第22章

类别:其他 作者:Paul Vinogradoff字数:5318更新时间:18/12/22 09:34:25
Indirectlywehavehadtoconsidertheinfluenceoffeudalism,asitwastransmittedthroughtheactionofitslawyers。Butitmaybeviewedinitsdirectconsequences,whichareasmanifestastheyareimportant。InEngland,feudalisminitsdefiniteshapeisboundupwithconquest。(2*)anditiswellknownthat,thoughverymuchhamperedonthepoliticalsidebytheroyalpower,itwasexceptionallycompleteonthesideofprivatelawbyreasonofitssudden,artificial,andenforcedintroduction。Oneofthemostimportantresultsofconquestfromthispointofviewwascertainlythesystematicwayinwhichthesubjectionofthepeasantrywasworkedout。IfwelookforcomparisontoFranceasthenextneighbourofEnglandandacountrywhichhasinfluencedEngland,weshallfindthesameelementsatwork,buttheycombineinavarietyofmodesaccordingtoprovincialandlocalpeculiarities。AlthoughthepoliticalpoweroftheFrenchbaronissomuchgreaterthanthatofanEnglishlord,theroturieroftenkeepshisdistancefromtheserfbetterthanwasthecaseinEngland。InFranceeverythingdependsuponthechangingequilibriumoflocalforcesandcircumstances。InEnglandtheNormanConquestproducedacompactestateofaristocracyinsteadofthemagnatesofthecontinent,eachofwhomwasstrongorweakaccordingtothecircumstancesofhisownparticularcase;itproducedCommonLawandtheKing’scourtsofCommonLaw;anditreducedthepeasantrytosomethinglikeuniformconditionbysurroundingtheliberietlegaleshomineswitheverykindofprivilege。ThenationalcolouringgivenbytheDialogusdeScaccariotothesocialquestionofthetimeisnotwithoutmeaninginthislight:——thepeasantsmayberegardedastheremnantofaconqueredrace,orastheissueofrebelswhohaveforfeitedtheirrights。 ThefeudalsystemonceestablishedproducedcertaineffectsquiteapartfromtheConquest,effectswhichflowedfromitsowninherentproperties。TheConquesthadcastfreeandunfreepeasantrytogetherintotheonemouldofvillainage;feudalismpreventedvillainagefromlapsingintoslavery。Ihaveshownindetailhowthemanorgivesapeculiarturntopersonalsubjection。Itsactionisperceivableinthetreatmentoftheoriginoftheservilestatus。Thevillain,howevernearbeingachattel,cannotbedevisedbywillbecauseheisconsideredasanannextothefreetenementofthelord。Theconnexionwithamanorbecomesthechiefmeansofestablishingandprovingseisinofthevillain。Ontheotherhand,inthetrialofstatus,manorialorganisationledtothesharpdistinctionbetweenpersonsinthepowerofthelordandoutofit。Thisfacttouchestheveryessenceofthecase。Themorepowerfulthemanorbecame,thelesspossiblewasittoworkoutsubjectiononthelinesofpersonalslavery。Withoutenteringintotheeconomicpartofthequestionforthepresent,merelyfromthelegalpointofviewitwasanecessaryconsequenceoftheriseofalocalandterritorialpowerthattheworkingpeopleunder。Itsswayweresubjectedbymeansofitsterritorialorganisationandwithinitslimitedsphereoflocalaction。Ofcourse,theStateupheldsomeofthelord’srightsevenoutsidethelimitsofthemanor,butthesewereonlyapalereflectionofwhattookplacewithinthemanor,andtheyweremoredifficulttoenforceinproportionasthebarriersbetweenthemanorsrosehigher;itbecameverydifficultforonelordtoreclaimrunawayswhowerelyingwithinthemanorofanotherlord。 IfweremovethosestrataofthelawofvillainagewhichowetheirorigintotheactionofthefeudalsystemandtotheactionoftheState,whichrisesontheruinsofthefeudalsystem,wecomeuponremnantsofthepre-feudalcondition。Theyarebynomeansfeworunimportant,anditisratherawonderthatsomuchshouldbepreservednotwithstandingthesystematicworkofconquest,feudalism,andState。WhenIspeakofpre-feudalconditionIdonotmeantosay,ofcourse,thatfeudalismhadnotbeeninthecourseofformationbeforetheNormanConquest。I merelywishtoopposeasocialordergroundedonfeudalismtoasocialorderwhichwasonlypreparingforitanddevelopingonadifferentbasis。TheConquestbroughttogetherthefreeandunfree。OursurvivalsofthestateofthingsbeforetheConquestgroupthemselvesnaturallyinonedirection,theyaremanifestationsofthefreeelementwhichwentintotheconstitutionofvillainage。Itisnotstrangethatitshouldbeso,becausetheservileelementpredominatedinthosepartsofthelawwhichhadgottheupperhandandtheofficialrecognition。AtraitwhichgoesfurtherthantheacceptedlawinthedirectionofslaveryisthedifficultieswhichareputbyGlanvilleinthewayofmanumission。Hisstatementpracticallyamountstoadenialofthepossibilityofmanumission,andsuchadenialwecannotaccept。Hiswayoftreatingthequestionmaypossiblybeexplainedbyoldnotionsastotheinabilityofamastertoputaslavebyamereactofhiswillonthesamelevelwithfreemen。 Howeverthismaybe,oursurvivalsarrangethemselveswiththissinglepossibleexceptioninthedirectionoffreedom。 Perhapssuchfactsasthevillain’scapacitytotakelegalactionagainstthirdpersons,andhispositioninthecriminalandpolicelaw,oughtnottobecalledsurvivals。Theyarecertainsidesofthesubject。Theyareindissolublyalliedtosuchfeaturesofthecivillawastheoccasionalrecognitionofvillainageasaprotectedtenure,andthevillain’sadmittedstandingagainstthelordwhenthelordhadboundhimselfbycovenant。Inthelightofthesefactsvillainageassumesanentirelydifferentaspectfromthatwhichlegaltheorytriestogiveit。Proceduraldisabilitycomestotheforeinsteadofpersonaldebasement。Avillainistoagreatextentinthepowerofhislord,notbecauseheishischattel,butbecausethecourtsrefusehimanactionagainstthelord。Hemayhaverightsrecognisedbymoralityandbycustom,buthehasnomeanstoenforcethem;andhehasnomeanstoenforcethembecausefeudalismdisablestheStateandpreventsitfrominterfering。 Thepoliticalrootofthewholegrowthbecomesapparent,anditisquiteclear,ontheonehand,thatliberationwilldependtoagreatextentonthestrengtheningoftheState;and,ontheotherhand,thatonemustlookfortheoriginsofenslavementtothepoliticalconditionsbeforeandaftertheConquest。 Oneundoubtedlyencountersdifficultiesintracingandgroupingfactswithregardtothoseelementsoffreedomwhichappearinthelawofvillainage。Sometimesitmaynotbeeasytoascertainwhetheraparticulartraitmustbeconnectedwithlegalprogressmakingtowardsmoderntimes,orwiththeremnantsofarchaicinstitutions。Asamatteroffact,however,itwillbefoundthat,saveinveryfewcases,wepossessindicationstoshowuswhichwayweoughttolook。 AnotherdifficultyarisesfromthefactthatthelawofthisperiodwasfashionedbykingsofFrenchoriginandlawyersofNormantraining。Whatshareistobeassignedtotheirformalinfluence?andwhatsharecomesfromthatoldstockofideasandfactswhichtheycouldnotorwouldnotdestroy?Wemayhesitateastodetailsinthisrespect。Itispossiblethatthefamousparagraphoftheso-calledLawsofWilliamtheConqueror,prescribingingeneraltermsthatpeasantsoughtnottobetakenfromthelandorsubjectedtoexactions,(3*)isaninsertionoftheNormanperiod,althoughthegreatmajorityoftheseLawsareSaxongleanings。ItislikelythatthenotionofwainagewasworkedoutundertheinfluenceofNormanideas;thenameseemstoshowit,andperhapsyetmorethefactthattheploughwasspeciallyprivilegedintheduchy。Itistobeassumedthattheking,notbecausehewasaNormanbutbecausehewasaking,wasinterestedinthewelfareofsubjectsonwhosebackthewholestructureofhisrealmwasresting。Buttheinfluenceofthestrangerswentbroadlyagainstthepeasantry,andithasbeenrepeatedlyshownthatNormanlawyerswerepromptedbyanythingbutamildspirittowardsthem。TheDialogusdeScaccarioisveryinstructiveonthispoint,becauseitwaswrittenbyaroyalofficerwhowaslikelytobemoreimpartialthanthefeudatoriesoranyonewhowroteintheirinterestwouldbe,andyetitmakesoutthatvillainsaremerechattelsoftheirlord,andtreatsthemthroughoutwiththegreatestcontempt。Andso,speakinggenerally,itistothetimesbeforetheConquestthatthestockoflibertyandlegalindependenceinherentinvillainagemustbetraced,evenifwedrawinferencesmerelyonthestrengthofthematerialfoundonthissideoftheConquest。AndwhenwecometoSaxonevidence,weshallseehowintimatelytheconditionoftheceorlconnectsitselfwiththestateofthevillainalongthemainlinesandindetail。 Thecaseofancientdemesneisespeciallyinterestinginthislight。Itpresents,asitwere,anearlierandlessperfectcrystallisationofsocietyonafeudalbasisthanthemanorialsystemofCommonLaw。ItstepsinbetweentheSaxonsocandtunontheonehand,andthemanorontheother。Itowestotheking’sprivilegeitsexistenceasanexception。Theprocedureofitscourtisorganisedentirelyontheoldpatternandquiteoutofkeepingwithfeudalideas,aswillbeshownby-and-by。 Treatingofitonlyinsofarasitillustratesthelawofstatus,itpresentsinseparateexistencethetwoclasseswhichwerefusedinthesystemoftheCommonLaw;villainsocmenarecarefullydistinguishedfromthevillains,andthetwogroupsaretreateddifferentlyineveryway。Amostinterestingfact,andonetobetakenuphereafter,isthewayoftreatingtheprivilegedgroupasthenormalone。Villainsocmenarethemenofancientdemesne;villainsaretheexception,theyappearonlyonthelord’sdemesne,andseemveryfew,sofaraswecanmakeacalculationofnumbers。Villainsocmenenjoyacertaintyofconditionwhichbecomesactualtenant-rightwhenthemanorpassesfromthecrownintoaprivatelord’shand。Astoitsorigintherecanbenodoubt——ancientdemesneistracedbacktoSaxontimesinasmanywordsandbyallourauthorities。 AcarefulanalysisofthelawofancientdemesnemayevengiveusvaluablecluestotheconditionoftheSaxonpeasantry。 Thepointjustnoticed,namely,thatthenumberofvillainsocmenisexceedinglylargeandquiteoutofproportiontothatofothertenants,givesindirecttestimonythatthelegalprotectionofthetenurewasnotduemerelytoaninfluxoffreeownersdeprivedoftheirlandsbyconquest。ThisistheexplanationgivenbyBracton,butitisnotsufficienttoaccountfortheprivilegedpositionofalmostallthetenantswithinthemanor。A considerablepartofthemsurelyheldbeforetheConquestnotasownersandnotfreely,butastenantsbybaseservices,andtheirfixityoftenureisasimportantintheconstitutionofancientdemesneasistheinfluxoffreeowners。Ifthislattercausecontributedtokeepupthestandardofthisstatus,theformercausesuppliedthattraditionofcertaintytowhichancientdemesnerightconstantlyappeals。 Anotherpointtobekeptfirmlyinviewisthatthecarefuldistinctionkeptupontheancientdemesnebetweenvillainsocmenandvillains,provesthelawonthissubjecttohaveoriginatedinthegeneraldistributionofclassesandrightsduringtheSaxonperiod,andnotintheexceptionalroyalprivilegewhichpreserveditinlaterdays;Imean,thatifcertaintyofconditionhadbeengrantedtothetenantrymerelybecauseitwasroyaltenantry,whichisunlikelyenoughinitself,thecertaintywouldhaveextendedtotenantsofallsortsandkinds。Itdidnot,becauseitwasderivedfromageneralrightofoneclassofpeasantstobeprotectedatlaw,arightwhichdidnotintheleastprecludethelordfromusinghisslavesasmerechattels。 AndsoImayconclude:aninvestigationintothelegalaspectofvillainagedisclosesthreeelementsinitscomplexstructure。 Legaltheoryandpoliticaldisabilitieswouldfainmakeitallbutslavery;themanorialsystemensuresitsomethingofthecharacteroftheRomancolonatus;thereisastockoffreedominitwhichspeaksofSaxontradition。 1。Brunner,EntstehungderSchwurgericht,hasmadeanepochonthediscussionofthisphenomenon。 2。IshalltreatatlengthoftheNormanConquestinmythirdessay。 3。Leg。Will。Conq。i,29(Schmid,p。340)。