第5章

类别:其他 作者:Paul Vinogradoff字数:6892更新时间:18/12/22 09:34:25
Stubbs’’ConstitutionalHistory,’embracingasitdoesthewholeoftheMiddleAges,isnotdesignedtotraceoutsomeoneideaforthesakeofitsbeingnewortotakeupquestionswhichhadremainedunheededbyearlierscholars。Solidlearning,criticalcautionandaccuracyarethegreatrequirementsofsuchanundertaking,andeveryonewhohashadanythingtodowiththeBishopofOxford’spublicationsknowstowhatextenthisworkisdistinguishedbythesequalities。IfonemayspeakofamainideainsuchabookastheConstitutionalHistoryofapeople,Stubbs’ mainideaseemstobe,thattheEnglishConstitutionistheresultofadministrativeconcentrationintheageoftheNormansoflocalself-governmentformedintheageoftheSaxons。ThisconclusionisforeshadowedinPalgrave’swork,butwhatappearsthereasamerehypothesisandinconfusionwithallkindsofheterogeneouselements,comesoutinthelaterworkwiththeoverwhelmingforceofcarefulandimpartialinduction。Stubbs’ pointofviewisaGermanistone。ThebookbeginswithanestimateofTeutonicinfluenceinthedifferentcountriesofEurope,andEnglandistakeninonesenseasthemostperfectmanifestationoftheTeutonichistoricaltendency。TheinfluxofFrenchmenandFrenchideasunderWilliamtheConquerorandafterhimhadimportanteffectsinrousingnationalenergy,contributingtonationalunification,settlingtheformsofadministrationandjustice,butatbottomthereremainedtheTeutoniccharacterofthenation。The’ConstitutionalHistory’ approachesthequestionofthevillagecommunity,butitsobjectisstrictlylimitedtothebearingoftheproblemongeneralhistoryandtothetestimonyofdirectauthority。ItstartsfromthecommunityinlandasdescribedbyCaesarandTacitus,andnoticesthatSaxontimespresentonlyafewscatteredreferencestocommunalownership。Mostofthearablelandwasheldseparately,butthewoods,meadow,andpasturestillremainedintheownershipofvillagegroups。Thetownshipwithitsrightsanddutiesastopolice,justice,andhusbandrywasmodifiedbutnotdestroyedbyfeudalism。Thechangefrompersonalrelationstoterritorial,andfromthefreedomofthemassestotheirdependency,isalreadyverynoticeableintheSaxonperiod。TheNormanepochcompletedtheprocessbysubstitutingproprietaryrightsintheplaceofpersonalsubordinationandpoliticalsubjection。Stillevenafterconquestandlegaltheoryhadbeenovertheground,thecompactself-governmentofthetownshipiseasilydiscernibleunderthecrustofthemanorialsystem,andtheconditionofmedievalvillainspresentsmanytracesoforiginalfreedom。 Gneist’sworkissomewhatdifferentincolouringandcloselyconnectedwithadefinitepoliticaltheory,TocquevilleinFrancehasdonemosttodrawattentiontothevitalimportanceoflocalself-governmentinthedevelopmentofliberalinstitutions;andStubbs’historygoesfartodemonstrateTocqueville’sgeneralviewbyamasterlystatementastotheoriginsofEnglishinstitutions。InGneist’shandsthedoctrineofdecentralisationassumesaparticularshapebythefactthatitisconstructedonasocialfoundation;theGermanthinkerhasbeentryingallalongtoshowthattheEnglishinfluenceisnotoneofself-governmentonly,butofaristocraticalself-government。ThepartplayedbythegentryinlocalandcentralaffairsisthegreatpointofhistoricalinterestinGneist’seyes。EvenintheSaxonperiodhelaysstresschieflyontheearlyriseofgreatproperty,andthegreatimportanceof’Hlafords’insocialorganisation。Hepaysnoattentiontothevillagecommunity,andchieflycaresforthelandlord。ButstillevenGneistadmitstheoriginalpersonalfreedomofthegreatmassofthepeople,andhisanalysisoftheEnglishconditionisbasedontheassumption,thatitrepresentsonevariationofTeutonicdevelopment:thisgivesGneistaplaceamongtheGermanists,althoughhisviewsonparticularsubjectsdifferfromthoseofotherscholarsofthesameschool。 Itschiefrepresentativeshaveacquiredsuchacelebritythatitishardlynecessarytoinsistagain,thatexcellentworkhasbeendonebythemforthestudyofthepast。Butthedirectionoftheirworkhasbeenratherone-sided;itwasundertakeneitherfromthestandpointofpoliticalinstitutionsorfromthatofgeneralcultureandexternalgrowth;thefactsofagriculture,oftheevolutionofclasses,oflegalorganisationweretouchedupononlyassubsidiarytothemainobjectsofgeneralhistory。Andyet,evenfromthemiddleofthecentury,theattentionofEuropebeginstoturntowardsthoseveryfacts。The’masses’comeupwiththeirclaimsbehindthe’classes,’thesocialquestionemergesintheoryandinpractice,inreformandrevolution; LiberalsandConservativeshavetoreckonwiththefactthatthegreatmajorityofthepeoplearemoreexcited,andmorelikelytobemovedbytheproblemsofworkandwagesthanbyproblemsofpoliticalinfluence。Theeverlasting,ever-humanstruggleforpowergetstobeconsideredchieflyinthelightofthedistributionofwealth;thedistributionofsocietyintoclassesandconditionsappearsastheconnectinglinkbetweentheeconomicalprocessandthepoliticalprocess。Thisgreatchangeintheaspectofmodernlifecouldnotbutreactpowerfullyontheaspectofhistoricalliterature。G。F。vonMaurerandHanssenstandoutasthemaininitiatorsofthenewmovementinourstudies。ThemanyvolumesdevotedbyG。F。MaurertothevillageandthetownofGermanyareplannedonabasisentirelydifferentfromthatofhispredecessors。Insteadofproceedingfromthewholetotheparts,andofusingsocialfactsmerelyasabackgroundtopoliticalhistory,heconcentrateseverythingroundtheanalysisoftheMark,astheelementaryorganisationforpurposesofhusbandryandownership。TheMarkisthustakenupnotinthevaguesenseandmannerinwhichitwastreatedbyKembleandhisfollowers;itisdescribedandexplainedonthestrengthofcopious,thoughnotverywellsifted,evidence。Ontheotherhand,Hanssen’smasterlyessaysonagrarianquestions,andespeciallyonthefield-systems,gaveanexampleofthewayinwhichworkwastobedoneastofactsofhusbandryproper。 Nasse’spamphletonthevillagecommunitymaybeconsideredasthefirstapplicationofthenewmethodsandnewresultstoEnglishhistory。Theimportanceofhislittlevolumecannoteasilybeoverrated:allsubsequentworkhashadtostartfromitsconclusions。 Nasse’spictureoftheancientEnglishagriculturalsystem,thoughdrawnfromscantysources,isaverydefiniteone。Mostofthelandisenclosedonlyduringthelatterpartoftheyear,andduringtherestoftheyearremainsinthehandsofthecommunity。Temporaryenclosuresriseupontheploughedfieldwhilethecropisgrowing;theirobject,however,isnottodividethelandbetweenneighboursbuttoprotectthecropagainstpasturinganimals;thestripsoftheseveralmembersofthetownshiplieintermixed,andtheircultivationisnotlefttotheviewsandinterestsoftheowners,butsettledbythecommunityaccordingtoageneralplan。Themeadowsarealsodividedintostrips,butthesechangehandsinacertainrotationdeterminedbylotorotherwise。Thepasturegroundremainsinthepossessionofthewholecommunity。Thenotionofprivateproperty,therefore,canbeappliedinthissystemonlytothehousesandclosesimmediatelyadjoiningthem。 Thenthefeudalepochdividesthecountryintomanors,aformwhichoriginatedattheendoftheSaxonperiodandspreadeverywhereinNormantimes。Thesoilofthemanorconsistsofdemesnelandsandtributarylands。Thesetwoclassesoflandsdonotquitecorrespondtothedistinctionbetweenlandcultivatedbythelordhimselfandsoilheldofhimbydependants;theremaybeleaseholdersonthedemesne,buttherethelordisalwaysfreetochangethemodeofcultivationandoccupation,whilehehasnorighttoalterthearrangementsonthetributaryportion。Thislastisdividedbetweenfreesocmenholdingoncertainconditions,villainsandcottagers。Thevillainsoccupyequalholdings;theirlegalconditionisaverylowone,althoughtheyareclearlydistinguishedfromslaves,andbelongmoretothesoilthantothelord。Thecottagershavehomesteadsandcrofts,butnoholdingsinthecommonfields;thewholegrouppresentsthematerialfromwhich,inprocessoftime,theagriculturallabourershavebeendeveloped。 Thecommonsystemofhusbandrymanifestsitselfinmanyways: thesmallholdersclubtogetherforploughing;fourvirgatesoryardlandshavetoco-operateinordertostartaneight-oxenplough。Theservicesareoftenlaiduponthewholevillageandnotonseparatehouseholders;ontheotherhandthevillage,asawhole,entersintoagreementwiththelordaboutleasesorcommutationofservicesformoney。 Eachholdingisformedofstripswhichlieintermixedwiththecomponentpartsofotherholdingsindifferentfields,andthisfactisintimatelyconnectedwiththeprincipleofjointownership。Thewholesystembeginstobreakupinthethirteenthcentury,muchearlierthaninFranceorGermany。Assoonasservicesgetcommutedformoneyrents,itbecomesimpossibletoretainthelabouringpeopleinserfdom。Hiredlabourersandfarmerstaketheplaceofvillains,andthevillain’sholdingisturnedintoacopyholdandprotectedbylaw。Althoughthepassagetomodernformsbeginsthusearly,tracesoftheoriginalcommunalismmaybefoundeverywhere,evenintheeighteenthcentury。 Nasse’spamphletisbasedonacarefulstudyofauthorities,anddespiteitsshortnessmustbetreatedasaworkofscientificresearch。Butifallsubsequentworkershavetoreckonwithitinsettlingparticularquestions,generalconceptionshavebeenmorewidelyinfluencedbySirHenryMaine’slectures,whichdidnotaimatresearch,andhadinviewthebroadaspectsofthesubject。Theirpeculiarmethodiswellknowntobethatofcomparingfactsfromverydifferentenvironments——fromtheTeutonic,theCeltic,theHinduworld;Mainetriestosketchageneralprocesswhereotherpeopleonlyseeparticularconnexionsandspecialreasons。ThechapterswhichfallwithinthelineofourinquiryarebasedchieflyonacomparisonbetweenWesternEuropeandIndia。TheagrarianorganisationofmanypartsofIndiapresentsatthisveryday,infullworkandinallstagesofgrowthanddecay,thevillagecommunityofwhichsometracesarestillscatteredintherecordsofEurope。Thereandheretheprocessisinthemainthesame,thepassagefromcollectiveownershiptoindividualismisinfluencedbythesamegreatforces,notwithstandingallthedifferencesoftimeandplace。 Theoriginalformofagrarianarrangementisduetothesettlementofagroupoffreemen,whichsurrenderstoitsindividualmemberstheuseofarableland,meadows,pastureandwood,butretainstheownershipandthepowertocontrolandmodifytherightsofusingthecommonland。Therecanbenodoubtthatthelegaltheory,whichseesinthemodernrightsofcommonersmereencroachmentsuponthelord,carriesfeudalnotionsbackintotooearlyaperiod。 TherealquestionasconceivedbyMaineisthis——Bywhatmeanswasthefreevillagecommunityturnedintothemanorofthelord?Thepettystrugglesbetweentownshipsmusthaveledtothesubjugationofsomegroupsbyothers;ineachparticularvillagetheheadmanhadthemeanstousehisauthorityinordertoimprovehismaterialposition;andwhenafamilycontrivedtoretainanofficeinthehandsofitsmembersthisatoncegavemattersanaristocraticalturn。InWesternEuropeexternalcauseshadtoaccountforagreatdealinthegradualriseofterritoriallordship。WhenthebarbarianinvaderscameintocontactwithRomancivilisationandtookpossessionoftheprovincialsoil,theyfoundprivateownershipandgreatpropertyinfulldevelopment,andnaturallyfellundertheinfluenceoftheseaccomplishedfacts;theirvillagecommunitywasbrokenupandtransformedgraduallyintothemanorialsystem。 Mainetraceseconomichistoryfromanoriginallyfreecommunity;Nassetakestheexistenceofsuchacommunityforgranted。Thestatementsofonearetoogeneral,however,andsometimestoohypothetical,theotherhasinviewhusbandryproperratherthanthelegaldevelopmentofsocialclasses。 Maurer’stenets,towhichbothgoback,presentaverycoherentsysteminwhichallpartsholdwelltogether;buteachparttakenseparatelyisnotverywellgroundedonfact。Theone-sidedpreferencegiventooneelementdoesnotallowotherimportantelementstoappear;thewishtofindintheauthoritiessuitableargumentsforafavouritethesisleadstoaconfusionofmaterialsderivedfromdifferentepochs。Thesedefectsnaturallycalledforprotestandrectification;butthereactionagainstMaurer’steachinghasgonesofarandcomesfromsuchdifferentquarters,thatonehastolookforitsexplanationbeyondtherangeofhistoricalresearch。 LateyearshavewitnessedeverywhereinEuropeamovementofthoughtwhichwouldhavebeencalledreactionarysometwentyyearsago。Somepeoplearebecomingveryscepticalastoprincipleswhichwereheldsacredbyprecedinggenerations;atthesametimeelementslikelytobeslightedformerlyarecomingtothefrontingreatstrengthnowadays。Therehavebeenliberalsandconservativesatalltimes,butthedirectionoftheEuropeanmind,savingthereactionagainsttheFrenchRevolutionandNapoleon,hasbeensteadilyfavourabletotheliberaltendency。 Fortwocenturiesthegreatestthinkersandthecourseofgeneralopinionhavebeenstrivingforlibertyindifferentways,fortheemancipationofindividuals,andtheself-governmentofcommunities,andtherightsofmasses。Thisliberalcreedhasbeen,onthewhole,aneminentlyidealistone,assumingtheeasyperfectibilityofhumannature,thesoundcommonsenseofthemany,theregulatinginfluenceofconsciousnessoninstinct,theimmensevalueofhighpoliticalaspirationsfortheregenerationofmankind。Ineverysingleattemptatrealisingitshigh-flyinghopesthebrutalsideofhumannaturehasmadeitselffeltveryeffectually,andhasbecomeallthemoreconspicuousjustbyreasonoftheironicalcontrastbetweenaimsandmeans。Butthemovementasawholewascertainlyanidealistone,notonlyintheeighteenthbuteveninthenineteenthcentury,andthenecessaryrepressivetendencyappearedinclosealliancewithofficialism,withunthinkingtradition,andwiththeegotismofclassesandindividuals。Manyeventshavecontributedoflateyearstoraiseacurrentofindependentthoughtwhichhasgonefarincriticisingandstemmingbackliberaldoctrines,ifnotinsuppressingthem。ThebrilliantachievementsofhistoricalmonarchyinGermany,theridiculousmiserytowhichFrancehasbeenreducedbyconceitedandimpotentpoliticians,theexcessesofterroristnihilisminRussia,thegrowingsenseofacomingstruggleonquestionsofradicalreform——allthesefactshaveworkedtogethertogenerateafeelingwhichisfarfrombeingpropitioustoliberaldoctrines。Socialismitselfhasbeencontributingtoitdirectlybylayinganemphaticstressontheconditionsofmaterialexistence,andtreatingpoliticallifemerelyassubordinatetoeconomicaims。InEnglandtherepressivetendencyhasbeenfeltlessthanontheContinent,butevenheresomeoftheforemostmeninthecountryarebeginning,inconsequenceofsocialwell-knownevents,toaskthemselves: Whitherarewedrifting?ThebookwhichbestillustratesthenewdirectionofthoughtisprobablyTaine’s’OriginesdelaFranceContemporaine。’Itishighlycharacteristic,bothinitsliteraryconnexionwiththeprofoundandmelancholyliberalismofTocqueville,andinitsalmostsavageonslaughtonrevolutionarylegendanddoctrine。