\"or publicationofthetransaction,aphrasewhich,Ineedscarcely remindthelawyer,hashadalonghistoryinTestamentary jurisprudence。Itisnecessarytoattendparticularlytothe characterofthepersoncalledfamiliaeemptor。Thereisnodoubt thatatfirsthewastheHeirhimself。TheTestatorconveyedto himoutrighthiswhole\"familia,\"thatis,alltherightshe enjoyedoverandthroughthefamily;hisproperty,hisslaves, andallhisancestralprivileges,together,ontheotherhand, withallhisdutiesandobligations。 Withthesedatabeforeus,weareabletonoteseveral remarkablepointsinwhichtheMancipatoryTestament,asitmay becalled,differedinitsprimitiveformfromamodernwill。As itamountedtoaconveyanceout-and-outoftheTestator’sestate, itwasnotrevocable。Therecouldbenonewexerciseofapower whichhadbeenexhausted。 Again,itwasnotsecret。TheFamiliaEmptor,beinghimself theHeir,knewexactlywhathisrightswere,andwasawarethat hewasirreversiblyentitledtotheinheritance;aknowledge whichtheviolencesinseparablefromthebest-orderedancient societyrenderedextremelydangerous。Butperhapsthemost surprisingconsequenceofthisrelationofTestamentsto Conveyanceswastheimmediatevestingoftheinheritanceinthe Heir。Thishasseemedsoincredibletonotafewcivilians,that theyhavespokenoftheTestator’sestateasvesting conditionallyontheTestator’sdeathorasgrantedtohimfroma timeuncertain,i。e。thedeathofthegrantor。Butdowntothe latestperiodofRomanjurisprudencetherewasacertainclassof transactionswhichneveradmittedofbeingdirectlymodifiedbya condition,orofbeinglimitedtoorfromapointoftime。In technicallanguagetheydidnotadmitconditioordies。 Mancipationwasoneofthem,andtherefore,strangeasitmay seem,weareforcedtoconcludethattheprimitiveRomanWill tookeffectatonce,eventhoughtheTestatorsurvivedhisactof Testation。ItisindeedlikelythatRomancitizensoriginally madetheirWillsonlyinthearticleofdeath,andthata provisionforthecontinuanceoftheFamilyeffectedbyamanin thefloweroflifewouldtaketheformratherofanAdoptionthan ofaWill。Stillwemustbelievethat,iftheTestatordid recover,hecouldonlycontinuetogovernhishouseholdbythe sufferanceofhisHeir。 TwoorthreeremarksshouldbemadebeforeIexplainhow theseinconvenienceswereremedied,andhowTestamentscametobe investedwiththecharacteristicsnowuniversallyassociatedwith them。TheTestamentwasnotnecessarilywritten:atfirst,it seemstohavebeeninvariablyoral,and,eveninlatertimes,the instrumentdeclaratoryofthebequestswasonlyincidentally connectedwiththeWillandformednoessentialpartofit。It boreinfactexactlythesamerelationtotheTestament,which thedeedleadingtheusesboretotheFinesandRecoveriesofold Englishlaw,orwhichthecharteroffeoffmentboretothe feoffmentitself。Previously,indeed,totheTwelveTables,no writingwouldhavebeenoftheslightestuse,fortheTestator hadnopowerofgivinglegacies,andtheonlypersonswhocould beadvantagedbyawillweretheHeirorCo-heirs。Butthe extremegeneralityoftheclauseintheTwelveTablessoon producedthedoctrinethattheHeirmusttaketheinheritance burdenedbyanydirectionswhichtheTestatormightgivehim,or inotherwords,takeitsubjecttolegacies。Writtentestamentary instrumentsassumedthereuponanewvalue,asasecurityagainst thefraudulentrefusaloftheheirtosatisfythelegatees;but tothelastitwasattheTestator’spleasuretorelyexclusively onthetestimonyofthewitnesses,andtodeclarebywordof mouththelegacieswhichthefamiliaeemptorwascommissionedto pay。 ThetermsoftheexpressionEmptorfamiliaedemandnotice。 \"Emptor\"indicatesthattheWillwasliterallyasale,andthe word\"familiae,\"whencomparedwiththephraseologyinthe TestamentaryclauseintheTwelveTables,leadsustosome instructiveconclusions。\"Familia,\"inclassicalLatinity,means alwaysaman’sslaves。Here,however,andgenerallyinthe languageofancientRomanlawitincludesallpersonsunderhis Potestas,andtheTestator’smaterialpropertyorsubstanceis understoodtopassasanadjunctorappendageofhishousehold。 TurningtothelawoftheTwelveTables,itwillbeseenthatit speaksoftutelareisuae,\"theguardianshipofhissubstance,\"a formofexpressionwhichistheexactreverseofthephasejust examined。Theredoesnotthereforeappeartobeanymodeof escapingfromtheconclusion,that,evenataneraso comparativelyrecentasthatoftheDecemviralcompromise,terms denoting\"household\"and\"property\"wereblendedinthecurrent phraseology。Ifaman’shouseholdhadbeenspokenofashis propertywemighthaveexplainedtheexpressionaspointingto theextentofthePatriaPotestas,but,astheinterchangeis reciprocal,wemustallowthattheformofspeechcariesusback tothatprimevalperiodinwhichpropertyisownedbythefamily, andthefamilyisgovernedbythecitizen,sothatthememberof thecommunitydonotowntheirpropertyandtheirfamily,but ratherowntheirpropertythroughtheirfamily。 Atanepochnoteasytosettlewithprecision,theRoman PraetorsfellintothehabitofactinguponTestamentssolemnised incloserconformitywiththespiritthantheletterofthelaw。 Casualdispensationsbecameinsensiblytheestablishedpractice, tillatlengthawhollynewformofWillwasmaturedand regularlyengraftedontheEdictalJurisprudence。Thenewor PraetorianTestamentderivedthewholeofitsimpregnabilityfrom theJusHonorariumorEquityofRome。ThePraetorofsome particularyearmusthaveinsertedaclauseinhisinaugural Proclamationdeclaratoryofhisintentiontosustainall Testamentswhichshouldhavebeenexecutedwithsuchandsuch solemnities;and,thereformhavingbeenfoundadvantageous,the articlerelatingtoitmusthavebeenagainintroducedbythe Praetor’ssuccessor,andrepeatedbythenextinoffice,tillat lengthitformedarecognisedportionofthatbodyof jurisprudencewhichfromthesesuccessiveincorporationswas styledthePerpetualorContinuousEdict。Onexaminingthe conditionsofavalidPraetorianWilltheywillbeplainlyseen tohavebeendeterminedbytherequirementsoftheMancipatory Testament,theinnovatingPraetorhavingobviouslyprescribedto himselftheretentionoftheoldformalitiesjustsofarasthey werewarrantsofgenuinenessorsecuritiesagainstfraud。Atthe executionoftheMancipatoryTestamentsevenpersonshadbeen presentbesidestheTestator。Sevenwitnesseswereaccordingly essentialtothePraetorianWill:twoofthemcorrespondingto thelibripensandfamiliaeemptor,whowerenowstrippedoftheir symbolicalcharacter,andweremerelypresentforthepurposeof supplyingtheirtestimony。Noemblematicceremonywasgone through;theWillwasmerelyrecited;butthenitisprobable (thoughnotabsolutelycertain)thatawritteninstrumentwas necessarytoperpetuatetheevidenceoftheTestator’s dispositions。Atallevents,wheneverawritingwasreador exhibitedasaperson’slastWill,weknowcertainlythatthe PraetorianCourtwouldnotSustainitbyspecialintervention, unlesseachofthesevenwitnesseshadseverallyaffixedhisseal totheoutside。Thisisthefirstappearanceofsealinginthe historyofjurisprudence,consideredasamodeofauthentication。 ItistobeobservedthatthesealsofRomanWills,andother documentsofimportance,didnotsimplyserveastheindexofthe presenceorassentofthesignatory,butwereliterally fasteningswhichhadtobebrokenbeforethewritingcouldbe inspected。 TheEdictalLawwouldthereforeenforcethedispositionsofa Testator,when,insteadofbeingsymbolisedthroughtheformsof mancipation,theyweresimplyevidencedbythesealsofseven witnesses。Butitmaybelaiddownasageneralproposition,that theprincipalqualitiesofRomanpropertywereincommunicable exceptthroughprocesseswhichweresupposedtobecoevalwith theoriginoftheCivilLaw。ThePraetorthereforecouldnot conferanInheritanceonanybody。HecouldnotplacetheHeiror Co-heirsinthatveryrelationinwhichtheTestatorhadhimself stoodtohisownrightsandobligations。Allhecoulddowasto conferonthepersondesignatedasHeirthepracticalenjoyment ofthepropertybequeathed,andtogivetheforceoflegal acquittancestohispaymentsoftheTestator’sdebts。Whenhe exertedhispowerstotheseends,thePraetorwastechnically saidtocommunicatetheBonorumPossessio。TheHeirspecially inductedunderthesecircumstances,orBonorumPossessorhad everyproprietaryprivilegeoftheHeirbytheCivilLaw。Hetook theprofitsandhecouldalienate,butthen,forallhisremedies forredressagainstwrong,hemustgo,asweshouldphraseit, nottotheCommonLaw,buttotheEquitysideofthePraetorian Court。Nogreatchanceoferrorwouldbeincurredbydescribing himashavinganequitableestateintheinheritance;butthen, tosecureourselvesagainstbeingdeludedbytheanalogy,wemust alwaysrecollectthatinoneyeartheBonorumPossessiowas operateduponaprincipleofRomanLawknownasUsucapion,and thePossessorbecameQuiritarianownerofalltheproperty comprisedintheinheritance。 WeknowtoolittleoftheolderlawofCivilProcesstobe abletostrikethebalanceofadvantageanddisadvantagebetween thedifferentclassesofremediessuppliedbythePraetorian Tribunal。Itiscertain,however,that,inspiteofitsmany defects,theMancipatoryTestamentbywhichtheuniversitasjuris devolvedatonceandunimpairedwasneverentirelysupersededby thenewWill;andataperiodlessbigotedtoantiquarianforms, andperhapsnotquitealivetotheirsignificance,allthe ingenuityoftheJurisconsultsseemstohavebeenexpendedonthe improvementofthemorevenerableinstrument。Attheeraof Gaius,whichisthatoftheAntonineCaesars,thegreatblemishes oftheMancipatoryWillhadbeenremoved。Originally,aswehave seen,theessentialcharacteroftheformalitieshadrequired thattheHeirhimselfshouldbethepurchaseroftheFamily,and theconsequencewasthathenotonlyinstantlyacquiredavested interestintheTestator’sProperty,butwasformallymadeaware ofhisrights。ButtheageofGaiuspermittedsomeunconcerned persontoofficiateasPurchaseroftheFamily。Theheir, therefore,wasnotnecessarilyinformedofthesuccessionto whichhewasdestined;andWillsthenceforwardacquiredthe propertyofsecrecy。Thesubstitutionofastrangerforthe actualHeirinthefunctionsof\"FamiliaeEmptor\"hadother ulteriorconsequences。Assoonasitwaslegalised,aRoman Testamentcametoconsistoftwopartsorstages——aconveyance, whichwasapureform,andaNuncupatio,orPublication。Inthis latterpassageoftheproceeding,theTestatoreitherorally declaredtotheassistantsthewisheswhichweretobeexecuted afterhisdeath,orproducedawrittendocumentinwhichhis wisheswereembodied。Itwasnotprobablytillattentionhadbeen quitedrawnofffromtheimaginaryConveyance,andconcentrated ontheNuncupationastheessentialpartofthetransaction,that Willswereallowedtobecomerevocable。 IhavethuscarriedthepedigreeofWillssomewaydownin legalhistory。TherootofitistheoldTestament\"withthe copperandthescales,\"foundedonaMancipationorConveyance。 ThisancientWillhas,however,manifolddefects,whichare remedied,thoughonlyindirectly,bythePraetorianlawMeantime theingenuityoftheJurisconsultseffects,intheCommon-Law WillorMancipatoryTestament,theveryimprovementswhichthe PraetormayhaveconcurrentlycarriedoutinEquity。Theselast ameliorationsdepend,however,onmerelegaldexterity,andwe seeaccordinglythattheTestamentaryLawofthedayofGaiusor Ulpianisonlytransitional。Whatchangesnextensuedweknow not;butatlength,justbeforethereconstructionofthe jurisprudencebyJustinian,wefindthesubjectsoftheEater RomanEmpireemployingaformofWillofwhichthepedigreeis traceabletothePraetorianTestamentononeside,andtothe Testament\"withthecopperandthescales\"ontheother。Likethe TestamentofthePraetor,itrequirednoMancipation,andwas invalidunlesssealedbysevenwitnesses。LiketheMancipatory Will,itpassedtheInheritanceandnotmerelyaBonorum Possessio。Several,however,ofitsmostimportantfeatureswere annexedbypositiveenactments,anditisoutofregardtothis threefoldderivationfromthePraetorianEdict,fromtheCivil Law,andfromtheImperialConstitutions,thatJustinianspeaks oftheLawofWillsinhisowndayasJusTripertitum。Thenew TestamentthusdescribedistheonegenerallyknownastheRoman Will。ButitwastheWilloftheEasternEmpireonlyandthe researchesofSavignyhaveshownthatinWesternEuropetheold MancipatoryTestament,withallitsapparatusofconveyance, copper,andscales,continuedtobetheforminusefardownin theMiddleAges。 AncientLaw byHenryMaineChapter7AncientandModernIdeasRespectingWillsandSuccessions AlthoughthereismuchinthemodernEuropeanLawofWills whichisintimatelyconnectedwiththeoldestrulesof Testamentarydispositionpractisedamongmen,thereare neverthelesssomeimportantdifferencesbetweenancientand modernideasonthesubjectofWillsandSuccessions。Someofthe pointsofdifferenceIshallendeavourtoillustrateinthis chapter。 Ataperiod,removedseveralcenturiesfromtheeraofthe TwelveTables,wefindavarietyofrulesengraftedontheRoman CivilLawwiththeviewoflimitingthedisinherisonofchildren; wehavethejurisdictionofthePraetorveryactivelyexertedin thesameinterest;andwearealsopresentedwithanewremedy veryanomalousincharacterandofuncertainorigin,calledthe QuerelaInofficiosiTestamenti,\"thePlaintofanUnduteous Will,\"directedtothereinstatementoftheissueininheritances fromwhichtheyhadbeenunjustifiablyexcludedbyafather’s Testament。Comparingthisconditionofthelawwiththetextof theTwelveTableswhichconcedesintermstheutmostlibertyof Testation,severalwritershavebeentemptedtointerweaveagood dealofdramaticincidentintotheirhistoryoftheLaw Testamentary。Theytellusoftheboundlesslicenseof disinherisoninwhichtheheadsoffamiliesinstantlybeganto indulge,ofthescandalandinjurytopublicmoralswhichthenew practicesengendered,andoftheapplauseofallgoodmenwhich hailedthecourageofthePraetorinarrestingtheprogressof paternaldepravity。Thisstory,whichisnotwithoutsome foundationfortheprincipalfactitrelates,isoftensotoldas todiscloseveryseriousmisconceptionsoftheprinciplesof legalhistory。TheLawoftheTwelveTablesistobeexplainedby thecharacteroftheageinwhichitwasenacted。Itdoesnot licenseatendencywhichalatererathoughtitselfboundto counteract,butitproceedsontheassumptionthatnosuch tendencyexists,or,perhapsweshouldsay,inignoranceofthe possibilityofitsexistence。ThereisnolikelihoodthatRoman citizensbeganimmediatelytoavailthemselvesfreelyofthe powertodisinherit。Itisagainstallreasonandsound appreciationofhistorytosupposethattheyokeoffamily bondage,stillpatientlysubmittedto,asweknow,whereits pressuregalledmostcruelly,wouldbecastoffinthevery particularinwhichitsincidenceinourowndayisnototherwise thanwelcome。TheLawoftheTwelveTablespermittedthe executionofTestamentsintheonlycaseinwhichitwasthought possiblethattheycouldbeexecuted,viz。onfailureofchildren andproximatekindred。Itdidnotforbidthedisinherisonof directdescendants,inasmuchasitdidnotlegislateagainsta contingencywhichnoRomanlawgiverofthateracouldhave contemplated。Nodoubt,astheofficesoffamilyaffection progressivelylosttheaspectofprimarypersonalduties,the disinherisonofchildrenwasoccasionallyattempted。Butthe interferenceofthePraetor,sofarfrombeingcalledforbythe universalityoftheabuse,wasdoubtlessfirstpromptedbythe factthatsuchinstancesofunnaturalcapricewerefewand exceptional,andatconflictwiththecurrentmorality。 TheindicationsfurnishedbythispartofRomanTestamentary Lawareofaverydifferentkind。ItisremarkablethataWill neverseemstohavebeenregardedbytheRomansasameansof disinheritingaFamily,orofeffectingtheunequaldistribution ofapatrimony。Therulesoflawpreventingitsbeingturnedto suchapurpose,increaseinnumberandstringencyasthe jurisprudenceunfoldsitself;andtheserulescorrespond doubtlesswiththeabidingsentimentofRomansociety,as distinguishedfromoccasionalvariationsoffeeLingin individuals。ItwouldratherseemasiftheTestamentaryPower werechieflyvaLuedfortheassistanceitgaveinmaking provisionforaFamily,andindividingtheinheritancemore evenlyandfairlythantheLawofIntestateSuccessionwouldhave dividedit。Ifthisbethetruereadingofthegeneralsentiment onthepoint,itexplainstosomeextentthesingularhorrorof IntestacywhichalwayscharacterisedtheRoman。Noevilseemsto havebeenconsideredaheaviervisitationthantheforfeitureof Testamentaryprivileges;nocurseappearstohavebeenbitterer thanthatwhichimprecatedonanenemythathemightdiewithout aWill。Thefeelinghasnocounterpart,ornonethatiseasily recognisable,intheformsofopinionwhichexistatthepresent day。Allmenatalltimeswilldoubtlesspreferchalkingoutthe destinationoftheirsubstancetohavingthatofficeperformed forthembythelaw;buttheRomanpassionforTestacyis distinguishedfromthemeredesiretoindulgecapricebyits intensity;andithasofcoursenothingwhateverincommonwith thatprideoffamily,exclusivelythecreationoffeudalism, whichaccumulatesonedescriptionofpropertyinthehandsofa singlerepresentative。Itisprobable,apriori,thatitwas somethingintherulesofIntestateSuccessionwhichcausedthis vehementpreferenceforthedistributionofpropertyundera Testamentoveritsdistributionbylaw。Thedifficulty,however, is,thatonglancingattheRomanLawofIntestateSuccession,in theformwhichitworeformanycenturiesbeforeJustinianshaped itintothatschemeofinheritancewhichhasbeenalmost universallyadoptedbymodernlawgivers,itbynomeansstrikes oneasremarkablyunreasonableorinequitable。Onthecontrary, thedistributionitprescribesissofairandrational,and differssoLittlefromthatwithwhichmodernsocietyhasbeen generallycontented,thatnoreasonsuggestsitselfwhyitshould havebeenregardedwithextraordinarydistaste,especiallyunder ajurisprudencewhichpareddowntoanarrowcompassthe testamentaryprivilegesofpersonswhohadchildrentoprovide for。Weshouldratherhaveexpectedthat,asinFranceatthis moment,theheadsoffamilieswouldgenerallysavethemselvesthe troubLeofexecutingaWill,andallowtheLawtodoasit pleasedwiththeirassets。Ithink,however,ifwelookalittle closelyatthepre-JustinianeanscaleofIntestateSuccession,we shalldiscoverthekeytothemystery。Thetextureofthelaw consistsoftwodistinctparts。Onedepartmentofrulescomes fromtheJusCivile,theCommon-LawofRome;theotherfromthe EdictofthePraetor。TheCivilLaw,asIhavealreadystatedfor anotherpurpose,calLstotheinheritanceonlythreeordersof successorsintheirturn;theUnemancipatedchildren,thenearest classofAgnatickindred,andtheGentiles。Betweenthesethree orders,thePraetorinterpolatesvariousclassesofrelatives,of whomtheCivilLawtooknonoticewhatever。Ultimately,the combinationoftheEdictandoftheCivilLawformsatableof successionnotmateriallydifferentfromthatwhichhasdescended tothegeneralityofmoderncodes。 Thepointforrecollectionisthattheremustancientlyhave beenatimeatwhichtherulesoftheCivilLawdeterminedthe schemeofIntestateSuccessionexclusively,andatwhichthe arrangementsoftheEdictwerenon-existent,ornotconsistently carriedout。Wecannotdoubtthat,initsinfancy,thePraetorian jurisprudencehadtocontendwithformidableobstructions,andit ismorethanprobablethat,longafterpopularsentimentand legalopinionhadacquiescedinit,themodificationswhichit periodicallyintroducedweregovernedbynocertainprinciples, andfluctuatedwiththevaryingbiasofsuccessivemagistrates。 TherulesofIntestateSuccession,whichtheRomansmustatthis periodhavepractised,account,Ithink——andmorethanaccount—— forthatvehementdistasteforanIntestacytowhichRoman societyduringsomanyagesremainedconstant。Theorderof successionwasthis:onthedeathofacitizen,havingnowill ornovalidwill,hisUnemancipatedchildrenbecamehisHeirs。 Hisemancipatedsonshadnoshareintheinheritance。Ifheleft nodirectdescendantslivingathisdeath,thenearestgradeof theAgnatickindredsucceeded,butnopartoftheinheritancewas giventoanyrelativeunited(howeverclosely)withthedeadman throughfemaledescents。Alltheotherbranchesofthefamily wereexcluded,andtheinheritanceescheatedtotheGentiles,or entirebodyofRomancitizensbearingthesamenamewiththe deceased。SothatonfailingtoexecuteanoperativeTestament,a Romanoftheeraunderexaminationlefthisemancipatedchildren absolutelywithoutprovision,while,ontheassumptionthathe diedchildless,therewasimminentriskthathispossessions wouldescapefromthefamilyaltogether,anddevolveonanumber ofpersonswithwhomhewasmerelyconnectedbythesacerdotal fictionthatassumedallmembersofthesamegenstobedescended fromacommonancestor。Theprospectofsuchanissueisin itselfanearlysufficientexplanationofthepopularsentiment; but,inpointoffact,weshallonlyhalfunderstandit,ifwe forgetthatthestateofthingsIhavebeendescribingislikely tohaveexistedattheverymomentwhenRomansocietywasinthe firststageofitstransitionfromitsprimitiveorganisationin detachedfamilies。Theempireofthefatherhadindeedreceived oneoftheearliestblowsdirectedatitthroughtherecognition ofEmancipationasalegitimateusage,butthelaw,still consideringthePatriaPotestastobetherootoffamily connection,perseveredinlookingontheemancipatedchildrenas strangerstotherightsofKinshipandaliensfromtheblood。We cannot,however,foramomentsupposethatthelimitationsofthe familyimposedbylegalpedantryhadtheircounterpartinthe naturalaffectionofparents。Familyattachmentsmuststillhave retainedthatnearlyinconceivablesanctityandintensitywhich belongedtothemunderthePatriarchalsystem;and,solittleare theylikelytohavebeenextinguishedbytheactofemancipation, thattheprobabilitiesarealtogethertheotherway。Itmaybe unhesitatinglytakenforgrantedthatenfranchisementfromthe father’spowerwasademonstration,ratherthanaseverance,of affection——amarkofgraceandfavouraccordedtothe best-belovedandmostesteemedofthechildren。Ifsonsthus honouredabovetherestwereabsolutelydeprivedoftheir heritagebyanIntestacy,thereluctancetoincuritrequiresno fartherexplanation。Wemighthaveassumedapriorithatthe passionforTestacywasgeneratedbysomemoralinjustice entailedbytherulesofIntestatesuccession;andherewefind thematvariancewiththeveryinstinctbywhichearlysociety wascementedtogether。Itispossibletoputallthathasbeen urgedinaverysuccinctform。Everydominantsentimentofthe primitiveRomanswasentwinedwiththerelationsofthefamily。 ButwhatwastheFamily?TheLawdefineditoneway——natural affectionanother。Intheconflictbetweenthetwo,thefeelingwe wouldanalysegrewup,takingtheformofanenthusiasmforthe institutionbywhichthedictatesofaffectionwerepermittedto determinethefortunesofitsobjects。 Iregard,therefore,theRomanhorrorofIntestacyasa monumentofaveryearlyconflictbetweenancientlawandslowly changingancientsentimentonthesubjectoftheFamily。Some passagesintheRomanStatute-Law,andonestatuteinparticular whichlimitedthecapacityforinheritancepossessedbywomen, musthavecontributedtokeepalivethefeeling;anditisthe generalbeliefthatthesystemofcreatingFidei-Commissa,or bequestsintrust,wasdevisedtoevadethedisabilitiesimposed bythosestatutes。Butthefeelingitself,initsremarkable intensity,seemstopointbacktosomedeeperantagonismbetween lawandopinion;norisitatallwonderfulthattheimprovements ofjurisprudencebythePraetorshouldnothaveextinguishedit。 Everybodyconversantwiththephilosophyofopinionisawarethat asentimentbynomeansdiesout,ofnecessity,withthepassing awayofthecircumstanceswhichproducedit。Itmaylongsurvive them;nay,itmayafterwardsattaintoapitchandclimaxof intensitywhichitneverattainedduringtheiractual continuance。 TheviewofaWillwhichregardsitasconferringthepower ofdivertingpropertyfromtheFamily,orofdistributingitin suchunevenproportionsasthefancyorgoodsenseofthe Testatormaydictate,isnotolderthanthatlaterportionofthe MiddleAgesinwhichFeudalismhadcompletelyconsolidated itself。Whenmodernjurisprudencefirstshowsitselfinthe rough,Willsarerarelyallowedtodisposewithabsolutefreedom ofadeadman’sassets。Whereveratthisperiodthedescentof propertywasregulatedbyWill——andoverthegreaterpartof Europemoveableorpersonalpropertywasthesubjectof Testamentarydisposition——theexerciseoftheTestamentary powerwasseldomallowedtointerferewiththerightofthewidow toadefiniteshare,andofthechildrentocertainfixed proportions,ofthedevolvinginheritance。Thesharesofthe children,astheiramountshows,weredeterminedbytheauthority ofRomanlaw。Theprovisionforthewidowwasattributabletothe exertionsoftheChurch,whichneverrelaxeditssolicitudefor theinterestofwivessurvivingtheirhusbands——winning, perhaps,oneofthemostarduousofitstriumphswhen,after exactingfortwoorthreecenturiesanexpresspromisefromthe husbandatmarriagetoendowhiswife,itatlengthsucceededin engraftingtheprincipleofDowerontheCustomaryLawofall WesternEurope。Curiouslyenough,thedoweroflandsproveda morestableinstitutionthantheanalogousandmoreancient reservationofcertainsharesofthepersonalpropertytothe widowandchildren。AfewlocalcustomsinFrancemaintainedthe rightdowntotheRevolution,andtherearetracesofsimilar usagesinEngland;butonthewholethedoctrineprevailedthat moveablesmightbefreelydisposedofbyWill,and,evenwhenthe claimsofthewidowcontinuedtoberespected,theprivilegesof thechildrenwereobliteratedfromjurisprudence。Weneednot hesitatetoattributethechangetotheinfluenceof Primogeniture。AstheFeudallawoflandpracticallydisinherited allthechildreninfavourofone,theequaldistributionevenof thosesortsofpropertywhichmighthavebeenequallydivided ceasedtobeviewedasaduty。Testamentsweretheprincipal instrumentsemployedinproducinginequality,andinthis conditionofthingsoriginatedtheshadeofdifferencewhich showsitselfbetweentheancientandthemodernconceptionofa Will。But,thoughthelibertyofbequest,enjoyedthrough Testaments,wasthusanaccidentalfruitofFeudalism,thereis nobroaderdistinctionthanthatwhichexistsbetweenasystemof freeTestamentarydispositionandasystem,likethatofthe Feudalland-law,underwhichpropertydescendscompulsorilyin prescribedlinesofdevolution。Thistruthappearstohavebeen lostsightofbytheauthorsoftheFrenchCodes。Inthesocial fabricwhichtheydeterminedtodestroy,theysawPrimogeniture restingchieflyonFamilysettlements,buttheyalsoperceived thatTestamentswerefrequentlyemployedtogivetheeldestson preciselythesamepreferencewhichwasreservedtohimunderthe strictestofentails。Inorder,therefore,tomakesureoftheir work,theynotonlyrendereditimpossibletoprefertheeldest sontotherestinmarriage-arrangements,buttheyalmost expelledTestamentarysuccessionfromthelaw,lestitshouldbe usedtodefeattheirfundamentalprincipleofanequal distributionofpropertyamongchildrenattheparent’sdeath。 Theresultisthattheyhaveestablishedasystemofsmall perpetualentails,whichisinfinitelynearerakintothesystem offeudalEuropethanwouldbeaperfectlibertyofbequest。The land-lawofEngland,\"theHerculaneumofFeudalism,\"iscertainly muchmorecloselyalliedtotheland-lawoftheMiddleAgesthan thatofanyContinentalcountry,andWillswithusarefrequently usedtoaidorimitatethatpreferenceoftheeldestsonandhis linewhichisanearlyuniversalfeatureinmarriagesettlements ofrealproperty。Butneverthelessfeelingandopinioninthis countryhavebeenprofoundlyaffectedbythepracticeoffree Testamentarydisposition;anditappearstomethatthestateof sentimentinagreatpartofFrenchsociety,onthesubjectof theconservationofpropertyinfamilies,ismuchlikerthat whichprevailedthroughEuropetwoorthreecenturiesagothan arethecurrentopinionsofEnglishmen。 ThementionofPrimogenitureintroducesoneofthemost difficultproblemsofhistoricaljurisprudence。ThoughIhavenot pausedtoexplainmyexpressions,itmayhavebeennoticedthatI havefrequentlyspokenofanumberof\"coheirs\"asplacedbythe RomanLawofSuccessiononthesamefootingwithasingleHeir。 Inpointoffact,weknowofnoperiodofRomanjurisprudenceat whichtheplaceoftheHeir,orUniversalSuccessor,mightnot havebeentakenbyagroupofco-heirs。Thisgroupsucceededasa singleunit,andtheassetswereafterwardsdividedamongthemin aseparatelegalproceeding。WhentheSuccessionwasab intestato,andthegroupconsistedofthechildrenofthe deceased,theyeachtookanequalshareoftheproperty;nor, thoughmaleshadatonetimesomeadvantagesoverfemales,is therethefaintesttraceofPrimogeniture。Themodeof distributionisthesamethroughoutarchaicjurisprudence。It certainlyseemsthat,whencivilsocietybeginsandfamilies ceasetoholdtogetherthroughaseriesofgenerations,theidea whichspontaneouslysuggestsitselfistodividethedomain equallyamongthemembersofeachsuccessivegeneration,andto reservenoprivilegetotheeldestsonorstock。Somepeculiarly significanthintsastothecloserelationofthisphenomenonto primitivethoughtarefurnishedbysystemsyetmorearchaicthan theRoman。AmongtheHindoos,theinstantasonisborn,he acquiresavestedrightinhisfather’sproperty,whichcannotbe soldwithoutrecognitionofhisjointownership。Ontheson’s attainingfullage,hecansometimescompelapartitionofthe estateevenagainsttheconsentoftheparent;and,shouldthe parentacquiesce,onesoncanalwayshaveapartitioneven againstthewilloftheothers。Onsuchpartitiontakingplace, thefatherhasnoadvantageoverhischildren,exceptthathehas twoofthesharesinsteadofone。TheancientlawoftheGerman tribeswasexceedinglysimilar。Theallodordomainofthefamily wasthejoint-propertyofthefatherandhissons。Itdoesnot, however,appeartohavebeenhabituallydividedevenatthedeath oftheparent,andinthesameWaythepossessionsofaHindoo, howeverdivisibletheoretically,aresorarelydistributedin fact,thatmanygenerationsconstantlysucceedeachotherwithout apartitiontakingplace,andthustheFamilyinIndiahasa perpetualtendencytoexpandintotheVillageCommunity,under conditionswhichIshallhereafterattempttoelucidate。Allthis pointsveryclearlytotheabsolutelyequaldivisionofassets amongthemalechildrenatdeathasthepracticemostusualwith societyattheperiodwhenfamily-dependencyisinthefirst stagesofdisintegration。Herethenemergesthehistorical difficultyofPrimogeniture。Themoreclearlyweperceivethat, whentheFeudalinstitutionswereinprocessofformation,there wasnosourceintheworldwhencetheycouldderivetheir elementsbuttheRomanlawoftheprovincialsontheonehandand thearchaiccustomsofthebarbariansontheother,themoreare weperplexedatfirstsightbyourknowledgethatneitherRoman norbarbarianwasaccustomedtogiveanypreferencetotheeldest sonorhislineinthesuccessiontoproperty。 PrimogenituredidnotbelongtotheCustomswhichthe barbarianspractisedontheirfirstestablishmentwithinthe RomanEmpire。Itisknowntohavehaditsorigininthebenefices orbeneficiarygiftsoftheinvadingchieftains。Thesebenefices, whichwereoccasionallyconferredbytheearlierimmigrantkings, butweredistributedonagreatscalebyCharlemagne,weregrants ofRomanprovinciallandtobeholdenbythebeneficiaryon conditionofmilitaryservice。Theallodialproprietorsdonot seemtohavefollowedtheirsovereignondistantordifficult enterprises,andallthegranderexpeditionsoftheFrankish chiefsandofCharlemagnewereaccomplishedwithforcescomposed ofsoldierseitherpersonallydependentontheroyalhouseor compelledtoserveitbythetenureoftheirland。Thebenefices, howeverwerenotatfirstinanysensehereditary。Theywere held,atthepleasureofthegrantor,oratmostforthelifeof thegrantee;butstill,fromtheveryoutset,noeffortseemsto havebeensparedbythebeneficiariestoenlargethetenure,and tocontinuetheirlandsintheirfamilyafterdeath。Throughthe feeblenessofCharlemagne’ssuccessorstheseattemptswere universallysuccessful,andtheBeneficegraduallytransformed itselfintothehereditaryFief。But,thoughthefiefswere hereditary,theydidnotnecessarilydescendtotheeldestson。 Therulesofsuccessionwhichtheyfollowedwereentirely determinedbythetermsagreeduponbetweenthegrantorandthe beneficiary,orimposedbyoneofthemontheweaknessofthe other。Theoriginaltenureswerethereforeextremelyvarious;not indeedsocapriciouslyvariouSasissometimesasserted,forall whichhavehithertobeendescribedpresentsomecombinationof themodesofsuccessionfamiliartoRomansandtobarbarians,but stillexceedinglymiscellaneous。Insomeofthem,theeldestson andhisstockundoubtedlysucceededtothefiefbeforethe others,butsuchsuccessions,sofarfrombeinguniversal,donot evenappeartohavebeengeneral。Preciselythesamephenomena recurduringthatmorerecenttransmutationofEuropeansociety whichentirelysubstitutedthefeudalformofpropertyforthe domainial(orRoman)andtheallodial(orGerman)。Theallods werewhollyabsorbedbythefiefs。Thegreaterallodial proprietorstransformedthemselvesintofeudallordsby conditionalalienationsofportionsoftheirlandtodependants; thesmallersoughtanescapefromtheoppressionsofthat terribletimebysurrenderingtheirpropertytosomepowerful chieftain,andreceivingitbackathishandsonconditionof serviceinhiswars。Meantime,thatvastmassofthepopulation ofWesternEuropewhoseconditionwasservileorsemi-servile—— theRomanandGermanpersonalslaves,theRomancoloniandthe Germanlidi——wereconcurrentlyabsorbedbythefeudal organisation,afewofthemassumingamenialrelationtothe lords,butthegreaterpartreceivinglandontermswhichin thosecenturieswereconsidereddegrading。Thetenurescreated duringthiseraofuniversalinfeudationwereasvariousasthe conditionswhichthetenantsmadewiththeirnewchiefsorwere forcedtoacceptfromthem。Asinthecaseofthebenefices,the successiontosome,butbynomeanstoall,oftheestates followedtheruleofPrimogeniture。Nosooner,however,hasthe feudalsystemprevailedthroughouttheWest,thanitbecomes evidentthatPrimogeniturehassomegreatadvantageoverevery othermodeofsuccession。ItspreadoverEuropewithremarkable rapidity,theprincipalinstrumentofdiffusionbeingFamily Settlements,thePactesdeFamilleofFranceandHaus-Gesetzeof Germany,whichuniversallystipulatedthatlandsheldbyknightly serviceshoulddescendtotheeldestson。Ultimatelythelaw resigneditselftofollowinveteratepractice,andwefindthat inallthebodiesofCustomaryLaw,whichweregraduallybuilt up,theeldestsonandstockarepreferredinthesuccessionto estatesofwhichthetenureisfreeandmilitary。Astolands heldbyserviletenures(andoriginallyalltenureswereservile whichboundthetenanttopaymoneyorbestowmanuallabour),the systemofsuccessionprescribedbycustomdifferedgreatlyin differentcountriesanddifferentprovinces。Themoregeneral rulewasthatsuchlandsweredividedequallyatdeathamongall thechildren,butstillinsomeinstancestheeldestsonwas preferred,insometheyoungest。ButPrimogenitureusually governedtheinheritanceofthatclassofestates,insome respectsthemostimportantofall,whichwereheldbytenures that,liketheEnglishSocage,wereoflateroriginthanthe rest,andwereneitheraltogetherfreenoraltogetherservile。 ThediffusionofPrimogenitureisusuallyaccountedforby assigningwhatarecalledFeudalreasonsforit。Itisasserted thatthefeudalsuperiorhadabettersecurityforthemilitary serviceherequiredwhenthefiefdescendedtoasingleperson, insteadofbeingdistributedamonganumberonthedeceaseofthe lastholder。Withoutdenyingthatthisconsiderationmay partiallyexplainthefavourgraduallyacquiredbyPrimogeniture, ImustpointoutthatPrimogeniturebecameacustomofEurope muchmorethroughitspopularitywiththetenantsthanthrough anyadvantageitconferredonthelords。Foritsorigin, moreover,thereasongivendoesnotaccountatall。Nothingin lawspringsentirelyfromasenseofconvenience。Thereare alwayscertainideasexistingantecedentlyonwhichthesenseof convenienceworks,andofwhichitcandonomorethanformsome newcombination;andtofindtheseideasinthepresentcaseis exactlytheproblem。 Avaluablehintisfurnishedtousfromaquarterfruitfulof suchindications。AlthoughinIndiathepossessionsofaparent aredivisibleathisdeath,andmaybedivisibleduringhislife, amongallhismalechildreninequalshares,andthoughthis principleoftheequaldistributionofpropertyextendstoevery partoftheHindooinstitutions,yetwhereverpublicofficeor politicalpowerdevolvesatthedeceaseofthelastIncumbent, thesuccessionisnearlyuniversallyaccordingtotherulesof Primogeniture。Sovereigntiesdescendthereforetotheeldestson, andwheretheaffairsoftheVillageCommunity,thecorporate unitofHindoosociety,areconfidedtoasinglemanager,itis generallytheeldestsonwhotakesuptheadministrationathis parent’sdeath。Alloffices,indeed,inIndia,tendtobecome hereditary,and,whentheirnaturepermitsit,tovestinthe eldestmemberoftheoldeststock。ComparingtheseIndian successionswithsomeoftherudersocialorganisationswhich havesurvivedinEuropealmosttoourownday,theconclusion suggestsitselfthat,whenPatriarchalpowerisnotonlydomestic butpolitical,itisnotdistributedamongalltheissueatthe parent’sdeath,butisthebirthrightoftheeldestson。The chieftainshipofaHighlandclan,forexample,followedtheorder ofPrimogeniture。Thereseems,intruth,tobeaformof family-dependencystillmorearchaicthananyofthosewhichwe knowfromtheprimitiverecordsoforganisedcivilsocieties。The AgnaticUnionofthekindredinancientRomanlaw,anda multitudeofsimilarindications,pointtoaperiodatwhichall theramifyingbranchesofthefamilytreeheldtogetherinone organicwhole;anditisnopresumptuousconjecture,that,when thecorporationthusformedbythekindredwasinitselfan independentsocietyitwasgovernedbytheeldestmaleofthe oldestline。Itistruethatwehavenoactualknowledgeofany suchsociety。Eveninthemostelementarycommunities, family-organisations,asweknowthem,areatmostimperiain imperio。Butthepositionofsomeofthem,oftheCelticclansin particular,wassufficientlynearindependencewithinhistorical timestoforceonustheconvictionthattheywereonceseparate imperia,andthatPrimogenitureregulatedthesuccessiontothe chieftainship。Itis,however,necessarytobeonourguard againstmodernassociationswiththetermoflaw。Wearespeaking ofafamily-connectionstillcloserandmorestringentthanany withwhichwearemadeacquaintedbyHindoosocietyorancient Romanlaw。IftheRomanPaterfamiliaswasvisiblystewardofthe familypossessions,iftheHindoofatherisonlyjoint-sharer withhissons,stillmoreemphaticallymustthetruepatriarchal chieftainbemerelytheadministratorofacommonfund。 TheexamplesofsuccessionbyPrimogeniturewhichwerefound amongtheBeneficesmay,therefore,havebeenimitatedfroma systemoffamily-governmentknowntotheinvadingraces,though notingeneraluse。Somerudertribesmayhavestillpractised it,or,whatisstillmoreprobable,societymayhavebeenso slightlyremovedfromitsmorearchaicconditionthattheminds ofsomemenspontaneouslyrecurredtoit,whentheywerecalled upontosettletherulesofinheritanceforanewformof property,Butthereisstillthequestion,WhydidPrimogeniture graduallysupersedeeveryotherprincipleofsuccession?The answer,Ithink,is,thatEuropeansocietydecidedlyretrograded duringthedissolutionoftheCarlovingianempire。Itsanka pointortwobackevenfromthemiserablylowdegreewhichithad markedduringtheearlybarbarianmonarchies。Thegreat characteristicoftheperiodwasthefeebleness,orratherthe abeyance,ofkinglyandthereforeofcivilauthority,。andhence itseemsasif,civilsocietynolongercohering,menuniversally flungthemselvesbackonasocialorganisationolderthanthe beginningsofcivilcommunities。Thelordwithhisvassals, duringtheninthandtenthcenturies,maybeconsideredasa patriarchalhousehold,recruited,notasintheprimitivetimes byAdoption,butbyInfeudation;andtosuchaconfederacy, successionbyPrimogeniturewasasourceofstrengthand durability。Solongasthelandwaskepttogetheronwhichthe entireorganisationrested,itwaspowerfulfordefenceand attack;todividethelandwastodividethelittlesociety,and voluntarilytoinviteaggressioninaneraofuniversalviolence。 Wemaybeperfectlycertainthatintothispreferencefor Primogeniturethereenterednoideaofdisinheritingthebulkof thechildreninfavourofone。Everybodywouldhavesufferedby thedivisionofthefief。Everybodywasagainerbyits consolidation。TheFamilygrewstrongerbytheconcentrationof powerinthesamehands;norisitlikelythatthelordwhowas investedwiththeinheritancehadanyadvantageoverhisbrethren andkinsfolkinoccupations,interests,orindulgences。Itwould beasingularanachronismtoestimatetheprivilegessucceededto bytheheirofafief,bythesituationinwhichtheeldestson isplacedunderanEnglishstrictsettlement。 IhavesaidthatIregardtheearlyfeudalconfederaciesas descendedfromanarchaicformoftheFamily,andaswearinga strongresemblancetoit。Butthenintheancientworld,andin thesocietieswhichhavenotpassedthroughthecrucibleof feudalism,thePrimogeniturewhichseemstohaveprevailednever transformeditselfintothePrimogenitureofthelaterfeudal Europe。Whenthegroupofkinsmenceasedtobegovernedthrougha seriesofgenerationsbyahereditarychief,thedomainwhichhad beenmanagedforallappearstohavebeenequallydividedamong all。Whydidthisnotoccurinthefeudalworld?Ifduringthe confusionsofthefirstfeudalperiodtheeldestsonheldthe landforthebehoofofthewholefamily,whywasitthatwhen feudalEuropehadconsolidateditself,andregularcommunities wereagainestablished,thewholefamilydidnotresumethat capacityforequalinheritancewhichhadbelongedtoRomanand Germanalike?Thekeywhichunlocksthisdifficultyhasrarely beenseizedbythewriterswhooccupythemselvesintracingthe genealogyofFeudalism。Theyperceivethematerialsofthefeudal institutions,buttheymissthecement。Theideasandsocial formswhichcontributedtotheformationofthesystemwere unquestionablybarbarianandarchaic,but,assoonasCourtsand lawyerswerecalledintointerpretanddefineit,theprinciples ofinterpretationwhichtheyappliedtoitwerethoseofthe latestRomanjurisprudence,andwerethereforeexcessively refinedandmatured。Inapatriarchallygovernedsociety,the eldestsonmaysucceedtothegovernmentoftheAgnaticgroup, andtotheabsolutedisposalofitsproperty。Butheisnot thereforeatrueproprietor。Hehascorrelativedutiesnot involvedintheconceptionofproprietorship,butquiteundefined andquiteincapableofdefinition。ThelaterRomanjurisprudence, however,likeourownlaw,lookeduponuncontrolledpowerover propertyasequivalenttoownership,anddidnot,and,infact, couldnot,takenoticeofliabilitiesofsuchakind,thatthe veryconceptionofthembelongedtoaperiodanteriortoregular law。Thecontactoftherefinedandthebarbarousnotionhad inevitablyforitseffecttheconversionoftheeldestsoninto legalproprietoroftheinheritance。Theclericalandsecular lawyerssodefinedhispositionfromthefirst;butitwasonly byinsensibledegreesthattheyoungerbrother,from participatingonequaltermsinallthedangersandenjoymentsof hiskinsman,sankintothepriest,thesoldieroffortune,orthe hanger-onofthemansion。Thelegalrevolutionwasidenticalwith thatwhichoccurredonasmallerscale,andinquiterecent times,throughthegreaterpartoftheHighlandsofScotland。 Whencalledintodeterminethelegalpowersofthechieftain overthedomainswhichgavesustenancetotheclan,Scottish jurisprudencehadlongsincepassedthepointatwhichitcould takenoticeofthevaguelimitationsoncompletenessofdominion imposedbytheclaimsoftheclansmen,anditwasinevitable thereforethatitshouldconvertthepatrimonyofmanyintothe estateofone。 ForthesakeofsimplicityIhavecalledthemodeof successionPrimogeniturewheneverasinglesonordescendant succeedstotheauthorityoverahouseholdorsociety。Itis remarkable,however,thatinthefewveryancientexampleswhich remaintousofthissortofsuccession,itisnotalwaysthe eldestson,inthesensefamiliartous,whotakesupthe representation,TheformofPrimogeniturewhichhasspreadover WesternEuropehasalsobeenperpetuatedamongtheHindoos,and thereiseveryreasontobelievethatitisthenormalform。 Underit,notonlytheeldestSon,buttheeldestlineisalways preferred。Iftheeldestsonfails,hiseldestsonhasprecedence notonlyoverbrothersbutoveruncles;and,ifhetoofails,the sameruleisfollowedinthenextgeneration。Butwhenthe successionisnotmerelytocivilbuttopoliticalpower,a difficultymaypresentitselfwhichwillappearofgreater magnitudeaccordingasthecohesionofsocietyislessperfect。 Thechieftainwholastexercisedauthoritymayhaveoutlivedhis eldestson,andthegrandsonwhoisprimarilyentitledtosucceed maybetooyoungandimmaturetoundertaketheactualguidanceof thecommunity,andtheadministrationofitsaffairs。Insuchan event,theexpedientwhichsuggestsitselftothemoresettled societiesistoplacetheinfantheirunderguardianshiptillhe reachestheageoffitnessforgovernment。Theguardianshipis generallythatofthemaleAgnates;butitisremarkablethatthe contingencysupposedisoneoftherarecasesinwhichancient societieshaveconsentedtotheexerciseofpowerbywomen, doubtlessoutofrespecttotheovershadowingclaimsofthe mother。InIndia,thewidowofaHindoosovereigngovernsinthe nameofherinfantson,andwecannotbutrememberthatthe customregulatingsuccessiontothethroneofFrance——which, whateverbeitsorigin,isdoubtlessofthehighestantiquity—— preferredthequeen-mothertoallotherclaimantsforthe Regency,atthesametimethatitrigorouslyexcludedallfemales fromthethrone。Thereis,however,anothermodeofobviatingthe inconvenienceattendingthedevolutionofsovereigntyonan infantheir,anditisonewhichwoulddoubtlessoccur spontaneouslytorudelyorganisedcommunities。Thisistoset asidetheinfantheiraltogether,andconferthechieftainshipon theeldestsurvivingmaleofthefirstgeneration。TheCeltic clan-associations,amongthemanyphenomenawhichtheyhave preservedofanageinwhichcivilandpoliticalsocietywerenot yetevenrudimentarilyseparated,havebroughtdownthisruleof successiontohistoricaltimes。Withthem,itseemstohave existedintheformofapositivecanon,that,failingtheeldest son,hisnextbrothersucceedsinprioritytoallgrandsons, whateverbetheirageatthemomentwhenthesovereignty devolves。Somewritershaveexplainedtheprinciplebyassuming thattheCelticcustomstookthelastchieftainasasortofroot orstock,andthengavethesuccessiontothedescendantwho shouldbeleastremotefromhim;theunclethusbeingpreferred tothegrandsonasbeingnearertothecommonroot。Noobjection canbetakentothisstatementifitbemerelyintendedasa descriptionofthesystemofsuccession;butitwouldbea seriouserrortoconceivethemenwhofirstadoptedtheruleas applyingacourseofreasoningwhichevidentlydatesfromthe timewhenfeudalschemesofsuccessionbeguntobedebatedamong lawyers。Thetrueoriginofthepreferenceoftheuncletothe grandsonisdoubtlessasimplecalculationonthepartofrude meninarudesocietythatitisbettertobegovernedbyagrown chieftainthanbyachild,andthattheyoungersonismore likelytohavecometomaturitythananyoftheeldestson’s descendants。Atthesametime,wehavesomeevidencethatthe formofPrimogeniturewithwhichwearebestacquaintedisthe primaryform,inthetraditionthattheassentoftheclanwas askedwhenaninfantheirwaspassedoverinfavourofhisuncle。 Thereisatolerablywellauthenticatedinstanceofthisceremony intheannalsoftheMacdonalds。 UnderMahometanlawwhichhasprobablypreservedanancient Arabiancustom,inheritancesofpropertyaredividedequally amongsons,thedaughtertakingahalfshare;butifanyofthe childrendiebeforethedivisionoftheinheritance,leaving issuebehind,thesegrandchildrenareentirelyexcludedbytheir unclesandaunts。Consistentlywiththisprinciple,the succession,whenpoliticalauthoritydevolves,isaccordingto theformofPrimogeniturewhichappearstohaveobtainedamong theCelticsocieties。InthetwogreatMahometanfamiliesofthe West,theruleisbelievedtobe,thattheunclesucceedstothe throneinpreferencetothenephew,thoughthelatterbetheson ofanelderbrother;butthoughthisrulehasbeenfollowedquite recentlyinEgypt,Iaminformedthatthereissomedoubtasto itsgoverningthedevolutionoftheTurkishsovereigntyThe policyoftheSultanshasinfacthithertopreventedcasesfor itsapplicationfromoccurring,anditispossiblethattheir wholesalemassacresoftheiryoungerbrothersmayhavebeen perpetuatedquiteasmuchintheinterestoftheirchildrenas forthesakeofmakingawaywithdangerouscompetitorsforthe throne。Itisevident,however,thatinpolygamoussocietiesthe formofPrimogeniturewillalwaystendtovary。Many considerationsmayconstituteaclaimonthesuccession,therank ofthemother,forexample,orherdegreeintheaffectionsof thefather。Accordingly,someoftheIndiaMahometasovereigns, withoutpretendingtoanydistincttestamentarypower,claimthe rightofnominatingthesonwhoistosucceed。Theblessing mentionedintheScripturalhistoryofIsaacandhissonshas sometimesbeenspokenofasawill,butitseemsrathertohave beenamodeofnaminganeldestson。 AncientLaw byHenryMaineChapter8TheEarlyHistoryofProperty TheRomanInstitutionalTreatises,aftergivingtheir definitionofthevariousformsandmodificationsofownership, proceedtodiscusstheNaturalModesofAcquiringProperty。Those whoareunfamiliarwiththehistoryofjurisprudencearenot likelytolookuponthese\"naturalmodes\"ofacquisitionas possessing,atfirstsight,eithermuchspeculativeormuch practicalinterest。Thewildanimalwhichissnaredorkilledby thehunter,thesoilwhichisaddedtoourfieldbythe imperceptibledepositsofariver,thetreewhichstrikesits rootsintoourground,areeachsaidbytheRomanlawyerstobe acquiredbyusnaturally。Theolderjurisconsultshaddoubtless observedthatsuchacquisitionswereuniversallysanctionedby theusagesofthelittlesocietiesaroundthem,andthusthe lawyersofalaterage,findingthemclassedintheancientJus Gentium,andperceivingthemtobeofthesimplestdescription, allottedthemaplaceamongtheordinancesofNature。Thedignity withwhichtheywereinvestedhasgoneonincreasinginmodern timestillitisquiteoutofproportiontotheiroriginal importance。Theoryhasmadethemitsfavouritefood,andhas enabledthemtoexercisethemostseriousinfluenceonpractice。 Itwillbenecessaryforustoattendtooneonlyamongthese \"naturalmodesofacquisition,\"OccupatioorOccupancy。Occupancy istheadvisedlytakingpossessionofthatwhichatthemomentis thepropertyofnoman,withtheview(addsthetechnical definition)ofacquiringpropertyinitforyourself。Theobjects whichtheRomanlawyerscalledresnullius——thingswhichhave notorhaveneverhadanowner——canonlybeascertainedby enumeratingthem。Amongthingswhichneverhadanownerarewild animals,fishes,wildfowl,jewelsdisinterredforthefirst time,andlandsnewlydiscoveredorneverbeforecultivated。 Amongthingswhichhavenotanowneraremoveableswhichhave beenabandoned,landswhichhavebeendeserted,and(ananomalous butmostformidableitem)thepropertyofanenemy。Inallthese objectsthefullrightsofdominionwereacquiredbythe Occupant,whofirsttookpossessionofthemwiththeintentionof keepingthemashisown——anintentionwhich,incertaincases, hadtobemanifestedbyspecificacts。Itisnotdifficult,I think,tounderstandtheuniversalitywhichcausedthepractice ofOccupancytobeplacedbyonegenerationofRomanlawyersin theLawcommontoallNations,andthesimplicitywhich occasioneditsbeingattributedbyanothertotheLawofNature。 Butforitsfortunesinmodernlegalhistorywearelessprepared byaprioriconsiderations。TheRomanprincipleofOccupancy,and therulesintowhichthejurisconsultsexpandedit,arethe sourceofallmodernInternationalLawonthesubjectofCapture inWarandoftheacquisitionofsovereignrightsinnewly discoveredcountries。Theyhavealsosuppliedatheoryofthe OriginofProperty,whichisatoncethepopulartheory,andthe theorywhich,inoneformoranother,isacquiescedinbythe greatmajorityofspeculativejurists。 IhavesaidthattheRomanprincipleofOccupancyhas determinedthetenorofthatchapterofInternationalLawwhich isconcernedwithCaptureinWar。TheLawofWarlikeCapture derivesitsrulesfromtheassumptionthatcommunitiesare remittedtoastateofnaturebytheoutbreakofhostilities,and that,intheartificialnaturalconditionthusproduced,the institutionofprivatepropertyfallsintoabeyancesofaras concernsthebelligerents。AsthelaterwritersontheLawof Naturehavealwaysbeenanxioustomaintainthatprivateproperty wasinsomesensesanctionedbythesystemwhichtheywere expounding,thehypothesisthatanenemy’spropertyisres nulliushasseemedtothemperverseandshocking,andtheyare carefultostigmatiseitasamerefictionofjurisprudence。But, assoonastheLawofNatureistracedtoitssourceintheJus Gentium,weseeatoncehowthegoodsofanenemycametobe lookeduponasnobody’sproperty,andthereforeascapableof beingacquiredbythefirstoccupant。Theideawouldoccur spontaneouslytopersonspractisingtheancientformsofWarfare, whenvictorydissolvedtheorganisationoftheconqueringarmy anddismissedthesoldierstoindiscriminateplunder。Itis probable,however,thatoriginallyitwasonlymoveableproperty whichwasthuspermittedtobeacquiredbytheCaptor。Weknowon independentauthoritythataverydifferentruleprevailedin ancientItalyastotheacquisitionofownershipinthesoilofa conqueredcountry,andwemaythereforesuspectthatthe applicationoftheprincipleofoccupancytoland(alwaysa matterofdifficulty)datesfromtheperiodwhentheJusGentium wasbecomingtheCodeofNature,andthatitistheresultofa generalisationeffectedbythejurisconsultsofthegoldenage。 TheirdogmasonthepointarepreservedinthePandectsof Justinian,andamounttoanunqualifiedassertionthatenemy’s propertyofeverysortisresnulliustotheotherbelligerent, andthatOccupancy,bywhichtheCaptormakesthemhisown,isan institutionofNaturalLaw。TheruleswhichInternational jurisprudencederivesfromthesepositionshavesometimesbeen stigmatisedasneedlesslyindulgenttotheferocityandcupidity ofcombatants,butthechargehasbeenmade,Ithink,bypersons whoareunacquaintedwiththehistoryofwars,andwhoare consequentlyignoranthowgreatanexploititistocommand obedienceforaruleofanykind。TheRomanprincipleof Occupancy,whenitwasadmittedintothemodernlawofCapturein War,drewwithitanumberofsubordinatecanons,limitingand givingprecisiontoitsoperation,andifthecontestswhichhave beenwagedsincethetreatiseofGrotiusbecameanauthority,are comparedwiththoseofanearlierdate,itwillbeseenthat,as soonastheRomanmaximswerereceived,Warfareinstantlyassumed amoretolerablecomplexion。IftheRomanlawofOccupancyisto betaxedwithhavinghadperniciousinfluenceonanypartofthe modernLawofNations,thereisanotherchapterinitwhichmay besaid,withsomereason,tohavebeeninjuriouslyaffected。In applyingtothediscoveryofnewcountriesthesameprinciples whichtheRomanshadappliedtothefindingofajewel,the Publicistsforcedintotheirserviceadoctrinealtogether unequaltothetaskexpectedfromit。Elevatedintoextreme importancebythediscoveriesofthegreatnavigatorofthe fifteenthandsixteenthcenturies,itraisedmoredisputesthan itsolved。Thegreatestuncertaintywasveryshortlyfoundto existontheverytwopointsonwhichcertaintywasmost required,theextentoftheterritorywhichwasacquiredforhis sovereignbythediscoverer,andthenatureoftheactswhich werenecessarytocompletetheadprehensioorassumptionof sovereignpossession。Moreover,theprincipleitself,conferring asitdidsuchenormousadvantagesastheconsequenceofapiece ofgoodluck,wasinstinctivelymutiniedagainstbysomeofthe mostadventurousnationsinEurope,theDutch,theEnglish,and thePortuguese。Ourowncountrymen,withoutexpresslydenyingthe ruleofInternationalLaw,neverdid,inpractice,admitthe claimoftheSpaniardstoengrossthewholeofAmericasouthof theGulfofMexico,orthatoftheKingofFrancetomonopolise thevalleysoftheOhioandtheMississippi。Fromtheaccession ofElizabethtotheaccessionofCharlestheSecond,itcannotbe saidthattherewasatanytimethoroughpeaceintheAmerican waters,andtheencroachmentsoftheNewEnglandColonistsonthe territoryoftheFrenchKingcontinuedforalmostacentury longer。Benthamwassostruckwiththeconfusionattendingthe applicationofthelegalprinciple,thathewentoutofhisway toeulogisethefamousBullofPopeAlexandertheSixth,dividing theundiscoveredcountriesoftheworldbetweentheSpaniardsand PortuguesebyalinedrawnonehundredleaguesWestofthe Azores;and,grotesqueashispraisesmayappearatfirstsight, itmaybedoubtedwhetherthearrangementofPopeAlexanderis absurderinprinciplethantheruleofPubliclaw,whichgave halfacontinenttothemonarchwhoseservantshadfulfilledthe conditionsrequiredbyRomanjurisprudencefortheacquisitionof propertyinavaluableobjectwhichcouldbecoveredbythehand。 Toallwhopursuetheinquirieswhicharethesubjectofthis volumeOccupancyispre-eminentlyinterestingonthescoreofthe serviceithasbeenmadetoperformforspeculative jurisprudence,infurnishingasupposedexplanationoftheorigin ofprivatepropertyItwasonceuniversallybelievedthatthe proceedingimpliedinOccupancywasidenticalwiththeprocessby whichtheearthanditsfruits,whichwereatfirstincommon, becametheallowedpropertyofindividuals。Thecourseofthought whichledtothisassumptionisnotdifficulttounderstand,if weseizetheshadeofdifferencewhichseparatestheancientfrom themodernconceptionofNaturalLaw。TheRomanlawyershadlaid downthatOccupancywasoneoftheNaturalmodesofacquiring property,andtheyundoubtedlybelievedthat,weremankindliving undertheinstitutionsofNature,Occupancywouldbeoneoftheir practices。Howfartheypersuadedthemselvesthatsucha conditionoftheracehadeverexisted,isapoint,asIhave alreadystated,whichtheirlanguageleavesinmuchuncertainty; buttheycertainlydoseemtohavemadetheconjecture,whichhas atalltimespossessedmuchplausibility,thattheinstitutionof propertywasnotsooldastheexistenceofmankind。Modem jurisprudence,acceptingalltheirdogmaswithoutreservation, wentfarbeyondthemintheeagercuriositywithwhichitdwelt onthesupposedstateofNature。Sincethenithadreceivedthe positionthattheearthanditsfruitswereonceresnullius,and sinceitspeculiarviewofNatureledittoassumewithout hesitationthatthehumanracehadactuallypractisedthe Occupancyofresnulliuslongbeforetheorganisationofcivil societies,theinferenceimmediatelysuggesteditselfthat Occupancywastheprocessbywhichthe\"noman’sgoods\"ofthe primitiveworldbecametheprivatepropertyofindividualsinthe worldofhistory。Itwouldbewearisometoenumeratethejurists whohavesubscribedtothistheoryinoneshapeoranother,and itisthelessnecessarytoattemptitbecauseBlackstone,whois alwaysafaithfulindexoftheaverageopinionsofhisday,has summedthemupinhis2ndbookand1stchapter。 \"Theearth,\"hewrites,\"andallthingsthereinwerethe generalpropertyofmankindfromtheimmediategiftofthe Creator。Notthatthecommunionofgoodsseemsevertohavebeen applicable,evenintheearliestages,toaughtbutthesubstance ofthething;norcouldbeextendedtotheuseofit。For,bythe lawofnatureandreasonhewhofirstbegantouseitacquired thereinakindoftransientpropertythatlastedsolongashe wasusingit,andnolonger;ortospeakwithgreaterprecision, therightofpossessioncontinuedforthesametimeonlythatthe actofpossessionlasted。Thusthegroundwasincommon,andno partwasthepermanentpropertyofanymaninparticular;yet whoeverwasintheoccupationofanydeterminedspotofit,for rest,forshade,orthelike,acquiredforthetimeasortof ownership,fromwhichitwouldhavebeenunjustandcontraryto thelawofnaturetohavedrivenhimbyforce,buttheinstant thathequittedtheuseofoccupationofit,anothermightseize itwithoutinjustice。\"Hethenproceedstoarguethat\"when mankindincreasedinnumber,itbecamenecessarytoentertain conceptionsofmorepermanentdominion,andtoappropriateto individualsnottheimmediateuseonly,buttheverysubstanceof thethingtobeused。\" Someambiguitiesofexpressioninthispassageleadtothe suspicionthatBlackstonedidnotquiteunderstandthemeaningof thepropositionwhichhefoundinhisauthorities,thatproperty intheearth’ssurfacewasfirstacquired,underthelawof Nature,bytheoccupant;butthelimitationwhichdesignedlyor throughmisapprehensionhehasimposedonthetheorybringsit intoaformwhichithasnotinfrequentlyassumed。Manywriters morefamousthanBlackstoneforprecisionoflanguagehavelaid downthat,inthebeginningofthings,Occupancyfirstgavea rightagainsttheworldtoanexclusivebuttemporaryenjoyment, andthatafterwardsthisright,whileitremainedexclusive, becameperpetual。Theirobjectinsostatingtheirtheorywasto reconcilethedoctrinethatinthestateofNatureresnullius becamepropertythroughOccupancy,withtheinferencewhichthey drewfromtheScripturalhistorythatthePatriarchsdidnotat firstpermanentlyappropriatethesoilwhichhadbeengrazedover bytheirflocksandherds。 Theonlycriticismwhichcouldbedirectlyappliedtothe theoryofBlackstonewouldconsistininquiringwhetherthe circumstanceswhichmakeuphispictureofaprimitivesociety aremoreorlessprobablethanotherincidentswhichcouldbe imaginedwithequalreadiness。Pursuingthismethodof examination,wemightfairlyaskwhetherthemanwhohadoccupied (BlackstoneevidentlyusesthiswordwithitsordinaryEnglish meaning)aparticularspotofgroundforrestorshadewouldbe permittedtoretainitwithoutdisturbance。Thechancessurely arethathisrighttopossessionwouldbeexactlycoextensive withhispowertokeepit,andthathewouldbeconstantlyliable todisturbancebythefirstcomerwhocovetedthespotand thoughthimselfstrongenoughtodriveawaythepossessor。But thetruthisthatallsuchcavilatthesepositionsisperfectly idlefromtheverybaselessnessofthepositionsthemselves。What mankinddidintheprimitivestatemaynotbeahopelesssubject ofinquiry,butoftheirmotivesfordoingititisimpossibleto knowanything。Thesesketchesoftheplightofhumanbeingsin thefirstagesoftheworldareeffectedbyfirstsupposing mankindtobedivestedofagreatpartofthecircumstancesby whichtheyarenowsurrounded,andbythenassumingthat,inthe conditionthusimagined,theywouldpreservethesamesentiments andprejudicesbywhichtheyarenowactuated,——although,in fact,thesesentimentsmayhavebeencreatedandengenderedby thoseverycircumstancesofwhich,bythehypothesis,theyareto bestripped。