第7章

类别:其他 作者:Paul Vinogradoff字数:6167更新时间:18/12/22 09:34:25
Butthenewimpetusgiventoresearchhascauseditsoriginatorstooverleapthemselves,asitwere。Theyhaveoccupiedsoexclusivelythepointofviewwhencethemanorofthelatermiddleagesisvisiblethattheyhavedisregardedtheevidencewhichcomesfromotherquartersinsteadoffindinganexplanationwhichwillsatisfyallthefacts。Theinvestigation’fromtheknowntotheunknown’hasitsdefinitedanger,againstwhichonehastobeconstantlyonone’sguard:itsobviousdangeristodestroyperspectiveandignoredevelopmentbycarryingintothe’unknown’ofearlytimesthatwhichisknownoflaterconditions。Altogethertheattempttooverthrowsomeoftheestablishedresultsofinvestigationastoraceandclassesdoesnotseemtobeahappyone。Andso,althoughgreatworkhasbeendoneinourfieldofstudy,itcannotbesaidthatithasbeenbroughttoaclose——’bisandieSterneweit。’Manythingsremaintobedone,andsomeproblemsareespeciallypressing。Thelegalandtheeconomicalsideoftheinquirymustbeworkeduptothesamelevel;manorialdocumentsmustbeexaminedsystematically,ifnotexhaustively,andtheirmaterialmadetofitwiththeevidenceestablishedfromothersourcesofinformation;thewholefieldhastobegoneoverwithaneyeforproofandnotfordoctrine。Areviewoftheworkalreadydone,andofthenamesofscholarsengagedinit,iscertainlyanincitementtomodestyforeverynewreaperinthefield,butitisalsoasourceofhope。Itshowsthatschoolsandleadingscholarsdisplaceoneanothermoreundertheinfluenceofgeneralcurrentsofthoughtthanofindividualtalent。Thefermenttowardstheformationofgroupscomesfromtheoutside,fromthemodernlifewhichsurroundsresearch,formsthescholar,suggestssolutions。Moreover,theoreticaldevelopmenthasacontinuityofitsown;allthestrengthofthismanifoldlifecannotbreakorturnbackitscourse,butisreducedtodriveitforwardinevernewbendsandcurves。Thepresenttimeisespeciallypropitioustoourstudy:onefeels,asitwere,thatitisripeningtofar-reachingconclusions。SomuchhasbeendonealreadyforthisfieldofenquiryinthedifferentcountriesofEurope,thatthehopetoseeinourageageneraltreatmentofthesocialoriginsofWesternEuropewillnotseemanextravagantone。Andsuchatreatmentmustformasitwerethecorner-stoneofanyattempttotracethelawofdevelopmentofhumansociety。Itisinthisconsciousnessofbeingbornebyamightygeneralcurrent,thatthesinglescholarmaygatherhopethatmaybuoyhimagainsttheinsignificanceofhisforcesandthedrudgeryofhiswork。 VillainageinEngland:EssaysinEnglishMediaevalHistory byPaulVinogradoff1892 FirstEssayThePeasantryoftheFeudalAge。 ChapterOneTheLegalAspectofVillainage。GeneralConceptionsIthasbecomeacommonplacetoopposemedievalserfdomtoancientslavery,oneimplyingdependenceonthelordofthesoilandattachmenttotheglebe,theotherbeingbasedoncompletesubjectiontoanowner。Thereisnodoubtthatgreatlandmarksinthecourseofsocialdevelopmentaresetbythethreemodeshithertoemployedoforganisinghumanlabour:usingtheworkingman(1)asachattelatwill,(2)asasubordinatewhosedutiesarefixedbycustom,(3)asafreeagentboundbycontract。Theselandmarksprobablyindicatemolecularchangesinthestructureofsocietyscarcelylessimportantthanthosepoliticalandintellectualrevolutionswhichareusuallytakenastheturning-pointsofancient,medieval,andmodernhistory。 Andstillwemustnotforget,indrawingsuchdefinitions,thatwereachthemonlybylookingatthingsfromsuchaheightthatalllesserinequalitiesandaccidentalfeaturesofthesoilarenolongersensibletotheeyesight。Infindingone’swayoverthelandonemustneedsgoovertheseveryinequalitiesandtakeintoaccounttheseveryfeatures。If,fromageneralsurveyofmedievalservitude,weturntotheactualconditionoftheEnglishpeasantry,sayinthethirteenthcentury,thefirstfactwehavetomeetwillstandinverymarkedcontrasttoourgeneralproposition。 Themajorityofthepeasantsarevillains,andthelegalconceptionofvillainagehasitsrootsnotintheconnexionofthevillainwiththesoil,butinhispersonaldependenceonthelord。 Ifthisisafact,itisamostimportantone。Itwouldberecklesstotreatitasaproductofmerelegalpedantry。*ThegreatworkachievedbytheEnglishlawyersofthetwelfthandthirteenthcenturieswaspromptedbyaspiritwhichhadnothingtodowithpedantry。Theywerefashioningstateandsociety,proudlyconsciousofhighaimsandpower,enlightenedbythescholastictrainingoftheirday,butsufficientlystrongtouseitfortheirownpurposes;soundenoughnottoindulgeinmereabstractions,andfirmenoughnottosurrendertomeretechnicalities。*InthetreatmentofquestionsofstatusandtenurebythelawyersofHenryII,HenryIII,andEdwardI,wemustrecogniseamightyinfluencewhichwasbroughttobearontheactualconditionofthings,andourrecordsshowusoneverythatthistreatmentwasbynomeansamatterofmeretheory。 Indeedoneofthebestmeansthatwehaveforestimatingthesocialprocessofthosetimesisaffordedbytheformationandthebreakupoflegalnotionsintheircrossinfluenceswithsurroundingpoliticalandeconomicfacts。 AstothegeneralaspectofvillainageinthelegaltheoryofEnglishfeudalismtherecanbenodoubt。The’DialogusdeScaccario’givesitinafewwords:thelordsareownersnotonlyofthechattelsbutofthebodiesoftheirascripticii,theymaytransferthemwherevertheyplease,’andsellorotherwisealienatethemiftheylike。’*GlanvilleandBracton,FletaandBritton*followinsubstancethesamedoctrine,althoughtheyusedifferentterms。TheyappropriatetheRomanviewthatthereisnodifferenceofqualitybetweenserfsandserfs:allareinthesameabjectstate。Legaltheorykeepsaveryfirmgraspofthedistinctionbetweenstatusandtenure,betweenavillainandafreemanholdinginvillainage,butitdoesnotadmitofanydistinctionofstatusamongserfs:servus,villanus,andnativusareequivalenttermsastopersonalcondition,althoughthislastisprimarilymeanttoindicatesomethingelsebesidescondition,namely,thefactthatapersonhascometoitbybirth。*Thecloseconnexionbetweenthetermsiswellillustratedbytheearlyuseofnativa,nieve,’asafemininetovillanus。’ Thesenotionsarebynomeansabstractionsbereftofpracticalimport。Quiteinkeepingwiththem,manoriallordscouldremovepeasantsfromtheirholdingsattheirwillandpleasure。Anappealtothecourtswasofnoavail:thelordinreplyhadonlytoopposehisrightovertheplaintiff’sperson,andtorefusetogointothesubject-matterofthecase。*Norcouldthevillainhaveanyhelpastotheamountandthenatureofhisservices;*theKing’sCourtswillnotexamineanycomplaintinthisrespect,andmaysometimesgosofarastoexplainthatitisnobusinessoftheirstointerferebetweenthelordandhisman。*Infactanyattemptonthepartofthedependanttoassertcivilrightsastohismasterwillbemetanddefeatedbythe’exceptiovillenagii。’*Thestaterefusestoregulatethepositionofthisclassontheland,andthereforetherecanbenoquestionaboutanylegal’ascription’tothesoil。Evenastohisperson,thevillainwasliabletobepunishedandputintoprisonbythelord,ifthepunishmentinflicteddidnotamounttolossoflifeorinjurytohisbodyTheextantPleaRollsandotherjudicialrecordsarefullofallusionstoalltheserightsofthelordanddisabilitiesofthevillain,anditmustbetakenintoaccountthatonlyaninfinitelysmallpartoftheactualcasescanhaveleftanytraceinsuchrecords,asitwasalmosthopelesstobringthemtothenoticeoftheRoyalCourts。* ItisnotstrangethatinviewofsuchdisabilitiesBractonthoughthimselfentitledtoassumeequalityofconditionbetweentheEnglishvillainandtheRomanslave,andtousethetermsservus,villanus,andnativusindiscriminately。ThecharacteristicsofslaveryarecopiedbyhimfromAzo’scommentaryontheinstitutes,asmaterialforadescriptionoftheEnglishbondmen,andhedistinguishesthemcarefullyevenfromtheRomanadscripticiiorcoloniofbasecondition。Thevillainsareprotectedinsomemeasureagainsttheirlordincriminallaw;theycannotbeslainormaimedatpleasure;butsuchprotectionisalsoaffordedtoslavesinthelaterlawoftheEmpire,andinfactitisbasedinBractononthetextoftheInstitutesgivenbyAzo,whichinitsturnissimplyasummaryofenactmentsmadebyHadrianandAntonine。TheminorlawbooksofthethirteenthcenturyfollowBractoninthisidentificationofvillainagewithslavery。Althoughthisidentificationcouldnotbutexerciseadecisiveinfluenceonthetheoryofthesubject,itmustbeborneinmindthatitdidnotoriginateinawantonattempttobringtogetherinthebooksdissimilarfactsfromdissimilarages。Onthecontrary,itcameintothebooksbecausepracticehadpavedthewayforit。BractonwasenabledtostateitbecausehedidnotseemuchdifferencebetweenthedefinitionsofAzoandtheprinciplesofCommonLaw,astheyhadbeenestablishedbyhismastersMartinofPateshullandWilliamRaleigh。Hewaswrong,aswillbeshownby-and-by,butcertainlyhehadfactstoleanupon,andhistheorycannotbedismissedonthegroundofhishavingsimplycopieditfromaforeigner’streatise。 Mostmodernwritersonthesubjecthavelaidstressuponadifferencebetweenvillainsregardantandvillainsingross,saidtobefoundinthelawbooks。*Ithasbeentakentodenotetwodegreesofservitude——thepredialdependenceofacolonusandthepersonaldependenceofatrueslave。Thevillainregardantwas(itissaid)avillainwholabouredunderdisabilitiesinrelationtohislordonly,thevillainingrosspossessednoneofthequalitiesofafreeman。Onesub-divisionwouldillustratethedebasementoffreemenwhohadlosttheirownland,whiletheotherwouldpresentthesurvivalofancientslavery。 InoppositiontothesenotionsIcannothelpthinkingthatHallamwasquiterightinsaying:’Intheconditionofthese(villainsregardantandvillainsingross),whateverhasbeensaidbysomewriters,Icanfindnomannerofdifference;thedistinctionwasmerelytechnical,andaffectedonlythemodeofpleading。Thetermingrossisappropriatedinourlegallanguagetopropertyheldabsolutelyandwithoutreferencetoanyother。 Thusitisappliedtorightsofadvowsonorofcommon,whenpossessedsimply,andnotasincidenttoanyparticularlands。 Andtherecanbenodoubtthatitwasusedinthesamesenseforthepossessionofavillein。’(MiddleAges,iii。173;cf。noteXIV。)Hallam’sstatementdidnotcarryconvictionwithithowever,andasthequestionisofconsiderableimportanceinitselfanditsdiscussionwillincidentallyhelptobringoutoneofthechiefpointsaboutvillainage,Imaybeallowedtogointoitatsomelength。 Matterswouldbegreatlysimplifiedifthedistinctioncouldreallybetracedthroughtheauthorities。Inpointoffactitturnsouttobealateone。WemaystartfromCokeintracingbackitshistory。HiscommentaryuponLittletoncertainlyhasapassagewhichshowsthathecameacrossopinionsimplyingadifferenceofstatusbetweenvillainsregardantandvillainsingross。Hespeaksoftherightofthevillaintopursueeverykindofactionagainsteverypersonexcepthislord,andadds:’thereisnodiversityherein,whetherhebeavillainregardantoringross,althoughsomehavesaidtothecontrary,*(Co。Lit。123 b)。Littletonhimselftreatsofthetermsinseveralsections,anditisclearthathenevertakesthemtoindicatestatusordefinevariationofcondition。AshasbeenpointedoutbyHallam,heusesthemonlyinconnexionwithadiversityintitle,andaconsequentdiversityinthemodeofpleading。Ifthelordhasadeedorarecordedconfessiontoproveaman’sbondage,hemayimpleadhimashisvillainingross;ifthelordhastorelyuponprescription,hehastopointoutthemanortowhichthepartyandhisancestorshavebeenregardant,havebelonged,timeoutofmind。*Asitisaquestionoftitleandnotofcondition,Littletoncurrentlyusesthemere’villain’withoutanyqualification,whereassuchaqualificationcouldnotbedispensedwith,iftherehadbeenreallytwodifferentclassesofvillains。Lastbutnotleast,anythoughtofadiversityofconditionisprecludedbythefact,thatLittletonassumesthetransferfromonesub-divisiontotheothertodependentirelyonthefreewillofthelord(sections175,181,182,185)。Butstill,althoughevenLittletondoesnotcountenancetheclassificationIamnowanalysing,itseemstomethatsomeofhisremarksmayhavegivenorigintotheprevalentmisconceptiononthesubject。 LetustakeuptheYearBooks,which,evenintheirpresentstate,affordsuchaninestimablesourceofinformationforthehistoryoflegalconceptionsinthefourteenthandfifteenthcenturies。AnexaminationofthereportsintheageoftheEdwardswillshowatoncethatthetermsregardantandingrossareused,orrathercomeintouse,inthefourteenthcenturyasdefinitionsofthemodeofpleadinginparticularcases。Theyaresuggestedbydifferenceintitle,buttheydonotcoincidewithit,andanyattempttomakethemcoincidemustcertainlyleadtomisapprehension。Imeanthistheterm’villainregardant’appliedtoamandoesnotimplythatthepersoninquestionhasanystatussuperiortothatofthe’villainingross,’anditdoesnotimplythatthelordhasacquiredatitletohimbysomeparticularmodeofacquisition,e。g。byprescriptionascontrastedwithgrantorconfession;itsimplyimpliesthatforthepurposeofthemattertheninhand,forthepurposeofthecasethatisthenbeingargued,thelordisassertingandhopingtoproveatitletothevillainbyrelyingonatitletoamanorwithwhichthevillainisorhasbeenconnected-titleitmustberememberedisonething,proofoftitleisanother。Asthecontrastisbasedonpleadingandnotontitle,oneandthesamepersonmaybetakenanddescribedinonecaseasavillainregardanttoamanor,andinanotherasavillainingross。Andnowfortheproof。