第35章

类别:其他 作者:Paul Vinogradoff字数:5512更新时间:18/12/22 09:34:25
Hisdoctrine,onceestablished,isslowtofollowthefluctuationsofhusbandryandpolitics:whileinbothdepartmentsnewfactsareevercroppingupandgatheringstrength,whichhavetofighttheirwayagainsttherigidityofjurisprudencebeforetheyareacceptedbyit。Ontheotherhand,notionsofoldstandingandtenacioustraditioncannotbeputawayatonce,sosoonassomenewdeparturehasbeentakenbyjurists;andevenwhentheydieoutatcommonlawsuchnotionspersistinlocalhabitsandpracticallife。Forthesereasons,whichholdgoodmoreorlesseverywhere,andareespeciallyconspicuousinmediaevalhistory,thegeneralrelationbetweenlegalandmanorialdocumentsbecomesespeciallyimportant。Itwillwidenandstrengthenconclusionsdrawnfromtheanalysisoflegaltheory。Wemaybesuretofindinthirteenth-centurydocumentsofpracticaladministrationthefoundationsofasystemwhichprevailedatlawinthefifteenth。Andwhatismuchmoreinteresting,wemaybesuretofindinlocalcustomariesthetracesofasystemwhichhaditsdaylongbeforethethirteenthcentury,butwasstilllingeringinbrokenremains。 Bractondefinesvillainageasaconditionofmenwhodonotknowintheeveningwhatworkandhowmuchtheywillhavetoperformnextmorning。Thecorrespondingtenureisentirelyprecariousanduncertainatlaw。Butthesefundamentalpositionsoflegaldoctrinewefindopposedindailylifetotheall-controllingruleofcustom。Thepeasantknowsexactlyonwhatdayshebastoappearpersonallyorbyrepresentativeatploughingsandreapings,howmanyloadsheisboundtocarry,andhowmanyeggsheisexpectedtobringatEaster;(1*)inmostcasesheknowsalsowhatwillberequiredfromhimwhenheinheritsfromhisfatherormarrieshisdaughter。Thiscustomaryarrangementofdutiesdoesnotfindanyexpressionincommonlaw,andviceversatheruleofcommonlawdwindlesdownindailylifetoadefinitionofpowerwhichmaybeexercisedinexceptionalcases。Theoppositionbetweenourtwosetsofrecordsisevidentlyconnectedinthiscasewiththeirdifferentwayoftreatingfacts。 Manorialextentsandinquestsgiveinthemselvesonlyaone-sidedpictureofmediaevalvillagelife,becausetheydescribeitonlyfromthepointofviewoftheholding;peoplewhodonotownlandareveryseldomnoticed,andamongthepopulationsettledonthelandonlythosepersonsarenamedwho’defend’thetenementinregardtothelord。Onlythechiefofthehouseholdappears;thisisamatterofcourse。Hemayhavemanyorfewchildren,manyorfewwomenengagedonhisplot:theextentwillnotmakeanydifferenceinthedescriptionofthetenementandofitsservices。Butalthoughveryincompleteinthisimportantrespect,manorialrecordsallowusmanyaglimpseattheprocesswhichwaspreparingagreatchangeinthelawHiredlabourersarefrequentlymentionedinstewards’accounts,andthe’undersette’and’levingmen’and’anelipemen’(2*)oftheextentscorrespondevidentlytothisfluctuatingpopulationofruralworkmenandsquattersgatheringbehindthescreenofrecognisedpeasantholders。 Theveryfoundationofthemediaevalsystem,itsorganisationofworkaccordingtoequalisedholdingsandaroundamanorialcentre,isincourseoftimeunderminedbytheprocessofcommutation。Villainsarereleasedfromploughingsandreapings,fromcarriage-dutiesandboonworkbypayingcertainrents;theybargainwiththelordforasurrenderofhisrightofarbitrarytaxationandarbitraryamercement;theytakeleasesofhouses,arableandmeadows。Thisimportantmovementisdirectlynoticedbythelawinsofarasittakestheshapeofanincreaseinthenumberoffreeholdersandoffreeholdtenements;chartersandinstrumentsofconveyancemaybeconcernedwithit。Buttheprocessischieflyapparentinastandingcontradictionwiththelaw。Legallyanarrangementwithavillaineitheroughtnottobindthelordorelseoughttodestroyhispower。Eveninlawbooks,however,theintermediateformofabindingcovenantwiththevillainemerges,aswehaveseen,inoppositiontotheconsistenttheory。Inpracticethevillainsareconstantlyfoundpossessedof’soclands,’’forlands,’andfreeholds。Thepassagefromobligatorylabourtoproprietaryrightsiseffectedinthiswaywithoutanysuddenemancipation,bythegradualaccumulationoffactswhicharenotstrictlylegalandatthesametimetendtobecomelegal。 Again,theRoyalcourtsdonotknowanythingabout’molmen,’ ’gavelmen,’or’censuarii,’Theykeeptotheplaindistinctionbetweenfreeandbond。Nevertheless,allthesegroupsexistinpractice,andareconstantlygrowinginconsequenceofcommutation。Thewholelawofstatusgetstransformedbytheirgrowthasthelawoftenuregetstransformedbythegrowthofleases。Molmen,thoughtreatedasvillainsbyRoyalcourts,arealreadyrecognisedasmore’free’thanthevillainsbymanorialjuries。Theexistenceofsuchgroupstestifiestosomethingmorethanaprecariouspassagefromservicetorent,namelytoachangefromservilesubjectiontoastatuscloselyresemblingthatofpeasantfreeholders,andactuallyleadinguptoit。Inoneword,ourmanorialrecordsgiveamplenoticeofthegrowthofasystembasedonfreecontractandnotoncustomarylabour。Buttheoldformsoftenureandservicearestillexistentinlaw,andthecontradictioninvolvedinthisfactisnotmerelyatechnicalone:itliesattherootoftherevolutionarymovementatthecloseofthefourteenthcentury。Inthismannerfactswereslowlypavingthewaytowardsamodificationofthelaw。Butnow,turningfromwhatisinthefuture,towhatisinthepast,letustrytocollectthoseindicationswhichthrowlightontheconditionofthingsprecedingfeudallawandorganisation。 Theone-sidedconceptionoffeudallawbuildsuptheentirestructureofsocialdivisionsontheprincipleofthelord’swill。Custom,howeversacred,isnotequivalenttoactionableright,andapersonwhohasnothingbutcustomtoleanuponissupposedtobeatthewillandmercyofhislordandofbaseorservilecondition,Butwefindeveninthedomainoflegaldoctrineothernotionslessconvenientforthepurposeofclassification,andmoreadaptedtothepracticeofdailylife。 Servilepersonsandservilelandareknownfromthenatureoftheservicestowhichtheyaresubject。Thistestisappliedintwodirections:(1)regularruralwork,’withpitch-forkandflail,’ isconsideredservile;andthiswouldexcludethepaymentofrentsandoccasionalhelpintheperformanceofagriculturallabour;(2)certaindutiesaresingledoutasmarkingservitudebecausetheyimplytheideaofonepersonbeingownedbyanother,andthiswouldexcludesubjectionderivedfromthepossessionofland,howeverburdensomeandarbitrarysuchsubjectionmightbe。 Turningnexttomanorialrecords,wefindtheseabortivefeaturesoffeudallawrestingonaverybroadbasis。Onlythatlandisconsideredservilewhichoweslabour,ifitrendersnothingbutrentitistermedfree。Wehaveherenomerecommutation:thenotionisanoldone,andratherdrivenbackbylaterlawthanemergingfromit。Itisnaturalenoughthattheholderofaplotisconsideredfreeifhisrelationswiththelordarerestrictedtooccasionalappearancesatcourt,occasionalfines,andthepaymentofcertainrentstwoorthreetimesayear。Itisnaturalenoughthattheholderofanotherplotshouldbetreatedasaserfbecauseheisboundtoperformworkwhichisfittedasapartintothearrangementofhislord’shusbandry,andconstantlybroughtunderthecontrolandthecoercivepowerofthesteward。Thismatter-of-factcontrastcomesnaturallytotheforeindocumentswhicharedrawnupasdescriptionsofdailytransactionsandnotasevidenceforalawsuit。Buttheterms’free’and’servile’arenotusedlightlyeveninsuchdocuments。Wemaybesurethatmanorialjuriesandbailiffswouldnothavebeenallowedtodisplaceattheirpleasureterminologicaldistinctionswhichmightleadpeopletoaltertheirlegalposition。Thedoublesenseofthesetermscannotbetakenasarrangingsocietyunderthesametwocategoriesandyetintwoentirelydifferentways:itmustbeconstruedasimplyingthetwosidesofoneandthesamething,thesubstanceinmanorialrecordsandtheformaldistinctioninlegalrecords。Thatistosay,whenthetestoflegalprotectionwasapplied,thepeoplewhohadtoperformlabourweredeprivedofitanddesignatedasholdinginvillainage,andtothepeoplewhopaidrentprotectionwasgrantedandtheywereconsideredasholdingfreely。Forthisveryreasontheprocessofcommutationcreatingmol-landactuallyledtoanincreaseinthenumberoffreetenancies。(3*) Thecourtsmadesomeattemptstoutilisepersonalsubjectionasadistinctivefeatureofbornvillains。Ifithadbeenpossibletofollowouttheprinciple,weshouldhavebeenabletodistinguishbetweenvillainsproperandmenoffreebloodholdinginvillainage。Theattemptmiscarriedinpractice,althoughtheKing’scourtswereactinginthiscaseinconjunctionwithlocalcustomandlocaljuries。Thereasonofthefailureisdisclosedbymanorialdocuments。Merchet,themostdebasingincidentofpersonalvillainage,appearssowidelyspreadintheHundredRollsthattherecanbenoquestion,atleastatthecloseofthethirteenthcentury,oftreatingitasasuretestofpersonalsubjection。Wecannotadmitevenforonemomentthatthewholepeasantpopulationofentirecountieswasdescendedfrompersonalslaves,asthediffusionofmerchetwouldleadustosuppose。Theappearanceofthedistinctionisquiteascharacteristicasitsgradualcollapse。Theoriginalideaunderlyingitwastoconnectvillainstatuswithpersonalslavery,anditfailedbecausetheincidentsofpersonalslaverywereconfusedwithotherfactswhichwerequiteindependentofitandwhichwereexpandedoveraverylargeareainsteadofaveryrestrictedone。 Andnowwehavereadytheseverallinksofonechain。Thethreetestsofserfdomappliedbyourdocumentsareconnectedwitheachotherbytheverytermsinwhichtheyarestated,andatthesametimetheypresentthreeconsecutivestagesofdevelopment。Thenotionofserfdomisoriginallyconfinedtoformsofpersonalsubjectionandtothepossessionoflandunderthebaneofpersonalsubjection:inthissenseservitudeisanarrowterm,andtheconditiondenotedbyitisexceptional。Initssecondmeaningitconnectsitselfwithrurallabourandspreadsoverthewholeclassofpeasantsengaged。init。InitslastandbroadestsenseitincludesallthepeopleandallthelandnotprotectedbytheCommonLaw。Wehavenoevidenceastothechronologicallandmarksbetweentheseseveralepochs,anditisclearthatthepassagefromonetoanotherwasverygradual,andbynomeansimpliedtheabsolutedisappearanceofancientterms。Butitseemshardlydoubtfulthatthemovementwaseffectedinthedirectiondescribed;boththe,intrinsicevidenceofthenotionsunderdiscussionandtheirappearanceinourdocumentspointthisway。 Thisbeingso,wemayexpecttofindsometracesofthegradualspreadofserfdominthesubdivisionsofthatcomprehensiveclasscalledvillainage。And,indeed,thereareunmistakablesignsofthefactthatthefloodwasrisingslowlyandswampingtheseveralgroupsofthepeasantrywhichhithertohadbeenofveryvariousconditions。TheDomesdayclassificationwillhavetobediscussedbyitself,butitmaybenoticedevennowthatitsfundamentalfeaturesarethedistinctionbetweenserfsandvillains,andtheverylimitednumberofthesefirst。 Judgingbythis,thebulkofthepeasantrywasnotconsideredunfree。TheinferenceiscorroboratedfortheepochoftheearlyNormankingsbythelawsofHenryI,inwhichthevillainisstilltreatedonthesamefootingastheceorlofSaxontimes,isdeemed’worthyofhiswereandofhiswite,’andiscalledasafreemantothehundredcourt,althoughnotalandlord,’teirrarumdominus。’Thehundredorsoflatertimeskeptupthetradition:degradedinmanyways,theywerestillconsideredasrepresentativesofafreepopulation。Ancientdemesnetenureisanotherproofofthesamefreedominvillainage;itisprotectedthoughbase,andsupposesindependentrightsonthepartofthepeasantry。Thepositionofthegroupofsocmenoutsidetheancientdemesnepointsthesameway:theirtenureisoriginallynothingmoreandnothinglessthanacustomaryfreeholdorafreecopyhold,ifonemaysayso。ThelawofKentisconstructedonthisverybasis:itisthelawoffreeceorlssubjectedtoacertainmanorialauthoritywhichhasnotbeenabletostrikeverydeeprootsinthissoil。 ButthegeneralcurrentwentSteadilyagainstthepeasantry。