第3章

类别:其他 作者:Thorstein Veblen字数:5906更新时间:18/12/26 16:50:16
Itmaythereforebeobjectedthattherecanhavebeennosuchinitialstageofpeaceablelifeasishereassumed。Thereisnopointinculturalevolutionpriortowhichfightingdoesnotoccur。Butthepointinquestionisnotastotheoccurrenceofcombat,occasionalorsporadic,orevenmoreorlessfrequentandhabitual;itisaquestionastotheoccurrenceofanhabitual; itisaquestionastotheoccurrenceofanhabitualbellicosefromofmind——aprevalenthabitofjudgingfactsandeventsfromthepointofviewofthefight。Thepredatoryphaseofcultureisattainedonlywhenthepredatoryattitudehasbecomethehabitualandaccreditedspiritualattitudeforthemembersofthegroup;whenthefighthasbecomethedominantnoteinthecurrenttheoryoflife;whenthecommon-senseappreciationofmenandthingshascometobeanappreciationwithaviewtocombat。 Thesubstantialdifferencebetweenthepeaceableandthepredatoryphaseofculture,therefore,isaspiritualdifference,notamechanicalone。Thechangeinspiritualattitudeistheoutgrowthofachangeinthematerialfactsofthelifeofthegroup,anditcomesongraduallyasthematerialcircumstancesfavourabletoapredatoryattitudesupervene。Theinferiorlimitofthepredatorycultureisanindustriallimit。Predationcannotbecomethehabitual,conventionalresourceofanygrouporanyclassuntilindustrialmethodshavebeendevelopedtosuchadegreeofefficiencyastoleaveamarginworthfightingfor,abovethesubsistenceofthoseengagedingettingaliving。Thetransitionfrompeacetopredationthereforedependsonthegrowthoftechnicalknowledgeandtheuseoftools。Apredatorycultureissimilarlyimpracticableinearlytimes,untilweaponshavebeendevelopedtosuchapointastomakemanaformidableanimal。Theearlydevelopmentoftoolsandofweaponsisofcoursethesamefactseenfromtwodifferentpointsofview。 Thelifeofagivengroupwouldbecharacterisedaspeaceablesolongashabitualrecoursetocombathasnotbroughtthefightintotheforegroundinmen’severydaythoughts,asadominantfeatureofthelifeofman。Agroupmayevidentlyattainsuchapredatoryattitudewithagreaterorlessdegreeofcompleteness,sothatitsschemeoflifeandcanonsofconductmaybecontrolledtoagreaterorlessextentbythepredatoryanimus。Thepredatoryphaseofcultureisthereforeconceivedtocomeongradually,throughacumulativegrowthofpredatoryaptitudeshabits,andtraditionsthisgrowthbeingduetoachangeinthecircumstancesofthegroup’slife,ofsuchakindastodevelopandconservethosetraitsofhumannatureandthosetraditionsandnormsofconductthatmakeforapredatoryratherthanapeaceablelife。 Theevidenceforthehypothesisthattherehasbeensuchapeaceablestageofprimitivecultureisingreatpartdrawnfrompsychologyratherthanfromethnology,andcannotbedetailedhere。Itwillberecitedinpartinalaterchapter,indiscussingthesurvivalofarchaictraitsofhumannatureunderthemodernculture。 PecuniaryEmulationInthesequenceofculturalevolutiontheemergenceofaleisureclasscoincideswiththebeginningofownership。Thisisnecessarilythecase,forthesetwoinstitutionsresultfromthesamesetofeconomicforces。Intheinchoatephaseoftheirdevelopmenttheyarebutdifferentaspectsofthesamegeneralfactsofsocialstructure。 Itisaselementsofsocialstructure——conventionalfacts——thatleisureandownershiparemattersofinterestforthepurposeinhand。Anhabitualneglectofworkdoesnotconstitutealeisureclass;neitherdoesthemechanicalfactofuseandconsumptionconstituteownership。Thepresentinquiry,therefore,isnotconcernedwiththebeginningofindolence,norwiththebeginningoftheappropriationofusefularticlestoindividualconsumption。Thepointinquestionistheoriginandnatureofaconventionalleisureclassontheonehandandthebeginningsofindividualownershipasaconventionalrightorequitableclaimontheotherhand。 Theearlydifferentiationoutofwhichthedistinctionbetweenaleisureandaworkingclassarisesisadivisionmaintainedbetweenmen’sandwomen’sworkinthelowerstagesofbarbarism。Likewisetheearliestformofownershipisanownershipofthewomenbytheablebodiedmenofthecommunity。 Thefactsmaybeexpressedinmoregeneralterms。andtruertotheimportofthebarbariantheoryoflife,bysayingthatitisanownershipofthewomanbytheman。 Therewasundoubtedlysomeappropriationofusefularticlesbeforethecustomofappropriatingwomenarose。Theusagesofexistingarchaiccommunitiesinwhichthereisnoownershipofwomeniswarrantforsuchaview。Inallcommunitiesthemembers,bothmaleandfemale,habituallyappropriatetotheirindividualuseavarietyofusefulthings;buttheseusefulthingsarenotthoughtofasownedbythepersonwhoappropriatesandconsumesthem。Thehabitualappropriationandconsumptionofcertainslightpersonaleffectsgoesonwithoutraisingthequestionofownership;thatistosay,thequestionofaconventional,equitableclaimtoextraneousthings。 Theownershipofwomenbeginsinthelowerbarbarianstagesofculture,apparentlywiththeseizureoffemalecaptives。Theoriginalreasonfortheseizureandappropriationofwomenseemstohavebeentheirusefulnessastrophies。Thepracticeofseizingwomenfromtheenemyastrophies,gaverisetoaformofownership-marriage,resultinginahouseholdwithamalehead。 Thiswasfollowedbyanextensionofslaverytoothercaptivesandinferiors,besideswomen,andbyanextensionofownership猰arriagetootherwomenthanthoseseizedfromtheenemy。Theoutcomeofemulationunderthecircumstancesofapredatorylife,therefore,hasbeenontheonehandaformofmarriagerestingoncoercion,andontheotherhandthecustomofownership。Thetwoinstitutionsarenotdistinguishableintheinitialphaseoftheirdevelopment;botharisefromthedesireofthesuccessfulmentoputtheirprowessinevidencebyexhibitingsomedurableresultoftheirexploits。Bothalsoministertothatpropensityformasterywhichpervadesallpredatorycommunities。 Fromtheownershipofwomentheconceptofownershipextendsitselftoincludetheproductsoftheirindustry,andsotherearisestheownershipofthingsaswellasofpersons。 Inthiswayaconsistentsystemofpropertyingoodsisgraduallyinstalled。Andalthoughinthelateststagesofthedevelopment,theserviceabilityofgoodsforconsumptionhascometobethemostobtrusiveelementoftheirvalue,still,wealthhasbynomeansyetlostitsutilityasahonorificevidenceoftheowner’sprepotence。 Wherevertheinstitutionofprivatepropertyisfound,eveninaslightlydevelopedform,theeconomicprocessbearsthecharacterofastrugglebetweenmenforthepossessionofgoods。 Ithasbeencustomaryineconomictheory,andespeciallyamongthoseeconomistswhoadherewithleastfalteringtothebodyofmodernisedclassicaldoctrines,toconstruethisstruggleforwealthasbeingsubstantiallyastruggleforsubsistence。Suchis,nodoubt,itscharacterinlargepartduringtheearlierandlessefficientphasesofindustry。Suchisalsoitscharacterinallcaseswherethe“niggardlinessofnature“issostrictastoaffordbutascantylivelihoodtothecommunityinreturnforstrenuousandunremittingapplicationtothebusinessofgettingthemeansofsubsistence。Butinallprogressingcommunitiesanadvanceispresentlymadebeyondthisearlystageoftechnologicaldevelopment。Industrialefficiencyispresentlycarriedtosuchapitchastoaffordsomethingappreciablymorethanabarelivelihoodtothoseengagedintheindustrialprocess。Ithasnotbeenunusualforeconomictheorytospeakofthefurtherstruggleforwealthonthisnewindustrialbasisasacompetitionforanincreaseofthecomfortsoflife,——primarilyforanincreaseofthephysicalcomfortswhichtheconsumptionofgoodsaffords。 Theendofacquisitionandaccumulationisconventionallyheldtobetheconsumptionofthegoodsaccumulated——whetheritisconsumptiondirectlybytheownerofthegoodsorbythehouseholdattachedtohimandforthispurposeidentifiedwithhimintheory。Thisisatleastfelttobetheeconomicallylegitimateendofacquisition,whichaloneitisincumbentonthetheorytotakeaccountof。Suchconsumptionmayofcoursebeconceivedtoservetheconsumer’sphysicalwants——hisphysicalcomfort——orhisso-calledhigherwants——spiritual,aesthetic,intellectual,orwhatnot;thelatterclassofwantsbeingservedindirectlybyanexpenditureofgoods,afterthefashionfamiliartoalleconomicreaders。 Butitisonlywhentakeninasensefarremovedfromitsnaivemeaningthatconsumptionofgoodscanbesaidtoaffordtheincentivefromwhichaccumulationinvariablyproceeds。Themotivethatliesattherootofownershipisemulation;andthesamemotiveofemulationcontinuesactiveinthefurtherdevelopmentoftheinstitutiontowhichithasgivenriseandinthedevelopmentofallthosefeaturesofthesocialstructurewhichthisinstitutionofownershiptouches。Thepossessionofwealthconfershonour;itisaninvidiousdistinction。Nothingequallycogentcanbesaidfortheconsumptionofgoods,norforanyotherconceivableincentivetoacquisition,andespeciallynotforanyincentivetoaccumulationofwealth。 Itisofcoursenottobeoverlookedthatinacommunitywherenearlyallgoodsareprivatepropertythenecessityofearningalivelihoodisapowerfulandeverpresentincentiveforthepoorermembersofthecommunity。Theneedofsubsistenceandofanincreaseofphysicalcomfortmayforatimebethedominantmotiveofacquisitionforthoseclasseswhoarehabituallyemployedatmanuallabour,whosesubsistenceisonaprecariousfooting,whopossesslittleandordinarilyaccumulatelittle;butitwillappearinthecourseofthediscussionthateveninthecaseoftheseimpecuniousclassesthepredominanceofthemotiveofphysicalwantisnotsodecidedashassometimesbeenassumed。 Ontheotherhand,sofarasregardsthosemembersandclassesofthecommunitywhoarechieflyconcernedintheaccumulationofwealth,theincentiveofsubsistenceorofphysicalcomfortneverplaysaconsiderablepart。Ownershipbeganandgrewintoahumaninstitutionongroundsunrelatedtothesubsistenceminimum。Thedominantincentivewasfromtheoutsettheinvidiousdistinctionattachingtowealth,and,savetemporarilyandbyexception,noothermotivehasusurpedtheprimacyatanylaterstageofthedevelopment。 Propertysetoutwithbeingbootyheldastrophiesofthesuccessfulraid。Solongasthegrouphaddepartedandsolongasitstillstoodinclosecontactwithotherhostilegroups,theutilityofthingsorpersonsownedlaychieflyinaninvidiouscomparisonbetweentheirpossessorandtheenemyfromwhomtheyweretaken。Thehabitofdistinguishingbetweentheinterestsoftheindividualandthoseofthegrouptowhichhebelongsisapparentlyalatergrowth。Invidiouscomparisonbetweenthepossessorofthehonorificbootyandhislesssuccessfulneighbourswithinthegroupwasnodoubtpresentearlyasanelementoftheutilityofthethingspossessed,thoughthiswasnotattheoutsetthechiefelementoftheirvalue。Theman’sprowesswasstillprimarilythegroup’sprowess,andthepossessorofthebootyfelthimselftobeprimarilythekeeperofthehonourofhisgroup。Thisappreciationofexploitfromthecommunalpointofviewismetwithalsoatlaterstagesofsocialgrowth,especiallyasregardsthelaurelsofwar。 Butassoonasthecustomofindividualownershipbeginstogainconsistency,thepointofviewtakeninmakingtheinvidiouscomparisononwhichprivatepropertyrestswillbegintochange。 Indeed,theonechangeisbutthereflexoftheother。Theinitialphaseofownership,thephaseofacquisitionbynaiveseizureandconversion,beginstopassintothesubsequentstageofanincipientorganizationofindustryonthebasisofprivateproperty(inslaves);thehordedevelopsintoamoreorlessself-sufficingindustrialcommunity;possessionsthencometobevaluednotsomuchasevidenceofsuccessfulforay,butratherasevidenceoftheprepotenceofthepossessorofthesegoodsoverotherindividualswithinthecommunity。Theinvidiouscomparisonnowbecomesprimarilyacomparisonoftheownerwiththeothermembersofthegroup。Propertyisstillofthenatureoftrophy,but,withtheculturaladvance,itbecomesmoreandmoreatrophyofsuccessesscoredinthegameofownershipcarriedonbetweenthemembersofthegroupunderthequasi-peaceablemethodsofnomadiclife。 Gradually,asindustrialactivityfurtherdisplacedpredatoryactivityinthecommunity’severydaylifeandinmen’shabitsofthought,accumulatedpropertymoreandmorereplacestrophiesofpredatoryexploitastheconventionalexponentofprepotenceandsuccess。Withthegrowthofsettledindustry,therefore,thepossessionofwealthgainsinrelativeimportanceandeffectivenessasacustomarybasisofreputeandesteem。Notthatesteemceasestobeawardedonthebasisofother,moredirectevidenceofprowess;notthatsuccessfulpredatoryaggressionorwarlikeexploitceasestocallouttheapprovalandadmirationofthecrowd,ortostirtheenvyofthelesssuccessfulcompetitors;buttheopportunitiesforgainingdistinctionbymeansofthisdirectmanifestationofsuperiorforcegrowlessavailablebothinscopeandfrequency。Atthesametimeopportunitiesforindustrialaggression,andfortheaccumulationofproperty,increaseinscopeandavailability。